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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.3%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$31.7B
AUM Growth
-$2.67B
Cap. Flow
-$2.89B
Cap. Flow %
-9.1%
Top 10 Hldgs %
5.56%
Holding
3,128
New
137
Increased
922
Reduced
1,808
Closed
223

Top Buys

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$62.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$62.4M
3
HOLX
Hologic
HOLX
+$44.1M
4
CNC icon
Centene
CNC
+$39.3M
5
EXR icon
Extra Space Storage
EXR
+$35.6M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$47.1M
2
GMCR
KEURIG GREEN MTN INC
GMCR
+$41.7M
3
BRCM
BROADCOM CORP CL-A
BRCM
+$40.5M
4
CNX icon
CNX Resources
CNX
+$38.3M
5
BMR
BIOMED REALTY TRUST INC
BMR
+$37.3M

Sector Composition

Rank Sector Weight
1 Technology 12.05%
2 Healthcare 11.54%
3 Consumer Discretionary 10.85%
4 Financials 10.67%
5 Industrials 9.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMB icon
951
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
$5.44M 0.02%
49,274
-9,422
-16% -$1M
JBL icon
952
Jabil
JBL
$36B
$5.43M 0.02%
281,792
+116,895
+71% +$2.36M
DBD
953
DELISTED
Diebold Nixdorf Incorporated
DBD
$5.41M 0.02%
187,140
-665,095
-78% -$17.4M
PPC icon
954
Pilgrim's Pride
PPC
$6.34B
$5.39M 0.02%
212,025
-5,712
-3% -$133K
AZN icon
955
AstraZeneca
AZN
$252B
$5.36M 0.02%
95,235
-18,303
-16% -$1.1M
ZWS icon
956
Zurn Elkay Water Solutions
ZWS
$8.78B
$5.32M 0.02%
546,551
-14,368
-3% -$122K
CASY icon
957
Casey's General Stores
CASY
$31.6B
$5.3M 0.02%
46,808
+12,192
+35% +$1.37M
BRW
958
Saba Capital Income & Opportunities Fund
BRW
$342M
$5.3M 0.02%
525,463
-95,421
-15% -$919K
BIO icon
959
Bio-Rad Laboratories Class A
BIO
$9.19B
$5.29M 0.02%
38,674
-14,139
-27% -$1.86M
WKC icon
960
World Kinect Corp
WKC
$1.99B
$5.27M 0.02%
108,543
+10,006
+10% +$429K
FNV icon
961
Franco-Nevada
FNV
$44.2B
$5.26M 0.02%
85,732
-17,147
-17% -$920K
ASRT
962
DELISTED
Assertio
ASRT
$5.25M 0.02%
6,285
-1,291
-17% -$1.2M
TWO
963
Two Harbors Investment
TWO
$1.27B
$5.25M 0.02%
82,676
+4,742
+6% +$293K
ROL icon
964
Rollins
ROL
$17.9B
$5.24M 0.02%
434,770
-56,702
-12% -$673K
OIA icon
965
Invesco Municipal Income Opportunities Trust
OIA
$288M
$5.24M 0.02%
682,148
+146,283
+27% +$1.09M
JOY
966
DELISTED
Joy Global Inc
JOY
$5.24M 0.02%
325,911
+61,315
+23% +$772K
SAH icon
967
Sonic Automotive
SAH
$2.79B
$5.21M 0.02%
282,133
-16,192
-5% -$297K
NKTR icon
968
Nektar Therapeutics
NKTR
$2.46B
$5.21M 0.02%
25,254
-21,589
-46% -$4.15M
PCK
969
DELISTED
Pimco California Municipal Income Fund II
PCK
$5.2M 0.02%
487,237
+36,604
+8% +$377K
TEF
970
DELISTED
Telefonica
TEF
$5.2M 0.02%
601,189
+479,365
+393% +$3.91M
OPK icon
971
Opko Health
OPK
$985M
$5.19M 0.02%
499,322
-371,861
-43% -$3.4M
QTS
972
DELISTED
QTS REALTY TRUST, INC.
QTS
$5.17M 0.02%
109,054
-8,771
-7% -$392K
FPF
973
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.07B
$5.15M 0.02%
228,278
-7,048
-3% -$152K
IONS icon
974
Ionis Pharmaceuticals
IONS
$9.03B
$5.13M 0.02%
126,678
-28,962
-19% -$1.18M
SUN icon
975
Sunoco
SUN
$13.8B
$5.12M 0.02%
154,677
+140,834
+1,017% +$4.49M
37 38
39
40 41

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2016 Portfolio in Review

As of Q1 2016, Guggenheim Capital held 3,128 positions worth $31.7B, down 7.8% from $34.4B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital withdrew a net $2.89B in Q1 2016, closing 223 positions and reducing 1,808 holdings. Its most notable exit was KEURIG GREEN MTN INC, an estimated $41.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Enovis worth $6.52M.

  • Guggenheim Capital's largest Q1 2016 buy was Enovis: 132,562 shares worth $6.52M.
  • Guggenheim Capital added most to State Street SPDR Bloomberg High Yield Bond ETF in Q1 2016, an estimated $62.9M increase.
  • Guggenheim Capital's biggest Q1 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $47.1M.
  • Guggenheim Capital fully exited KEURIG GREEN MTN INC in Q1 2016, selling an estimated $41.7M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $31.7B portfolio in Q1 2016.
  • Guggenheim Capital opened 137 new positions and closed 223 in Q1 2016.
  • Guggenheim Capital's portfolio value fell 7.8% quarter-over-quarter to $31.7B.

Based on Guggenheim Capital's 13F filing for Q1 2016, filed 16 May 2016.