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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-3.14%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.6B
AUM Growth
-$1.11B
Cap. Flow
-$652M
Cap. Flow %
-5.6%
Top 10 Hldgs %
16.9%
Holding
1,965
New
102
Increased
773
Reduced
939
Closed
132

Top Buys

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$9.73M
2
EVRG icon
Evergy
EVRG
+$8.77M
3
QCOM icon
Qualcomm
QCOM
+$8.61M
4
COST icon
Costco
COST
+$8.44M
5
ADBE icon
Adobe
ADBE
+$8.41M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$108M
2
NVDA icon
NVIDIA
NVDA
+$91.3M
3
AMZN icon
Amazon
AMZN
+$55.5M
4
AAPL icon
Apple
AAPL
+$48.8M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$36.9M

Sector Composition

Rank Sector Weight
1 Technology 23.26%
2 Healthcare 10.31%
3 Industrials 8.02%
4 Consumer Discretionary 8.02%
5 Financials 7.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CARR icon
951
Carrier Global
CARR
$52.8B
$1.39M 0.01%
25,256
-9,262
-27% -$510K
JOUT icon
952
Johnson Outdoors
JOUT
$505M
$1.39M 0.01%
25,413
+1,373
+6% +$77.9K
X
953
DELISTED
US Steel
X
$1.39M 0.01%
42,687
-11,653
-21% -$327K
GGB icon
954
Gerdau
GGB
$9.7B
$1.39M 0.01%
348,528
-101,897
-23% -$453K
SYNA icon
955
Synaptics
SYNA
$4.15B
$1.38M 0.01%
15,386
+4,032
+36% +$354K
BABA icon
956
Alibaba
BABA
$308B
$1.37M 0.01%
15,817
-1,625
-9% -$149K
MDB icon
957
MongoDB
MDB
$32.1B
$1.37M 0.01%
3,960
+1,424
+56% +$541K
PFG icon
958
Principal Financial Group
PFG
$24.3B
$1.37M 0.01%
18,968
+445
+2% +$34.5K
LDP icon
959
Cohen & Steers Duration Preferred & Income Fund
LDP
$600M
$1.36M 0.01%
79,921
+27,273
+52% +$486K
SBAC icon
960
SBA Communications
SBAC
$19.5B
$1.36M 0.01%
6,801
-14,966
-69% -$3.33M
CLF icon
961
Cleveland-Cliffs
CLF
$6.99B
$1.36M 0.01%
87,090
-2,447
-3% -$38.2K
URI icon
962
United Rentals
URI
$72.4B
$1.36M 0.01%
3,057
-304
-9% -$139K
CCOI icon
963
Cogent Communications
CCOI
$508M
$1.35M 0.01%
21,886
-963
-4% -$63K
RUSHA icon
964
Rush Enterprises Class A
RUSHA
$6.22B
$1.35M 0.01%
33,178
-338
-1% -$14K
XRX icon
965
Xerox
XRX
$425M
$1.35M 0.01%
86,300
-30,006
-26% -$474K
HAS icon
966
Hasbro
HAS
$13.2B
$1.35M 0.01%
20,378
+3,481
+21% +$230K
MRTX
967
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
$1.35M 0.01%
30,905
+3,202
+12% +$114K
WIW
968
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$513M
$1.34M 0.01%
162,544
+31,887
+24% +$279K
WBS icon
969
Webster Financial
WBS
$12.8B
$1.34M 0.01%
33,176
-20,377
-38% -$867K
FCVT icon
970
First Trust SSI Strategic Convertible Securities ETF
FCVT
$101M
$1.33M 0.01%
42,870
-27
-0.1% -$870
NBH
971
Neuberger Municipal Fund Inc
NBH
$304M
$1.33M 0.01%
143,949
-4,980
-3% -$49.8K
NTES icon
972
NetEase
NTES
$84.7B
$1.32M 0.01%
13,211
+3,107
+31% +$319K
LEG icon
973
Leggett & Platt
LEG
$1.31B
$1.32M 0.01%
52,072
-125,048
-71% -$3.52M
HDB icon
974
HDFC Bank
HDB
$121B
$1.32M 0.01%
44,680
-7,060
-14% -$230K
BCH icon
975
Banco de Chile
BCH
$20.9B
$1.32M 0.01%
65,206
+12,871
+25% +$273K
37 38
39
40 41

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Guggenheim Capital held 1,965 positions worth $11.6B, down 8.7% from $12.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital withdrew a net $652M in Q3 2023, closing 132 positions and reducing 939 holdings. Its most notable exit was AfterNext HealthTech Acquisition Corp, an estimated $18.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Guggenheim Capital opened a new position in Trade Desk worth $7.67M.

  • Guggenheim Capital's largest Q3 2023 buy was Trade Desk: 98,090 shares worth $7.67M.
  • Guggenheim Capital added most to Nuveen Floating Rate Income Fund in Q3 2023, an estimated $9.73M increase.
  • Guggenheim Capital's biggest Q3 2023 reduction was Microsoft, cutting an estimated $108M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp in Q3 2023, selling an estimated $18.6M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $11.6B portfolio in Q3 2023.
  • Guggenheim Capital opened 102 new positions and closed 132 in Q3 2023.
  • Guggenheim Capital's portfolio value fell 8.7% quarter-over-quarter to $11.6B.

Based on Guggenheim Capital's 13F filing for Q3 2023, filed 14 Nov 2023.