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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGA
951
Voya Global Advantage and Premium Opportunity Fund
IGA
$157M
$5.44M 0.02%
553,033
-165,471
-23% -$1.61M
PDM
952
Piedmont Realty Trust
PDM
$1.22B
$5.41M 0.02%
258,796
+99,691
+63% +$2.01M
PNRA
953
DELISTED
Panera Bread Co
PNRA
$5.41M 0.02%
26,365
+2,887
+12% +$585K
BP icon
954
BP
BP
$110B
$5.4M 0.02%
168,549
-8,368
-5% -$252K
MFA
955
MFA Financial
MFA
$924M
$5.39M 0.02%
176,679
+20,346
+13% +$611K
TRN icon
956
Trinity Industries
TRN
$2.53B
$5.38M 0.02%
268,974
+52,416
+24% +$965K
BKN
957
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
$5.37M 0.02%
365,825
+27,058
+8% +$414K
TSRO
958
DELISTED
TESARO, Inc.
TSRO
$5.37M 0.02%
39,962
-22,128
-36% -$2.79M
OHI icon
959
Omega Healthcare
OHI
$14.5B
$5.37M 0.02%
171,774
+63,485
+59% +$1.96M
WTS icon
960
Watts Water Technologies
WTS
$11.9B
$5.36M 0.02%
82,213
-3,330
-4% -$218K
MUSA icon
961
Murphy USA
MUSA
$10.8B
$5.34M 0.02%
86,936
+17,536
+25% +$1.18M
AEM icon
962
Agnico Eagle Mines
AEM
$77B
$5.34M 0.02%
127,205
-34,502
-21% -$1.52M
FNV icon
963
Franco-Nevada
FNV
$42.7B
$5.32M 0.02%
89,049
-24,581
-22% -$1.5M
NXJ
964
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$5.31M 0.02%
403,327
-7,794
-2% -$107K
GCI
965
DELISTED
Gannett Co., Inc
GCI
$5.28M 0.02%
544,287
+283,270
+109% +$2.77M
WNC icon
966
Wabash National
WNC
$506M
$5.28M 0.02%
333,629
+214,246
+179% +$2.92M
AWR icon
967
American States Water
AWR
$3.33B
$5.28M 0.02%
115,801
-9,063
-7% -$378K
BWLD
968
DELISTED
Buffalo Wild Wings, Inc.
BWLD
$5.27M 0.02%
34,145
-2,965
-8% -$461K
CBSH icon
969
Commerce Bancshares
CBSH
$8.7B
$5.27M 0.02%
141,450
+44,845
+46% +$1.51M
MPLX icon
970
MPLX
MPLX
$61B
$5.27M 0.02%
152,177
+112,506
+284% +$3.65M
GPK icon
971
Graphic Packaging
GPK
$3.5B
$5.26M 0.02%
421,176
-19,208
-4% -$248K
ODP
972
DELISTED
ODP
ODP
$5.25M 0.02%
116,185
+70,688
+155% +$2.93M
FICO icon
973
Fair Isaac
FICO
$22.8B
$5.23M 0.02%
43,889
-32,380
-42% -$3.85M
AAN.A
974
DELISTED
The Aaron's Company Inc Class A
AAN.A
$5.23M 0.02%
163,534
+15,142
+10% +$484K
BNY
975
DELISTED
BlackRock New York Municipal Income Trust
BNY
$5.23M 0.02%
376,034
+22,667
+6% +$329K
37 38
39
40 41

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.