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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DNKN
951
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$6.01M 0.01%
113,165
+8,259
+8% +$438K
OHI icon
952
Omega Healthcare
OHI
$15.1B
$6M 0.01%
188,029
-127,986
-40% -$4.1M
RDS.A
953
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$6M 0.01%
99,008
+6,896
+7% +$386K
LPX icon
954
Louisiana-Pacific
LPX
$5.06B
$5.98M 0.01%
220,765
+8,556
+4% +$218K
UN
955
DELISTED
Unilever NV New York Registry Shares
UN
$5.98M 0.01%
101,270
-6,062
-6% -$354K
LAZ icon
956
Lazard
LAZ
$4.13B
$5.96M 0.01%
+131,745
New +$5.84M
FCPT icon
957
Four Corners Property Trust
FCPT
$2.81B
$5.96M 0.01%
239,022
+3,027
+1% +$75.9K
MHD icon
958
BlackRock MuniHoldings Fund
MHD
$598M
$5.95M 0.01%
344,109
-18,979
-5% -$337K
MYC
959
DELISTED
Blackrock Muni Yield California Fund, Inc.
MYC
$5.95M 0.01%
385,252
+42,040
+12% +$647K
ASML icon
960
ASML
ASML
$626B
$5.94M 0.01%
34,699
-1,358
-4% -$208K
AZN icon
961
AstraZeneca
AZN
$263B
$5.94M 0.01%
87,649
+37,905
+76% +$2.39M
BLW icon
962
BlackRock Limited Duration Income Trust
BLW
$490M
$5.9M 0.01%
366,316
+28,946
+9% +$461K
UFI icon
963
UNIFI
UFI
$119M
$5.89M 0.01%
165,416
+47,467
+40% +$1.5M
TIER
964
DELISTED
TIER REIT, Inc.
TIER
$5.89M 0.01%
305,480
+102,056
+50% +$1.88M
OCLR
965
DELISTED
Oclaro Inc.
OCLR
$5.88M 0.01%
681,180
+187,557
+38% +$1.69M
SMG icon
966
ScottsMiracle-Gro
SMG
$3.82B
$5.88M 0.01%
60,379
+6,811
+13% +$646K
VCIT icon
967
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
$5.86M 0.01%
66,611
-1,796
-3% -$158K
MATX icon
968
Matsons
MATX
$6.13B
$5.86M 0.01%
207,765
+65,473
+46% +$1.83M
GES
969
DELISTED
Guess Inc
GES
$5.84M 0.01%
343,034
+32,681
+11% +$463K
SNLN
970
DELISTED
Highland/iBoxx Senior Loan ETF
SNLN
$5.84M 0.01%
319,093
+10,949
+4% +$201K
DBRG icon
971
DigitalBridge
DBRG
$2.93B
$5.83M 0.01%
116,084
-5,445
-4% -$298K
CUBI icon
972
Customers Bancorp
CUBI
$2.66B
$5.82M 0.01%
178,535
+2,739
+2% +$79K
CRL icon
973
Charles River Laboratories
CRL
$11.2B
$5.8M 0.01%
53,701
+3,263
+6% +$335K
LM
974
DELISTED
Legg Mason, Inc.
LM
$5.79M 0.01%
147,410
+73,509
+99% +$2.82M
GG
975
DELISTED
Goldcorp Inc
GG
$5.79M 0.01%
447,047
+61,134
+16% +$803K
37 38
39
40 41

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CII
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AAMU
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NMIFOAC
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WANY
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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.