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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.9B
AUM Growth
+$5.06B
Cap. Flow
+$2.8B
Cap. Flow %
8.52%
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$67M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$59M
3
HMHC
Houghton Mifflin Harcourt Company
HMHC
+$59M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$49.3M
5
QCOM icon
Qualcomm
QCOM
+$48.5M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$122M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$112M
3
WOLF icon
Wolfspeed
WOLF
+$47.2M
4
CHS
Chicos FAS, Inc.
CHS
+$45.3M
5
MFB
MAIDENFORM BRANDS, INC
MFB
+$40.7M

Sector Composition

Rank Sector Weight
1 Financials 11.55%
2 Industrials 10.81%
3 Technology 10.42%
4 Consumer Discretionary 9.8%
5 Healthcare 9.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVS icon
76
CVS Health
CVS
$133B
$65.5M 0.2%
915,805
-224,805
-20% -$14.4M
BSJE
77
DELISTED
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
$65.1M 0.2%
2,442,100
+983,400
+67% +$26.3M
BRK.B icon
78
Berkshire Hathaway Class B
BRK.B
$1.1T
$64.9M 0.2%
547,267
+94,999
+21% +$11M
QQQ icon
79
Invesco QQQ Trust
QQQ
$453B
$64.2M 0.2%
729,545
+550,275
+307% +$45.8M
GE icon
80
GE Aerospace
GE
$374B
$62.3M 0.19%
464,047
-38,166
-8% -$4.81M
CAL icon
81
Caleres
CAL
$431M
$62.1M 0.19%
2,205,708
-543,265
-20% -$13.3M
GIS icon
82
General Mills
GIS
$19.1B
$61.5M 0.19%
1,231,631
+249,189
+25% +$12.4M
SPN
83
DELISTED
Superior Energy Services, Inc.
SPN
$61.2M 0.19%
230,019
+38,884
+20% +$10.2M
SNI
84
DELISTED
Scripps Networks Interactive, Inc Common Class A
SNI
$61.1M 0.19%
707,346
+98,392
+16% +$7.71M
PEP icon
85
PepsiCo
PEP
$190B
$60.8M 0.18%
733,391
+40,865
+6% +$3.39M
MPC icon
86
Marathon Petroleum
MPC
$92.4B
$60.6M 0.18%
1,321,022
+497,984
+61% +$19.2M
FDX icon
87
FedEx
FDX
$72.7B
$60.6M 0.18%
421,368
+164,942
+64% +$21.8M
BKNG icon
88
Booking.com
BKNG
$149B
$60.3M 0.18%
1,296,825
-33,850
-3% -$1.51M
XYL icon
89
Xylem
XYL
$27.3B
$60.3M 0.18%
1,741,522
+437,775
+34% +$14.1M
ROST icon
90
Ross Stores
ROST
$80.5B
$59.4M 0.18%
1,585,606
+128,582
+9% +$4.83M
V icon
91
Visa
V
$684B
$59.1M 0.18%
1,061,332
-133,140
-11% -$6.71M
ORB
92
DELISTED
ORBITAL SCIENCES CORP
ORB
$58.8M 0.18%
2,524,312
-72,750
-3% -$1.66M
REGN icon
93
Regeneron Pharmaceuticals
REGN
$78.5B
$58.8M 0.18%
213,500
-6,635
-3% -$1.91M
GPN icon
94
Global Payments
GPN
$23B
$57.7M 0.18%
1,774,930
+305,994
+21% +$9.27M
ENH
95
DELISTED
Endurance Specialty Holdings Ltd
ENH
$57.7M 0.18%
982,634
+62,040
+7% +$3.46M
HMHC
96
DELISTED
Houghton Mifflin Harcourt Company
HMHC
$57.6M 0.18%
+3,489,206
New +$59M
KMB icon
97
Kimberly-Clark
KMB
$36.3B
$56.9M 0.17%
567,923
+2,929
+0.5% +$292K
AEGN
98
DELISTED
Aegion Corp
AEGN
$56.9M 0.17%
2,597,706
+74,723
+3% +$1.62M
MDLZ icon
99
Mondelez International
MDLZ
$79.5B
$56.5M 0.17%
1,601,127
+45,262
+3% +$1.5M
MCO icon
100
Moody's
MCO
$82.8B
$56.4M 0.17%
718,380
+275,662
+62% +$20.2M
2 3
4
5 6

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2013 Portfolio in Review

As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital deployed $2.8B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.

  • Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
  • Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
  • Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
  • Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
  • Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
  • Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.

Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.