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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+4.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.1B
AUM Growth
+$306M
(+0.96%)
Cap. Flow
-$1.05B
Cap. Flow
% of AUM
-3.25%
Top 10 Holdings %
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,158
Reduced
1,530
Closed
143
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Fortive
FTV
|
+$39.8M |
| 2 |
Cooper Companies
COO
|
+$29.5M |
| 3 |
Mettler-Toledo International
MTD
|
+$29.1M |
| 4 |
Albemarle
ALB
|
+$25M |
| 5 |
Alliant Energy
LNT
|
+$23.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
DRII
DIAMOND RESORTS INTL, INC
DRII
|
+$283M |
| 2 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$57.3M |
| 3 |
EMC
EMC CORPORATION
EMC
|
+$36.4M |
| 4 |
GAS
AGL Resources Inc
GAS
|
+$36.3M |
| 5 |
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
|
+$34.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.43% |
| 2 | Healthcare | 11.67% |
| 3 | Financials | 11.21% |
| 4 | Industrials | 10.39% |
| 5 | Consumer Discretionary | 10.05% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
951
SLR Investment Corp
SLRC
$686M
| $5.63M | 0.02% |
274,526
+61,514
| +29% | +$1.24M |
|
952
ABM Industries
ABM
$2.81B
| $5.61M | 0.02% |
141,279
+12,415
| +10% | +$472K |
|
953
Jazz Pharmaceuticals
JAZZ
$15.9B
| $5.6M | 0.02% |
46,068
+13,367
| +41% | +$1.8M |
|
|
MHN
954
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
| $5.59M | 0.02% |
376,358
+52,200
| +16% | +$789K |
|
|
BGH
955
Barings Global Short Duration High Yield Fund
BGH
$282M
| $5.57M | 0.02% |
299,098
+90,609
| +43% | +$1.68M |
|
956
Fidelity National Financial
FNF
$13.9B
| $5.56M | 0.02% |
216,885
+143,158
| +194% | +$3.7M |
|
|
WUBA
957
DELISTED
58.com Inc
WUBA
| $5.55M | 0.02% |
116,511
+86,023
| +282% | +$4.2M |
|
958
Watts Water Technologies
WTS
$11.5B
| $5.55M | 0.02% |
85,543
+5,262
| +7% | +$331K |
|
959
Pan American Silver
PAAS
$18.2B
| $5.54M | 0.02% |
314,848
+24,610
| +8% | +$460K |
|
960
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$901M
| $5.54M | 0.02% |
392,595
+57,946
| +17% | +$833K |
|
|
DF
961
DELISTED
Dean Foods Company
DF
| $5.54M | 0.02% |
337,553
+23,111
| +7% | +$404K |
|
962
Everest Group
EG
$14.5B
| $5.51M | 0.02% |
29,012
-11,268
| -28% | -$2.12M |
|
|
BRFS
963
DELISTED
BRF SA
BRFS
| $5.47M | 0.02% |
320,886
-35,823
| -10% | -$583K |
|
964
Opko Health
OPK
$985M
| $5.47M | 0.02% |
516,877
-40,018
| -7% | -$398K |
|
965
ManpowerGroup
MAN
$2.44B
| $5.46M | 0.02% |
75,579
+167
| +0.2% | +$11.5K |
|
|
NVX
966
DELISTED
Nuveen Calif Div Muni
NVX
| $5.44M | 0.02% |
330,548
+28,246
| +9% | +$465K |
|
|
PMO
967
Franklin Municipal Opportunities Trust
PMO
$280M
| $5.43M | 0.02% |
407,264
+113,731
| +39% | +$1.52M |
|
968
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.6B
| $5.42M | 0.02% |
46,214
-2,357
| -5% | -$275K |
|
969
BlackRock Limited Duration Income Trust
BLW
$490M
| $5.39M | 0.02% |
347,515
-12,863
| -4% | -$200K |
|
970
Toro Company
TTC
$8.75B
| $5.38M | 0.02% |
114,817
-9,507
| -8% | -$445K |
|
|
SFR
971
DELISTED
Starwood Waypoint Homes
SFR
| $5.38M | 0.02% |
187,368
-5,321
| -3% | -$166K |
|
972
Cullen/Frost Bankers
CFR
$10.3B
| $5.37M | 0.02% |
74,665
+32,134
| +76% | +$2.22M |
|
|
PMM
973
Franklin Managed Municipal Income Trust
PMM
$267M
| $5.36M | 0.02% |
672,584
+21,770
| +3% | +$173K |
|
974
Rithm Capital
RITM
$5.52B
| $5.35M | 0.02% |
387,543
+23,149
| +6% | +$323K |
|
975
Invesco Mortgage Capital
IVR
$759M
| $5.34M | 0.02% |
35,061
-3,247
| -8% | -$488K |
|
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Guggenheim Capital's Q3 2016 Portfolio in Review
As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.
Guggenheim Capital withdrew a net $1.05B in Q3 2016, closing 143 positions and reducing 1,530 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.
Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.
- Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
- Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
- Guggenheim Capital's biggest Q3 2016 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $57.3M.
- Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
- Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
- Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
- Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.
Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.