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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.2B
AUM Growth
-$714M
Cap. Flow
-$1.36B
Cap. Flow %
-8.94%
Top 10 Hldgs %
15.97%
Holding
2,218
New
180
Increased
888
Reduced
1,035
Closed
85

Top Buys

Rank Stock Value
1
KAHC.U
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
+$153M
2
GSEVU
Gores Holdings VII, Inc. Units
GSEVU
+$40.7M
3
GTPBU
Gores Technology Partners II, Inc. Units
GTPBU
+$40.4M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.7M
5
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$38.5M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.08B
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$278M
3
AAPL icon
Apple
AAPL
+$70.6M
4
MSFT icon
Microsoft
MSFT
+$51.8M
5
AMZN icon
Amazon
AMZN
+$45.8M

Sector Composition

Rank Sector Weight
1 Technology 17.35%
2 Financials 12.96%
3 Healthcare 9.44%
4 Consumer Discretionary 8.83%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PHM icon
951
Pultegroup
PHM
$25.3B
$2.32M 0.02%
44,223
-3,340
-7% -$156K
PPC icon
952
Pilgrim's Pride
PPC
$6.54B
$2.32M 0.02%
97,347
+41,015
+73% +$909K
AFB
953
AllianceBernstein National Municipal Income Fund
AFB
$317M
$2.31M 0.02%
162,489
-4,315
-3% -$61.6K
DISH
954
DELISTED
DISH Network Corp.
DISH
$2.31M 0.02%
63,686
+20,349
+47% +$678K
KBH icon
955
KB Home
KBH
$3.59B
$2.3M 0.02%
49,382
+17,224
+54% +$711K
BFH icon
956
Bread Financial
BFH
$4.38B
$2.29M 0.02%
25,571
+6,072
+31% +$436K
CRUS icon
957
Cirrus Logic
CRUS
$6.26B
$2.28M 0.01%
26,847
+3,678
+16% +$318K
FOXF icon
958
Fox Factory Holding Corp
FOXF
$886M
$2.27M 0.01%
17,908
-1,419
-7% -$183K
PRGO icon
959
Perrigo
PRGO
$1.78B
$2.27M 0.01%
56,017
+26,360
+89% +$1.13M
UNVR
960
DELISTED
Univar Solutions Inc.
UNVR
$2.26M 0.01%
105,114
+43,991
+72% +$901K
AZN icon
961
AstraZeneca
AZN
$250B
$2.26M 0.01%
22,725
+3,923
+21% +$394K
ULTA icon
962
Ulta Beauty
ULTA
$24.3B
$2.26M 0.01%
7,311
-793
-10% -$246K
BHK icon
963
BlackRock Core Bond Trust
BHK
$667M
$2.25M 0.01%
143,264
-14,312
-9% -$227K
GSBD icon
964
Goldman Sachs BDC
GSBD
$1.1B
$2.25M 0.01%
116,234
-25,592
-18% -$479K
BTI icon
965
British American Tobacco
BTI
$128B
$2.25M 0.01%
57,979
+16,206
+39% +$610K
HLT icon
966
Hilton Worldwide
HLT
$71.5B
$2.25M 0.01%
18,576
+2,746
+17% +$317K
WBD icon
967
Warner Bros
WBD
$67.1B
$2.25M 0.01%
51,630
-17,307
-25% -$864K
FTV icon
968
Fortive
FTV
$18.6B
$2.24M 0.01%
42,026
+19,584
+87% +$1.01M
L icon
969
Loews
L
$23.6B
$2.24M 0.01%
43,622
-41,817
-49% -$2.04M
MFM
970
Aberdeen Municipal Income Fund
MFM
$224M
$2.24M 0.01%
327,844
+112,334
+52% +$752K
MTG icon
971
MGIC Investment
MTG
$6.25B
$2.23M 0.01%
160,992
+43,562
+37% +$555K
WAB icon
972
Wabtec
WAB
$49.3B
$2.23M 0.01%
28,177
+13,146
+87% +$1.02M
LSI
973
DELISTED
Life Storage, Inc.
LSI
$2.23M 0.01%
25,936
-20,573
-44% -$1.71M
SLM icon
974
SLM Corp
SLM
$5.15B
$2.23M 0.01%
123,983
-6,775
-5% -$103K
CM icon
975
Canadian Imperial Bank of Commerce
CM
$108B
$2.21M 0.01%
45,234
+3,762
+9% +$174K
37 38
39
40 41

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q1 2021 Portfolio in Review

As of Q1 2021, Guggenheim Capital held 2,218 positions worth $15.2B, down 4.5% from $15.9B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.36B in Q1 2021, closing 85 positions and reducing 1,035 holdings. Its most notable exit was Gores Holdings VI, Inc. Unit, an estimated $42.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant worth $153M.

  • Guggenheim Capital's largest Q1 2021 buy was KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant: 15,276,972 shares worth $153M.
  • Guggenheim Capital added most to Pioneer Natural Resource Co. in Q1 2021, an estimated $19.4M increase.
  • Guggenheim Capital's biggest Q1 2021 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $1.08B.
  • Guggenheim Capital fully exited Gores Holdings VI, Inc. Unit in Q1 2021, selling an estimated $42.4M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.2B portfolio in Q1 2021.
  • Guggenheim Capital opened 180 new positions and closed 85 in Q1 2021.
  • Guggenheim Capital's portfolio value fell 4.5% quarter-over-quarter to $15.2B.

Based on Guggenheim Capital's 13F filing for Q1 2021, filed 13 May 2021.