We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+14.15%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.9B
AUM Growth
+$2.13B
Cap. Flow
+$466M
Cap. Flow %
2.92%
Top 10 Hldgs %
24.56%
Holding
2,169
New
258
Increased
811
Reduced
944
Closed
131

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$235M
2
GHVIU
Gores Holdings VI, Inc. Unit
GHVIU
+$42.3M
3
ARBGU
Aequi Acquisition Corp Unit
ARBGU
+$29.9M
4
TEAM icon
Atlassian
TEAM
+$10.8M
5
COST icon
Costco
COST
+$9.72M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$32.3M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.5M
3
AAPL icon
Apple
AAPL
+$13.1M
4
SMCI icon
Super Micro Computer
SMCI
+$10.2M
5
MSFT icon
Microsoft
MSFT
+$9.99M

Sector Composition

Rank Sector Weight
1 Technology 17.06%
2 Financials 11.7%
3 Healthcare 8.92%
4 Consumer Discretionary 8.64%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SSNC icon
951
SS&C Technologies
SSNC
$18.6B
$2.07M 0.01%
28,458
-6,494
-19% -$435K
NUW icon
952
Nuveen AMT-Free Municipal Value Fund
NUW
$252M
$2.06M 0.01%
125,397
-27,047
-18% -$436K
PTCT icon
953
PTC Therapeutics
PTCT
$6.12B
$2.06M 0.01%
33,667
-10,399
-24% -$613K
SAND
954
DELISTED
Sandstorm Gold
SAND
$2.06M 0.01%
286,542
+65,450
+30% +$506K
PHM icon
955
Pultegroup
PHM
$25.3B
$2.05M 0.01%
47,563
-44,887
-49% -$1.99M
MED icon
956
Medifast
MED
$141M
$2.05M 0.01%
10,425
+9,044
+655% +$1.6M
FOXF icon
957
Fox Factory Holding Corp
FOXF
$886M
$2.04M 0.01%
19,327
+3,105
+19% +$282K
STT icon
958
State Street
STT
$50.7B
$2.04M 0.01%
28,036
-1,535
-5% -$104K
ALRM icon
959
Alarm.com
ALRM
$2.85B
$2.04M 0.01%
+19,714
New +$1.43M
VRTU
960
DELISTED
Virtusa Corporation
VRTU
$2.04M 0.01%
39,809
+17,096
+75% +$859K
AAT
961
American Assets Trust
AAT
$1.4B
$2.03M 0.01%
+70,415
New +$1.87M
SAP icon
962
SAP
SAP
$238B
$2.03M 0.01%
15,599
-6,149
-28% -$794K
DEO icon
963
Diageo
DEO
$53.6B
$2.03M 0.01%
12,777
-4,828
-27% -$720K
MZTI
964
The Marzetti Company
MZTI
$3.11B
$2.03M 0.01%
11,043
-6,993
-39% -$1.22M
NGHC
965
DELISTED
National General Holdings Corp
NGHC
$2.03M 0.01%
59,265
+17,349
+41% +$591K
KMX icon
966
CarMax
KMX
$8.26B
$2.02M 0.01%
21,386
-715
-3% -$67K
PDCO
967
DELISTED
Patterson Companies, Inc.
PDCO
$2.01M 0.01%
67,982
-32,940
-33% -$933K
WKC icon
968
World Kinect Corp
WKC
$1.86B
$2.01M 0.01%
+64,585
New +$1.72M
BHF icon
969
Brighthouse Financial
BHF
$3.5B
$2M 0.01%
55,271
+45,301
+454% +$1.52M
OPLN
970
Openlane
OPLN
$4.54B
$2M 0.01%
107,355
-10,656
-9% -$184K
OBDC icon
971
Blue Owl Capital
OBDC
$5.74B
$2M 0.01%
157,642
+2,203
+1% +$27.9K
FOX icon
972
Fox Class B
FOX
$23.9B
$1.99M 0.01%
69,034
+9,746
+16% +$270K
NGD
973
DELISTED
New Gold Inc
NGD
$1.99M 0.01%
+909,590
New +$1.85M
GSK icon
974
GSK
GSK
$106B
$1.99M 0.01%
43,258
+96
+0.2% +$4.41K
GNW icon
975
Genworth Financial
GNW
$3.71B
$1.97M 0.01%
521,830
+353,764
+210% +$1.45M
37 38
39
40 41

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2020 Portfolio in Review

As of Q4 2020, Guggenheim Capital held 2,169 positions worth $15.9B, up 15% from $13.8B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Guggenheim Capital's Q4 2020 filing shows 258 new, 811 increased, 944 reduced and 131 closed positions. Its largest new stake was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $32.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2020 buy was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2020, an estimated $235M increase.
  • Guggenheim Capital's biggest Q4 2020 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $32.3M.
  • Guggenheim Capital fully exited Super Micro Computer in Q4 2020, selling an estimated $10.2M.
  • Guggenheim Capital's ten largest holdings make up 25% of its $15.9B portfolio in Q4 2020.
  • Guggenheim Capital opened 258 new positions and closed 131 in Q4 2020.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $15.9B.

Based on Guggenheim Capital's 13F filing for Q4 2020, filed 16 Feb 2021.