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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$591M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ELV icon
76
Elevance Health
ELV
$81.6B
$78.6M 0.19%
657,018
-8,571
-1% -$983K
GE icon
77
GE Aerospace
GE
$368B
$78.1M 0.19%
636,351
+37,608
+6% +$4.69M
HAL icon
78
Halliburton
HAL
$26.4B
$78M 0.19%
1,208,392
+10,391
+0.9% +$713K
KRFT
79
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$77.7M 0.19%
1,377,422
+17,463
+1% +$1.01M
CCJ icon
80
Cameco
CCJ
$38.4B
$77.6M 0.19%
4,395,131
-127,097
-3% -$2.49M
MLM icon
81
Martin Marietta Materials
MLM
$32.4B
$77.2M 0.19%
598,909
+263,580
+79% +$34M
MO icon
82
Altria Group
MO
$113B
$77.1M 0.18%
1,677,911
-141,734
-8% -$6.07M
HMHC
83
DELISTED
Houghton Mifflin Harcourt Company
HMHC
$76.8M 0.18%
3,948,078
-672
-0% -$12.6K
HBAN icon
84
Huntington Bancshares
HBAN
$34.5B
$76.2M 0.18%
7,833,681
+591,054
+8% +$5.79M
PXD
85
DELISTED
Pioneer Natural Resource Co.
PXD
$76M 0.18%
385,828
+25,161
+7% +$5.32M
NTRS icon
86
Northern Trust
NTRS
$22.4B
$76M 0.18%
1,116,562
-38,347
-3% -$2.58M
PM icon
87
Philip Morris
PM
$299B
$75.6M 0.18%
906,496
+96,012
+12% +$8.12M
BFH icon
88
Bread Financial
BFH
$4.47B
$73.6M 0.18%
371,400
+35,784
+11% +$7.52M
AIG icon
89
American International
AIG
$41.8B
$72.5M 0.17%
1,342,874
+49,709
+4% +$2.72M
SPN
90
DELISTED
Superior Energy Services, Inc.
SPN
$71.7M 0.17%
218,226
-11,554
-5% -$4M
MNK
91
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$71.3M 0.17%
790,509
+364,442
+86% +$28.5M
ALXN
92
DELISTED
Alexion Pharmaceuticals
ALXN
$70.5M 0.17%
424,982
-146,215
-26% -$24M
AGN
93
DELISTED
Allergan plc
AGN
$70.2M 0.17%
290,912
+17,740
+6% +$3.97M
AA icon
94
Alcoa
AA
$11.9B
$70.1M 0.17%
1,813,619
+2,761
+0.2% +$108K
GWR
95
DELISTED
Genesee & Wyoming Inc.
GWR
$70.1M 0.17%
735,569
+595,733
+426% +$59.1M
DD icon
96
DuPont de Nemours
DD
$18.7B
$70M 0.17%
527,202
+57,615
+12% +$7.68M
NWSA icon
97
News Corp Class A
NWSA
$15.2B
$69.9M 0.17%
4,276,255
+72,385
+2% +$1.27M
SLXP
98
DELISTED
SALIX PHARMACEUTICALS LTD DEL
SLXP
$69.7M 0.17%
446,359
+160,423
+56% +$23.3M
TRW
99
DELISTED
TRW AUTOMOTIVE HOLDINGS CORP
TRW
$67.6M 0.16%
667,314
+279,638
+72% +$28M
LLY icon
100
Eli Lilly
LLY
$1.03T
$67.6M 0.16%
1,041,706
-20,462
-2% -$1.3M
2 3
4
5 6

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.