We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-4.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$10.9B
AUM Growth
-$1.75B
Cap. Flow
-$1.1B
Cap. Flow %
-10.04%
Top 10 Hldgs %
12.82%
Holding
2,117
New
74
Increased
714
Reduced
1,076
Closed
223

Top Buys

Rank Stock Value
1
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$13.4M
2
FOX icon
Fox Class B
FOX
+$8.16M
3
HR icon
Healthcare Realty
HR
+$7.59M
4
SYY icon
Sysco
SYY
+$6.97M
5
MDU icon
MDU Resources
MDU
+$6.67M

Top Sells

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$367M
2
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$36.5M
3
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$35.5M
4
GTPB
Gores Technology Partners II, Inc. Class A Common
GTPB
+$33.5M
5
GSEV
Gores Holdings VII, Inc. Class A Common Stock
GSEV
+$29.3M

Sector Composition

Rank Sector Weight
1 Technology 16.93%
2 Financials 11.3%
3 Healthcare 11.28%
4 Consumer Discretionary 7.69%
5 Industrials 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TEI
951
Templeton Emerging Markets Income Fund
TEI
$321M
$1.52M 0.01%
343,954
+97,687
+40% +$497K
RIVN icon
952
Rivian
RIVN
$23.2B
$1.52M 0.01%
46,282
+10,372
+29% +$354K
WTW icon
953
Willis Towers Watson
WTW
$32B
$1.52M 0.01%
7,572
+4,148
+121% +$856K
IT icon
954
Gartner
IT
$11.7B
$1.52M 0.01%
5,493
-3,039
-36% -$852K
NE icon
955
Noble Corp
NE
$6.51B
$1.52M 0.01%
51,237
+17,818
+53% +$526K
FICO icon
956
Fair Isaac
FICO
$22.5B
$1.51M 0.01%
3,674
-238
-6% -$108K
EGO icon
957
Eldorado Gold
EGO
$9.89B
$1.51M 0.01%
250,758
-41,027
-14% -$241K
HL icon
958
Hecla Mining
HL
$11.3B
$1.51M 0.01%
383,843
-126,670
-25% -$515K
CATY icon
959
Cathay General Bancorp
CATY
$4.24B
$1.5M 0.01%
39,067
-1,777
-4% -$73.9K
APH icon
960
Amphenol
APH
$209B
$1.5M 0.01%
44,770
-24,862
-36% -$903K
AUB icon
961
Atlantic Union Bankshares
AUB
$5.97B
$1.5M 0.01%
49,234
-230
-0.5% -$7.75K
EXE
962
Expand Energy Corp
EXE
$21.5B
$1.49M 0.01%
15,847
-102,211
-87% -$9.6M
AMN icon
963
AMN Healthcare
AMN
$1.4B
$1.49M 0.01%
14,069
-7,428
-35% -$814K
GGB icon
964
Gerdau
GGB
$9.7B
$1.49M 0.01%
415,786
+5,514
+1% +$20K
IHD
965
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$131M
$1.48M 0.01%
299,811
+31,484
+12% +$174K
ASB icon
966
Associated Banc-Corp
ASB
$5.91B
$1.47M 0.01%
73,148
+52,510
+254% +$1.06M
RCL icon
967
Royal Caribbean
RCL
$85.6B
$1.47M 0.01%
38,743
-1,056
-3% -$42.8K
A icon
968
Agilent Technologies
A
$41.2B
$1.47M 0.01%
12,062
-1,560
-11% -$200K
MTB icon
969
M&T Bank
MTB
$36.2B
$1.47M 0.01%
8,319
-1,637
-16% -$290K
GMAB icon
970
Genmab
GMAB
$19.5B
$1.47M 0.01%
45,639
-2,360
-5% -$82.9K
DKS icon
971
Dick's Sporting Goods
DKS
$18.7B
$1.46M 0.01%
13,919
-6,657
-32% -$677K
VVR icon
972
Invesco Senior Income Trust
VVR
$454M
$1.46M 0.01%
391,318
+186,996
+92% +$715K
JHI
973
John Hancock Investors Trust
JHI
$117M
$1.44M 0.01%
119,380
-28,367
-19% -$389K
MLM icon
974
Martin Marietta Materials
MLM
$33B
$1.44M 0.01%
4,462
-533
-11% -$180K
FCVT icon
975
First Trust SSI Strategic Convertible Securities ETF
FCVT
$101M
$1.44M 0.01%
46,057
+13,895
+43% +$458K
37 38
39
40 41

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2022 Portfolio in Review

As of Q3 2022, Guggenheim Capital held 2,117 positions worth $10.9B, down 14% from $12.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital withdrew a net $1.1B in Q3 2022, closing 223 positions and reducing 1,076 holdings. Its most notable exit was Pershing Square Tontine Holdings, Ltd., an estimated $367M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust worth $11.6M.

  • Guggenheim Capital's largest Q3 2022 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 751,061 shares worth $11.6M.
  • Guggenheim Capital added most to Fox Class B in Q3 2022, an estimated $8.16M increase.
  • Guggenheim Capital's biggest Q3 2022 reduction was KKR Acquisition Holdings I Corp., cutting an estimated $36.5M.
  • Guggenheim Capital fully exited Pershing Square Tontine Holdings, Ltd. in Q3 2022, selling an estimated $367M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $10.9B portfolio in Q3 2022.
  • Guggenheim Capital opened 74 new positions and closed 223 in Q3 2022.
  • Guggenheim Capital's portfolio value fell 14% quarter-over-quarter to $10.9B.

Based on Guggenheim Capital's 13F filing for Q3 2022, filed 14 Nov 2022.