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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$591M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GES
951
DELISTED
Guess Inc
GES
$8.57M 0.02%
390,003
-1,228,378
-76% -$31M
UPBD icon
952
Upbound Group
UPBD
$1.2B
$8.57M 0.02%
282,313
+30,136
+12% +$810K
CVI icon
953
CVR Energy
CVI
$3.35B
$8.54M 0.02%
190,893
+79,876
+72% +$3.84M
RYN icon
954
Rayonier
RYN
$6.6B
$8.52M 0.02%
301,717
-17,901
-6% -$550K
ENIA
955
DELISTED
Enel Amricas S.A. American Depositary Shares (Each representing 50 shares of Common Stock)
ENIA
$8.5M 0.02%
998,722
-300,422
-23% -$2.75M
CHKP icon
956
Check Point Software Technologies
CHKP
$12.7B
$8.49M 0.02%
122,624
-2,491
-2% -$170K
CHL
957
DELISTED
China Mobile Limited
CHL
$8.44M 0.02%
143,725
+29,438
+26% +$1.69M
BOE icon
958
BlackRock Enhanced Global Dividend Trust
BOE
$682M
$8.44M 0.02%
597,842
+10,340
+2% +$152K
BBD icon
959
Banco Bradesco
BBD
$37.9B
$8.43M 0.02%
1,509,325
+106,889
+8% +$668K
GEF icon
960
Greif
GEF
$5.08B
$8.43M 0.02%
192,403
-19,233
-9% -$960K
SFL icon
961
SFL Corp
SFL
$1.61B
$8.42M 0.02%
497,581
+284,281
+133% +$5.28M
QGENF
962
DELISTED
QIAGEN NV
QGENF
$8.37M 0.02%
367,742
+32,074
+10% +$730K
SINA
963
CALL
DELISTED
Sina Corp
SINA
$8.37M 0.02%
203,400
+78,400
+63% +$3.68M
IPGP icon
964
IPG Photonics
IPGP
$3.99B
$8.36M 0.02%
121,485
+97,043
+397% +$6.54M
ARGO
965
DELISTED
Argo Group International Holdings, Ltd.
ARGO
$8.35M 0.02%
+230,942
New +$8.63M
CTRX
966
DELISTED
CATAMARAN CORP COM STK (CDA)
CTRX
$8.32M 0.02%
197,269
-7,858
-4% -$357K
ENPH icon
967
Enphase Energy
ENPH
$5.52B
$8.26M 0.02%
551,228
+92,291
+20% +$1.17M
NMO
968
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
$8.24M 0.02%
621,630
+33,522
+6% +$442K
DS
969
DELISTED
Drive Shack Inc.
DS
$8.22M 0.02%
1,806,949
+279,042
+18% +$1.36M
GLO
970
Clough Global Opportunities Fund
GLO
$255M
$8.17M 0.02%
684,775
+41,283
+6% +$520K
EXXI
971
DELISTED
ENERGY XXI LTD COM SHS
EXXI
$8.16M 0.02%
718,615
+585,672
+441% +$10.4M
JCE icon
972
Nuveen Core Equity Alpha Fund
JCE
$288M
$8.15M 0.02%
474,533
-10,078
-2% -$181K
CHT icon
973
Chunghwa Telecom
CHT
$32.5B
$8.13M 0.02%
271,378
+16,460
+6% +$508K
ENTA icon
974
Enanta Pharmaceuticals
ENTA
$387M
$8.13M 0.02%
205,388
+192,691
+1,518% +$7.68M
STNG icon
975
Scorpio Tankers
STNG
$3.83B
$8.11M 0.02%
97,561
+96,501
+9,104% +$9.12M
37 38
39
40 41

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NMIFOAC
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Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.