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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.3B
AUM Growth
+$802M
Cap. Flow
-$35.2M
Cap. Flow %
-0.26%
Top 10 Hldgs %
12.63%
Holding
2,246
New
164
Increased
893
Reduced
982
Closed
190

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$251M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$91.6M
3
TFC icon
Truist Financial
TFC
+$10.3M
4
EXC icon
Exelon
EXC
+$9.3M
5
FCX icon
Freeport-McMoran
FCX
+$7.78M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$90.9M
2
AAPL icon
Apple
AAPL
+$35.8M
3
CELG
Celgene Corp
CELG
+$33.4M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$32.5M
5
MSFT icon
Microsoft
MSFT
+$32.3M

Sector Composition

Rank Sector Weight
1 Technology 15.39%
2 Financials 10.11%
3 Healthcare 10%
4 Consumer Discretionary 8.02%
5 Industrials 7.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MUA icon
951
BlackRock MuniAssets Fund
MUA
$517M
$2.5M 0.02%
164,574
-5,468
-3% -$83.8K
IQV icon
952
IQVIA
IQV
$37.8B
$2.5M 0.02%
16,158
-43,613
-73% -$6.37M
SNLN
953
DELISTED
Highland/iBoxx Senior Loan ETF
SNLN
$2.5M 0.02%
142,283
-23,477
-14% -$409K
RARE icon
954
Ultragenyx Pharmaceutical
RARE
$2.47B
$2.48M 0.02%
58,140
+10,672
+22% +$440K
TPVG icon
955
TriplePoint Venture Growth BDC
TPVG
$209M
$2.48M 0.02%
174,111
+6,586
+4% +$101K
STE icon
956
Steris
STE
$22.3B
$2.48M 0.02%
16,238
-6,808
-30% -$998K
VIV icon
957
Telefônica Brasil
VIV
$19.5B
$2.47M 0.02%
172,767
+35,411
+26% +$473K
FICO icon
958
Fair Isaac
FICO
$22.3B
$2.47M 0.02%
6,595
-1,426
-18% -$480K
ZBRA icon
959
Zebra Technologies
ZBRA
$17.4B
$2.46M 0.02%
9,641
-974
-9% -$228K
THS
960
DELISTED
Treehouse Foods
THS
$2.46M 0.02%
50,750
+24,671
+95% +$1.26M
NVO
961
Novo Nordisk
NVO
$201B
$2.45M 0.02%
84,790
-30,268
-26% -$838K
CHT icon
962
Chunghwa Telecom
CHT
$32.7B
$2.44M 0.02%
66,228
-2,954
-4% -$109K
KRO icon
963
KRONOS Worldwide
KRO
$994M
$2.44M 0.02%
181,830
+25,479
+16% +$334K
BTI icon
964
British American Tobacco
BTI
$127B
$2.43M 0.02%
57,268
-14,091
-20% -$531K
FR icon
965
First Industrial Realty Trust
FR
$8.45B
$2.43M 0.02%
58,523
-8,034
-12% -$331K
EMD
966
Western Asset Emerging Markets Debt Fund
EMD
$613M
$2.42M 0.02%
169,938
-3,296
-2% -$46.1K
CCMP
967
DELISTED
CMC Materials, Inc. Common Stock
CCMP
$2.42M 0.02%
16,787
+7,762
+86% +$1.1M
BHK icon
968
BlackRock Core Bond Trust
BHK
$659M
$2.41M 0.02%
165,329
+18,856
+13% +$272K
HL icon
969
Hecla Mining
HL
$10.8B
$2.41M 0.02%
710,528
-31,505
-4% -$77.3K
TDY icon
970
Teledyne Technologies
TDY
$31.9B
$2.41M 0.02%
6,945
+3,028
+77% +$1.02M
RJF icon
971
Raymond James Financial
RJF
$34.5B
$2.41M 0.02%
40,338
-8,658
-18% -$500K
TPZ
972
Tortoise Electrification Infrastructure ETF
TPZ
$126M
$2.4M 0.02%
141,836
+4,235
+3% +$71.2K
AEG icon
973
Aegon
AEG
$14B
$2.4M 0.02%
574,541
+25,726
+5% +$105K
ET icon
974
Energy Transfer Partners
ET
$71.3B
$2.39M 0.02%
186,400
+125,503
+206% +$1.55M
AME icon
975
Ametek
AME
$57.7B
$2.38M 0.02%
23,836
+1,162
+5% +$110K
37 38
39
40 41

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AIM
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CII
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AAMU
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WANY
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ZIG
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Guggenheim Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Guggenheim Capital held 2,246 positions worth $13.3B, up 6.4% from $12.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital's Q4 2019 filing shows 164 new, 893 increased, 982 reduced and 190 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $90.9M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2019 buy was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $251M increase.
  • Guggenheim Capital's biggest Q4 2019 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $90.9M.
  • Guggenheim Capital fully exited Celgene Corp in Q4 2019, selling an estimated $33.4M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $13.3B portfolio in Q4 2019.
  • Guggenheim Capital opened 164 new positions and closed 190 in Q4 2019.
  • Guggenheim Capital's portfolio value rose 6.4% quarter-over-quarter to $13.3B.

Based on Guggenheim Capital's 13F filing for Q4 2019, filed 14 Feb 2020.