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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-7.32%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.5B
AUM Growth
-$8.01B
Cap. Flow
-$4.75B
Cap. Flow %
-14.6%
Top 10 Hldgs %
6.24%
Holding
3,152
New
114
Increased
850
Reduced
1,973
Closed
197

Top Buys

Rank Stock Value
1
KHC icon
Kraft Heinz
KHC
+$77.8M
2
WRK
WestRock Company
WRK
+$56.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$54.4M
4
ATVI
Activision Blizzard
ATVI
+$48.1M
5
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$46.9M

Top Sells

Rank Stock Value
1
DTV
DIRECTV COM STK (DE)
DTV
+$84M
2
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$81.1M
3
HSP
HOSPIRA INC
HSP
+$76.4M
4
GAS
AGL Resources Inc
GAS
+$58M
5
ZION icon
Zions Bancorporation
ZION
+$54.3M

Sector Composition

Rank Sector Weight
1 Healthcare 13.02%
2 Technology 11.49%
3 Consumer Discretionary 11.12%
4 Financials 10.82%
5 Industrials 8.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CL icon
76
Colgate-Palmolive
CL
$73.1B
$64.7M 0.2%
1,019,100
+211,049
+26% +$13.8M
BRK.B icon
77
Berkshire Hathaway Class B
BRK.B
$1.1T
$64.4M 0.2%
493,621
-69,387
-12% -$9.51M
IWM icon
78
iShares Russell 2000 ETF
IWM
$79.8B
$64.2M 0.2%
587,937
+21,806
+4% +$2.59M
AAP icon
79
Advance Auto Parts
AAP
$3.35B
$63.9M 0.2%
337,351
+230,282
+215% +$39.9M
AIG icon
80
American International
AIG
$41.7B
$63.7M 0.2%
1,121,896
-32,664
-3% -$2M
IVW icon
81
iShares S&P 500 Growth ETF
IVW
$73.8B
$62.9M 0.19%
2,333,468
-125,264
-5% -$3.56M
APH icon
82
Amphenol
APH
$198B
$62.5M 0.19%
4,904,572
-387,468
-7% -$5.2M
MDLZ icon
83
Mondelez International
MDLZ
$79.5B
$62.3M 0.19%
1,488,930
-140,962
-9% -$6.07M
STX icon
84
Seagate
STX
$194B
$62.3M 0.19%
1,390,843
-151,510
-10% -$7.33M
DVA icon
85
DaVita
DVA
$15.4B
$61.8M 0.19%
854,868
-61,971
-7% -$4.81M
ATVI
86
DELISTED
Activision Blizzard
ATVI
$61.7M 0.19%
1,996,497
+1,726,458
+639% +$48.1M
EA icon
87
Electronic Arts
EA
$53B
$61.5M 0.19%
907,037
-202,167
-18% -$14.2M
MMM icon
88
3M
MMM
$90.9B
$60.7M 0.19%
511,892
-9,424
-2% -$1.16M
TSN icon
89
Tyson Foods
TSN
$20.4B
$60.6M 0.19%
1,406,700
+35,505
+3% +$1.51M
LRCX icon
90
Lam Research
LRCX
$367B
$60.5M 0.19%
9,265,630
-461,700
-5% -$3.38M
QQQ icon
91
Invesco QQQ Trust
QQQ
$453B
$60.2M 0.19%
591,191
-6,563
-1% -$705K
BMY icon
92
Bristol-Myers Squibb
BMY
$133B
$59.9M 0.18%
1,011,554
+136,299
+16% +$8.65M
MU icon
93
Micron Technology
MU
$930B
$59.7M 0.18%
3,986,145
-40,655
-1% -$699K
CTXS
94
DELISTED
Citrix Systems Inc
CTXS
$59.5M 0.18%
1,077,907
-72,394
-6% -$4.12M
TMO icon
95
Thermo Fisher Scientific
TMO
$213B
$59.2M 0.18%
484,065
-81,902
-14% -$10.7M
ADM icon
96
Archer Daniels Midland
ADM
$38.2B
$59.1M 0.18%
1,426,719
+85,748
+6% +$3.92M
TAP icon
97
Molson Coors Class B
TAP
$7.79B
$59M 0.18%
710,588
-40,322
-5% -$2.92M
BKNG icon
98
Booking.com
BKNG
$149B
$58.7M 0.18%
1,186,625
-493,275
-29% -$24.5M
MDT icon
99
Medtronic
MDT
$109B
$58.7M 0.18%
876,982
-87,588
-9% -$6.45M
CBRE icon
100
CBRE Group
CBRE
$42.5B
$58.6M 0.18%
1,830,215
+265,074
+17% +$9.4M
2 3
4
5 6

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2015 Portfolio in Review

As of Q3 2015, Guggenheim Capital held 3,152 positions worth $32.5B, down 20% from $40.5B the previous quarter. Its ten largest holdings account for 6.2% of the portfolio.

Guggenheim Capital withdrew a net $4.75B in Q3 2015, closing 197 positions and reducing 1,973 holdings. Its most notable exit was DIRECTV COM STK (DE), an estimated $84M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 13% of assets, down from 14% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Kraft Heinz worth $72.7M.

  • Guggenheim Capital's largest Q3 2015 buy was Kraft Heinz: 1,030,574 shares worth $72.7M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2015, an estimated $54.4M increase.
  • Guggenheim Capital's biggest Q3 2015 reduction was AGL Resources Inc, cutting an estimated $58M.
  • Guggenheim Capital fully exited DIRECTV COM STK (DE) in Q3 2015, selling an estimated $84M.
  • Guggenheim Capital's ten largest holdings make up 6.2% of its $32.5B portfolio in Q3 2015.
  • Guggenheim Capital opened 114 new positions and closed 197 in Q3 2015.
  • Guggenheim Capital's portfolio value fell 20% quarter-over-quarter to $32.5B.

Based on Guggenheim Capital's 13F filing for Q3 2015, filed 16 Nov 2015.