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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.56%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$27.9B
AUM Growth
+$4.08B
Cap. Flow
+$2.62B
Cap. Flow %
9.39%
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254

Top Buys

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$123M
2
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$39.9M
3
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$36.6M
4
BMR
BIOMED REALTY TRUST INC
BMR
+$35.6M
5
ARE icon
Alexandria Real Estate Equities
ARE
+$34.5M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$111M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$60.8M
3
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
+$49.7M
4
MDR
McDermott International
MDR
+$37.4M
5
ORCL icon
Oracle
ORCL
+$33.1M

Sector Composition

Rank Sector Weight
1 Financials 11.11%
2 Industrials 10.08%
3 Technology 9.94%
4 Healthcare 9.76%
5 Consumer Discretionary 9.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CA
76
DELISTED
CA, Inc.
CA
$52.9M 0.19%
1,784,514
+272,866
+18% +$8.17M
VRTX icon
77
Vertex Pharmaceuticals
VRTX
$122B
$52.4M 0.19%
691,024
+139,449
+25% +$11.1M
BMY icon
78
Bristol-Myers Squibb
BMY
$132B
$52.2M 0.19%
1,127,839
+254,939
+29% +$11.2M
CDE icon
79
Coeur Mining
CDE
$15.9B
$51.9M 0.19%
4,304,887
+330,313
+8% +$4.51M
BRK.B icon
80
Berkshire Hathaway Class B
BRK.B
$1.1T
$51.3M 0.18%
452,268
+14,306
+3% +$1.65M
KMB icon
81
Kimberly-Clark
KMB
$36.6B
$51M 0.18%
564,994
+8,136
+1% +$754K
BAC icon
82
Bank of America
BAC
$433B
$50.8M 0.18%
3,678,566
+244,551
+7% +$3.49M
CAB
83
DELISTED
Cabela's Inc
CAB
$49.6M 0.18%
786,328
+14,026
+2% +$935K
ENH
84
DELISTED
Endurance Specialty Holdings Ltd
ENH
$49.5M 0.18%
920,594
+61,337
+7% +$3.18M
META icon
85
Meta Platforms (Facebook)
META
$1.37T
$49.2M 0.18%
978,552
+445,430
+84% +$16.6M
BKH icon
86
Black Hills Corp
BKH
$5.5B
$49.1M 0.18%
984,448
+20,950
+2% +$1.06M
MDLZ icon
87
Mondelez International
MDLZ
$80.5B
$48.9M 0.18%
1,555,865
+52,008
+3% +$1.61M
PSX icon
88
Phillips 66
PSX
$84.4B
$48.2M 0.17%
832,579
+261,611
+46% +$15.2M
VZ icon
89
Verizon
VZ
$193B
$48M 0.17%
1,028,521
+62,276
+6% +$3.04M
SPN
90
DELISTED
Superior Energy Services, Inc.
SPN
$47.9M 0.17%
191,135
+93,928
+97% +$24.5M
TWX
91
DELISTED
Time Warner Inc
TWX
$47.9M 0.17%
758,415
+83,370
+12% +$4.99M
YHOO
92
DELISTED
Yahoo Inc
YHOO
$47.6M 0.17%
1,432,837
+219,016
+18% +$6.19M
SNI
93
DELISTED
Scripps Networks Interactive, Inc Common Class A
SNI
$47.6M 0.17%
608,954
+295,270
+94% +$21.8M
GIS icon
94
General Mills
GIS
$19.4B
$47.1M 0.17%
982,442
+387,380
+65% +$19.4M
SJM icon
95
J.M. Smucker
SJM
$13.1B
$46.8M 0.17%
445,170
+49,299
+12% +$5.34M
SO icon
96
Southern Company
SO
$106B
$46.3M 0.17%
1,125,010
+442,517
+65% +$19.1M
POM
97
DELISTED
PEPCO HOLDINGS, INC.
POM
$46.3M 0.17%
2,506,440
+394,018
+19% +$7.66M
KRFT
98
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$46.2M 0.17%
881,563
+108,362
+14% +$5.94M
KR icon
99
Kroger
KR
$35.4B
$46M 0.17%
2,280,754
+208,926
+10% +$4.02M
TRIP icon
100
TripAdvisor
TRIP
$1.65B
$45.5M 0.16%
600,187
+133,705
+29% +$9.47M
2 3
4
5 6

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2013 Portfolio in Review

As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.

Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.

  • Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
  • Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
  • Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
  • Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
  • Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
  • Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
  • Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.

Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.