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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-7.31%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.5B
AUM Growth
-$8.01B
Cap. Flow
-$4.74B
Cap. Flow %
-14.6%
Top 10 Hldgs %
6.24%
Holding
3,152
New
114
Increased
850
Reduced
1,973
Closed
197

Top Buys

Rank Stock Value
1
KHC icon
Kraft Heinz
KHC
+$77.8M
2
WRK
WestRock Company
WRK
+$56.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$54.4M
4
ATVI
Activision Blizzard
ATVI
+$48.1M
5
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$46.9M

Top Sells

Rank Stock Value
1
DTV
DIRECTV COM STK (DE)
DTV
+$84M
2
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$81.1M
3
HSP
HOSPIRA INC
HSP
+$76.4M
4
GAS
AGL Resources Inc
GAS
+$58M
5
ZION icon
Zions Bancorporation
ZION
+$54.3M

Sector Composition

Rank Sector Weight
1 Healthcare 13.02%
2 Technology 11.49%
3 Consumer Discretionary 11.12%
4 Financials 10.82%
5 Industrials 8.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHI
951
Calamos Convertible Opportunities and Income Fund
CHI
$1.04B
$5.99M 0.02%
605,573
-32,093
-5% -$355K
NWE icon
952
NorthWestern Energy
NWE
$4.34B
$5.99M 0.02%
111,243
+8,438
+8% +$440K
FDS icon
953
Factset
FDS
$9.76B
$5.97M 0.02%
37,352
-645
-2% -$106K
CYH icon
954
Community Health Systems
CYH
$412M
$5.93M 0.02%
167,883
-57,575
-26% -$2.64M
TSRO
955
DELISTED
TESARO, Inc.
TSRO
$5.91M 0.02%
147,393
+19,383
+15% +$1.06M
MANT
956
DELISTED
Mantech International Corp
MANT
$5.9M 0.02%
229,498
-58,174
-20% -$1.64M
MTX icon
957
Minerals Technologies
MTX
$2.37B
$5.87M 0.02%
121,942
-9,987
-8% -$577K
DQ
958
Daqo New Energy
DQ
$920M
$5.87M 0.02%
1,835,460
-40,385
-2% -$134K
EAT icon
959
Brinker International
EAT
$9.68B
$5.85M 0.02%
111,137
-7,775
-7% -$433K
SIX
960
DELISTED
Six Flags Entertainment Corp.
SIX
$5.82M 0.02%
127,079
-14,449
-10% -$660K
CMRX
961
DELISTED
Chimerix, Inc.
CMRX
$5.76M 0.02%
150,866
-6,379
-4% -$315K
NVAX icon
962
Novavax
NVAX
$1.25B
$5.75M 0.02%
40,667
-5,465
-12% -$1.23M
EIM
963
Eaton Vance Municipal Bond Fund
EIM
$494M
$5.74M 0.02%
458,623
+33,554
+8% +$415K
EG icon
964
Everest Group
EG
$14.2B
$5.73M 0.02%
33,079
+8,948
+37% +$1.62M
NKX icon
965
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$654M
$5.71M 0.02%
389,308
+47,303
+14% +$685K
HZNP
966
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$5.71M 0.02%
287,843
+90,786
+46% +$2.87M
SEDG icon
967
SolarEdge
SEDG
$1.98B
$5.69M 0.02%
248,103
-8,390
-3% -$235K
TRP icon
968
TC Energy
TRP
$66.4B
$5.69M 0.02%
180,220
+125,570
+230% +$4.51M
SRLN icon
969
State Street Blackstone Senior Loan ETF
SRLN
$5.33B
$5.68M 0.02%
118,976
+7,428
+7% +$361K
NWS icon
970
News Corp Class B
NWS
$18.2B
$5.66M 0.02%
+441,178
New +$6.07M
MYD
971
DELISTED
BlackRock MuniYield Fund
MYD
$5.64M 0.02%
397,330
-22,885
-5% -$323K
RUN icon
972
Sunrun
RUN
$2.29B
$5.63M 0.02%
+542,738
New +$5.86M
PBF icon
973
PBF Energy
PBF
$7.3B
$5.62M 0.02%
198,895
-66,214
-25% -$2.01M
SR icon
974
Spire
SR
$4.77B
$5.61M 0.02%
102,961
+5,233
+5% +$278K
RARE icon
975
Ultragenyx Pharmaceutical
RARE
$2.51B
$5.59M 0.02%
58,091
+31,932
+122% +$3.66M
37 38
39
40 41

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q3 2015 Portfolio in Review

As of Q3 2015, Guggenheim Capital held 3,152 positions worth $32.5B, down 20% from $40.5B the previous quarter. Its ten largest holdings account for 6.2% of the portfolio.

Guggenheim Capital withdrew a net $4.74B in Q3 2015, closing 197 positions and reducing 1,973 holdings. Its most notable exit was DIRECTV COM STK (DE), an estimated $84M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 13% of assets, down from 14% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Kraft Heinz worth $72.7M.

  • Guggenheim Capital's largest Q3 2015 buy was Kraft Heinz: 1,030,574 shares worth $72.7M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2015, an estimated $54.4M increase.
  • Guggenheim Capital's biggest Q3 2015 reduction was AGL Resources Inc, cutting an estimated $58M.
  • Guggenheim Capital fully exited DIRECTV COM STK (DE) in Q3 2015, selling an estimated $84M.
  • Guggenheim Capital's ten largest holdings make up 6.2% of its $32.5B portfolio in Q3 2015.
  • Guggenheim Capital opened 114 new positions and closed 197 in Q3 2015.
  • Guggenheim Capital's portfolio value fell 20% quarter-over-quarter to $32.5B.

Based on Guggenheim Capital's 13F filing for Q3 2015, filed 16 Nov 2015.