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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.53%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.4B
AUM Growth
+$466M
Cap. Flow
-$346M
Cap. Flow %
-3.04%
Top 10 Hldgs %
11.96%
Holding
2,051
New
157
Increased
773
Reduced
962
Closed
143

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$43.4M
2
MSFT icon
Microsoft
MSFT
+$25.6M
3
AMZN icon
Amazon
AMZN
+$11.7M
4
PLD icon
Prologis
PLD
+$11.3M
5
TSLA icon
Tesla
TSLA
+$8.57M

Top Sells

Rank Stock Value
1
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$109M
2
GHIX
Gores Holdings IX, Inc. Class A Common Stock
GHIX
+$48.7M
3
RXRA
RXR Acquisition Corp. Class A Common Stock
RXRA
+$24.5M
4
AAPL icon
Apple
AAPL
+$22.7M
5
GIIX
Gores Holdings VIII, Inc. Class A Common Stock
GIIX
+$19.9M

Sector Composition

Rank Sector Weight
1 Technology 16.57%
2 Healthcare 11.82%
3 Financials 9.9%
4 Industrials 8.01%
5 Consumer Discretionary 7.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FL
951
DELISTED
Foot Locker
FL
$1.55M 0.01%
41,018
+11,455
+39% +$393K
AGR
952
DELISTED
Avangrid, Inc.
AGR
$1.54M 0.01%
35,862
-16,328
-31% -$676K
NIQ
953
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
$1.54M 0.01%
123,283
-51,318
-29% -$632K
NATI
954
DELISTED
National Instruments Corp
NATI
$1.54M 0.01%
41,608
+496
+1% +$19.4K
VNO icon
955
Vornado Realty Trust
VNO
$7.38B
$1.53M 0.01%
73,530
+49,316
+204% +$1.13M
HDB icon
956
HDFC Bank
HDB
$121B
$1.52M 0.01%
44,582
+6,378
+17% +$207K
CATY icon
957
Cathay General Bancorp
CATY
$4.24B
$1.52M 0.01%
37,340
-1,727
-4% -$74.8K
FBIN icon
958
Fortune Brands Innovations
FBIN
$6.06B
$1.52M 0.01%
26,662
+2,427
+10% +$128K
VST icon
959
Vistra
VST
$47.4B
$1.52M 0.01%
65,614
-28,520
-30% -$660K
UMBF icon
960
UMB Financial
UMBF
$11.1B
$1.52M 0.01%
18,162
-9,671
-35% -$813K
CEV
961
Eaton Vance California Municipal Income Trust
CEV
$73.6M
$1.51M 0.01%
151,797
+5,928
+4% +$57.5K
NHS
962
Neuberger High Yield Strategies Fund Inc
NHS
$255M
$1.51M 0.01%
177,393
-27,023
-13% -$227K
X
963
DELISTED
US Steel
X
$1.51M 0.01%
60,207
+24,215
+67% +$558K
INSP icon
964
Inspire Medical Systems
INSP
$1.74B
$1.5M 0.01%
5,965
+479
+9% +$102K
POR icon
965
Portland General Electric
POR
$5.77B
$1.5M 0.01%
30,622
-25,797
-46% -$1.2M
AUB icon
966
Atlantic Union Bankshares
AUB
$5.97B
$1.5M 0.01%
42,699
-6,535
-13% -$223K
URI icon
967
United Rentals
URI
$72.4B
$1.5M 0.01%
4,212
-4,982
-54% -$1.64M
WSM icon
968
Williams-Sonoma
WSM
$29.6B
$1.5M 0.01%
26,044
+7,900
+44% +$474K
AAL icon
969
American Airlines Group
AAL
$10.6B
$1.5M 0.01%
117,600
+67,920
+137% +$921K
MLM icon
970
Martin Marietta Materials
MLM
$33B
$1.49M 0.01%
4,409
-53
-1% -$18.1K
BKT icon
971
BlackRock Income Trust
BKT
$341M
$1.49M 0.01%
120,587
-5,803
-5% -$71.7K
GLQ
972
Clough Global Equity Fund
GLQ
$158M
$1.49M 0.01%
228,379
-113,223
-33% -$794K
GT icon
973
Goodyear
GT
$1.85B
$1.48M 0.01%
145,809
+89,110
+157% +$974K
DEO icon
974
Diageo
DEO
$53.6B
$1.48M 0.01%
8,299
+996
+14% +$175K
BP icon
975
BP
BP
$107B
$1.48M 0.01%
42,320
-12,271
-22% -$408K
37 38
39
40 41

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2022 Portfolio in Review

As of Q4 2022, Guggenheim Capital held 2,051 positions worth $11.4B, up 4.3% from $10.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital withdrew a net $346M in Q4 2022, closing 143 positions and reducing 962 holdings. Its most notable exit was KKR Acquisition Holdings I Corp., an estimated $109M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Guggenheim Active Allocation Fund worth $4.25M.

  • Guggenheim Capital's largest Q4 2022 buy was Guggenheim Active Allocation Fund: 315,680 shares worth $4.25M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2022, an estimated $43.4M increase.
  • Guggenheim Capital's biggest Q4 2022 reduction was Apple, cutting an estimated $22.7M.
  • Guggenheim Capital fully exited KKR Acquisition Holdings I Corp. in Q4 2022, selling an estimated $109M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $11.4B portfolio in Q4 2022.
  • Guggenheim Capital opened 157 new positions and closed 143 in Q4 2022.
  • Guggenheim Capital's portfolio value rose 4.3% quarter-over-quarter to $11.4B.

Based on Guggenheim Capital's 13F filing for Q4 2022, filed 14 Feb 2023.