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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.35%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.9B
AUM Growth
+$496M
Cap. Flow
-$115M
Cap. Flow %
-0.97%
Top 10 Hldgs %
15.43%
Holding
2,070
New
161
Increased
956
Reduced
764
Closed
161

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$33.2M
2
MSFT icon
Microsoft
MSFT
+$31.9M
3
AMZN icon
Amazon
AMZN
+$21.3M
4
NVDA icon
NVIDIA
NVDA
+$20M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$14.6M

Top Sells

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$43.6M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$40.9M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$24.4M
4
MSDA
MSD Acquisition Corp. Class A Ordinary Shares
MSDA
+$21.9M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 20.77%
2 Healthcare 10.79%
3 Financials 8.54%
4 Industrials 7.76%
5 Consumer Discretionary 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MHK icon
951
Mohawk Industries
MHK
$9.22B
$1.58M 0.01%
15,741
-11,286
-42% -$1.23M
PK icon
952
Park Hotels & Resorts
PK
$2.97B
$1.58M 0.01%
127,432
-20,904
-14% -$274K
PTC icon
953
PTC
PTC
$16B
$1.58M 0.01%
12,283
+2,697
+28% +$343K
IWN icon
954
iShares Russell 2000 Value ETF
IWN
$14.6B
$1.57M 0.01%
11,483
-757
-6% -$110K
FSM icon
955
Fortuna Silver Mines
FSM
$3.07B
$1.57M 0.01%
411,766
+89,857
+28% +$319K
AVT icon
956
Avnet
AVT
$7.92B
$1.57M 0.01%
34,642
+9,021
+35% +$402K
EPAM icon
957
EPAM Systems
EPAM
$5.03B
$1.56M 0.01%
5,223
+2,141
+69% +$690K
BHP icon
958
BHP
BHP
$230B
$1.56M 0.01%
24,592
+1,425
+6% +$91.9K
NIQ
959
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
$1.56M 0.01%
121,792
-1,491
-1% -$18.8K
ENB icon
960
Enbridge
ENB
$112B
$1.55M 0.01%
40,679
+341
+0.8% +$13.4K
DMO
961
Western Asset Mortgage Opportunity Fund
DMO
$120M
$1.55M 0.01%
148,219
+19,670
+15% +$216K
SWN
962
DELISTED
Southwestern Energy Company
SWN
$1.55M 0.01%
309,521
+105,967
+52% +$562K
CALM icon
963
Cal-Maine
CALM
$3.99B
$1.54M 0.01%
25,372
-289
-1% -$16.1K
SXI icon
964
Standex International
SXI
$4.12B
$1.54M 0.01%
12,569
-1,563
-11% -$178K
WSM icon
965
Williams-Sonoma
WSM
$29.6B
$1.54M 0.01%
25,242
-802
-3% -$50.1K
ET icon
966
Energy Transfer Partners
ET
$69.3B
$1.53M 0.01%
122,855
+3,937
+3% +$49.8K
SNOW icon
967
Snowflake
SNOW
$115B
$1.53M 0.01%
9,893
+4,375
+79% +$641K
PHD
968
DELISTED
Pioneer Floating Rate Fund
PHD
$1.52M 0.01%
174,954
-14,214
-8% -$128K
WAT icon
969
Waters Corp
WAT
$39.9B
$1.52M 0.01%
4,904
+1,240
+34% +$401K
MSCI icon
970
MSCI
MSCI
$40.9B
$1.52M 0.01%
2,711
+452
+20% +$239K
NVR icon
971
NVR
NVR
$17B
$1.52M 0.01%
272
-43
-14% -$222K
HEQ
972
John Hancock Hedged Equity & Income Fund
HEQ
$140M
$1.52M 0.01%
130,300
-13,789
-10% -$162K
RXDX
973
DELISTED
Prometheus Biosciences, Inc. Common Stock
RXDX
$1.51M 0.01%
14,103
+8,664
+159% +$997K
CIG icon
974
CEMIG Preferred Shares
CIG
$6.01B
$1.51M 0.01%
878,119
+15,133
+2% +$24.1K
MAG
975
DELISTED
MAG Silver
MAG
$1.51M 0.01%
119,379
+38,780
+48% +$520K
37 38
39
40 41

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
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AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q1 2023 Portfolio in Review

As of Q1 2023, Guggenheim Capital held 2,070 positions worth $11.9B, up 4.4% from $11.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Guggenheim Capital's Q1 2023 filing shows 161 new, 956 increased, 764 reduced and 161 closed positions. Its largest new stake was Certara: 199,189 shares worth $4.8M. The largest sale was FIGS, an estimated $43.6M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q1 2023 buy was Certara: 199,189 shares worth $4.8M.
  • Guggenheim Capital added most to Apple in Q1 2023, an estimated $33.2M increase.
  • Guggenheim Capital's biggest Q1 2023 reduction was FIGS, cutting an estimated $43.6M.
  • Guggenheim Capital fully exited MSD Acquisition Corp. Class A Ordinary Shares in Q1 2023, selling an estimated $21.9M.
  • Guggenheim Capital's ten largest holdings make up 15% of its $11.9B portfolio in Q1 2023.
  • Guggenheim Capital opened 161 new positions and closed 161 in Q1 2023.
  • Guggenheim Capital's portfolio value rose 4.4% quarter-over-quarter to $11.9B.

Based on Guggenheim Capital's 13F filing for Q1 2023, filed 11 May 2023.