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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.88%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.9B
AUM Growth
-$1.85B
Cap. Flow
-$120M
Cap. Flow %
-0.3%
Top 10 Hldgs %
5.46%
Holding
3,261
New
279
Increased
1,342
Reduced
1,357
Closed
256

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$107M
2
ZION icon
Zions Bancorporation
ZION
+$69.8M
3
Y
Alleghany Corp
Y
+$49.5M
4
AAPL icon
Apple
AAPL
+$44.2M
5
CPT icon
Camden Property Trust
CPT
+$43.9M

Top Sells

Rank Stock Value
1
BG icon
Bunge Global
BG
+$67.6M
2
THG icon
Hanover Insurance
THG
+$63.6M
3
URS
URS CORP
URS
+$58.3M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$58.3M
5
NTRS icon
Northern Trust
NTRS
+$49.8M

Sector Composition

Rank Sector Weight
1 Technology 11.6%
2 Healthcare 11.32%
3 Consumer Discretionary 10.79%
4 Financials 10.35%
5 Industrials 9.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CGNX icon
951
Cognex
CGNX
$11.9B
$7.45M 0.02%
360,482
-77,480
-18% -$1.54M
SBAC icon
952
SBA Communications
SBAC
$19.7B
$7.42M 0.02%
66,959
-74,918
-53% -$8.43M
GRFS
953
Grifois
GRFS
$5.49B
$7.39M 0.02%
435,064
+129,084
+42% +$2.22M
DS
954
DELISTED
Drive Shack Inc.
DS
$7.35M 0.02%
1,638,043
-168,906
-9% -$777K
IDA icon
955
Idacorp
IDA
$8.38B
$7.32M 0.02%
110,611
-30,185
-21% -$1.85M
MFC icon
956
Manulife Financial
MFC
$74.2B
$7.31M 0.02%
382,789
+367,653
+2,429% +$6.96M
WPZ
957
DELISTED
Williams Partners L.P.
WPZ
$7.3M 0.02%
142,917
+58,182
+69% +$3.29M
MYD
958
DELISTED
BlackRock MuniYield Fund
MYD
$7.25M 0.02%
491,841
+39,286
+9% +$572K
SFR
959
DELISTED
Starwood Waypoint Homes
SFR
$7.23M 0.02%
274,197
+251,409
+1,103% +$6.5M
BGT icon
960
BlackRock Floating Rate Income Trust
BGT
$322M
$7.23M 0.02%
562,464
+1,432
+0.3% +$18.8K
EAT icon
961
Brinker International
EAT
$9.46B
$7.23M 0.02%
123,111
-76,979
-38% -$4.2M
NPM
962
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$7.22M 0.02%
510,054
-5,267
-1% -$73.4K
MUB icon
963
iShares National Muni Bond ETF
MUB
$45.3B
$7.22M 0.02%
65,406
+3,853
+6% +$423K
IHY icon
964
VanEck International High Yield Bond ETF
IHY
$43.2M
$7.16M 0.02%
291,884
+24,907
+9% +$641K
ITUB icon
965
Itaú Unibanco
ITUB
$92.5B
$7.14M 0.02%
1,369,222
-575,762
-30% -$3.24M
TFCF
966
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
$7.14M 0.02%
+193,560
New +$6.6M
KPTI icon
967
Karyopharm Therapeutics
KPTI
$45.3M
$7.08M 0.02%
12,617
+6,941
+122% +$3.94M
ACAD icon
968
Acadia Pharmaceuticals
ACAD
$4.46B
$7.07M 0.02%
222,812
+30,632
+16% +$869K
EMB icon
969
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
$7.06M 0.02%
64,342
+8,350
+15% +$940K
ORI icon
970
Old Republic International
ORI
$10.4B
$7.04M 0.02%
481,184
-969,640
-67% -$14.2M
BRW
971
Saba Capital Income & Opportunities Fund
BRW
$339M
$7.04M 0.02%
662,858
+27,496
+4% +$295K
BRFS
972
DELISTED
BRF SA
BRFS
$7.02M 0.02%
300,747
+15,151
+5% +$371K
NJR icon
973
New Jersey Resources
NJR
$5.74B
$6.99M 0.02%
228,458
-89,890
-28% -$2.56M
SAN icon
974
Banco Santander
SAN
$207B
$6.99M 0.02%
904,157
-1,476,236
-62% -$11.9M
IGD
975
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$513M
$6.98M 0.02%
838,932
-178,918
-18% -$1.59M
37 38
39
40 41

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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2014 Portfolio in Review

As of Q4 2014, Guggenheim Capital held 3,261 positions worth $39.9B, down 4.4% from $41.7B the previous quarter. Its ten largest holdings account for 5.5% of the portfolio.

Guggenheim Capital's Q4 2014 filing shows 279 new, 1,342 increased, 1,357 reduced and 256 closed positions. Its largest new stake was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M. The largest sale was Bunge Global, an estimated $67.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2014 buy was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M.
  • Guggenheim Capital added most to Invesco QQQ Trust in Q4 2014, an estimated $107M increase.
  • Guggenheim Capital's biggest Q4 2014 reduction was Bunge Global, cutting an estimated $67.6M.
  • Guggenheim Capital fully exited URS CORP in Q4 2014, selling an estimated $58.3M.
  • Guggenheim Capital's ten largest holdings make up 5.5% of its $39.9B portfolio in Q4 2014.
  • Guggenheim Capital opened 279 new positions and closed 256 in Q4 2014.
  • Guggenheim Capital's portfolio value fell 4.4% quarter-over-quarter to $39.9B.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.