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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.8B
AUM Growth
+$891M
Cap. Flow
+$96.2M
Cap. Flow %
0.7%
Top 10 Hldgs %
25.52%
Holding
1,986
New
118
Increased
754
Reduced
1,014
Closed
75

Top Buys

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$494M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$162M
3
PSTH.WS
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
+$17.7M
4
MUC icon
BlackRock MuniHoldings California Quality Fund
MUC
+$11.5M
5
MCA
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
+$9.38M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$151M
2
SLV icon
iShares Silver Trust
SLV
+$63.9M
3
AAPL icon
Apple
AAPL
+$30.4M
4
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$21.6M
5
FCX icon
Freeport-McMoran
FCX
+$17.2M

Sector Composition

Rank Sector Weight
1 Technology 16.87%
2 Financials 10.84%
3 Healthcare 8.84%
4 Consumer Discretionary 8.27%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRO
951
DELISTED
Marathon Oil Corporation
MRO
$1.72M 0.01%
420,298
+41,189
+11% +$218K
LBTYK icon
952
Liberty Global Class C
LBTYK
$3.49B
$1.71M 0.01%
83,035
-7,395
-8% -$163K
TPVG icon
953
TriplePoint Venture Growth BDC
TPVG
$211M
$1.7M 0.01%
154,302
+7,287
+5% +$81.5K
AME icon
954
Ametek
AME
$58.2B
$1.7M 0.01%
17,129
+290
+2% +$28K
MYI icon
955
BlackRock MuniYield Quality Fund III
MYI
$721M
$1.7M 0.01%
126,613
-3,761
-3% -$50.7K
OPLN
956
Openlane
OPLN
$4.54B
$1.7M 0.01%
118,011
-25,249
-18% -$394K
MAXR
957
DELISTED
Maxar Technologies Inc. Common Stock
MAXR
$1.7M 0.01%
68,082
+8,568
+14% +$190K
ROP icon
958
Roper Technologies
ROP
$39.8B
$1.7M 0.01%
4,294
+217
+5% +$90.2K
BTI icon
959
British American Tobacco
BTI
$128B
$1.7M 0.01%
46,880
+7,497
+19% +$262K
TRI icon
960
Thomson Reuters
TRI
$44.1B
$1.7M 0.01%
20,169
-3,404
-14% -$265K
BCV
961
Bancroft Fund
BCV
$139M
$1.69M 0.01%
67,834
-33,215
-33% -$857K
MIC
962
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$1.68M 0.01%
62,557
-9,819
-14% -$284K
CNX icon
963
CNX Resources
CNX
$5.2B
$1.67M 0.01%
177,085
+80,737
+84% +$823K
UAL icon
964
United Airlines
UAL
$42.1B
$1.67M 0.01%
48,121
+11,391
+31% +$394K
NTST
965
NETSTREIT Corp
NTST
$2.1B
$1.67M 0.01%
+91,413
New +$1.65M
CF icon
966
CF Industries
CF
$17.3B
$1.67M 0.01%
54,239
+8,020
+17% +$256K
MANH icon
967
Manhattan Associates
MANH
$11.4B
$1.66M 0.01%
17,425
+3,734
+27% +$353K
MUE
968
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$1.66M 0.01%
130,653
+47,187
+57% +$607K
SA
969
Seabridge Gold
SA
$3.35B
$1.66M 0.01%
88,617
-13,403
-13% -$251K
CCL icon
970
Carnival Corporation Ltd
CCL
$39.7B
$1.66M 0.01%
109,490
+12,682
+13% +$196K
UCB
971
United Community Banks
UCB
$4.28B
$1.66M 0.01%
98,168
+582
+0.6% +$10.5K
FOX icon
972
Fox Class B
FOX
$23.9B
$1.66M 0.01%
59,288
-2,500
-4% -$66.3K
ON icon
973
ON Semiconductor
ON
$31.6B
$1.66M 0.01%
76,506
-21,292
-22% -$452K
SHOP icon
974
Shopify
SHOP
$195B
$1.66M 0.01%
16,180
+2,030
+14% +$202K
BCE icon
975
BCE
BCE
$21.2B
$1.64M 0.01%
39,420
-1,827
-4% -$77.3K
37 38
39
40 41

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2020 Portfolio in Review

As of Q3 2020, Guggenheim Capital held 1,986 positions worth $13.8B, up 6.9% from $12.9B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Guggenheim Capital's Q3 2020 filing shows 118 new, 754 increased, 1,014 reduced and 75 closed positions. Its largest new stake was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M. The largest sale was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $151M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2020 buy was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2020, an estimated $162M increase.
  • Guggenheim Capital's biggest Q3 2020 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $151M.
  • Guggenheim Capital fully exited IBERIABANK Corp in Q3 2020, selling an estimated $4.51M.
  • Guggenheim Capital's ten largest holdings make up 26% of its $13.8B portfolio in Q3 2020.
  • Guggenheim Capital opened 118 new positions and closed 75 in Q3 2020.
  • Guggenheim Capital's portfolio value rose 6.9% quarter-over-quarter to $13.8B.

Based on Guggenheim Capital's 13F filing for Q3 2020, filed 13 Nov 2020.