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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.35%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.9B
AUM Growth
+$496M
Cap. Flow
-$115M
Cap. Flow %
-0.97%
Top 10 Hldgs %
15.43%
Holding
2,070
New
161
Increased
956
Reduced
764
Closed
161

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$33.2M
2
MSFT icon
Microsoft
MSFT
+$31.9M
3
AMZN icon
Amazon
AMZN
+$21.3M
4
NVDA icon
NVIDIA
NVDA
+$20M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$14.6M

Top Sells

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$43.6M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$40.9M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$24.4M
4
MSDA
MSD Acquisition Corp. Class A Ordinary Shares
MSDA
+$21.9M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 20.77%
2 Healthcare 10.79%
3 Financials 8.54%
4 Industrials 7.76%
5 Consumer Discretionary 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CEV
926
Eaton Vance California Municipal Income Trust
CEV
$73.6M
$1.63M 0.01%
159,819
+8,022
+5% +$81.7K
LPX icon
927
Louisiana-Pacific
LPX
$5.49B
$1.63M 0.01%
30,155
-14,729
-33% -$901K
NMI icon
928
Nuveen Municipal Income
NMI
$130M
$1.63M 0.01%
174,583
+28,911
+20% +$274K
TLK icon
929
Telkom Indonesia
TLK
$14.9B
$1.63M 0.01%
59,830
-136
-0.2% -$3.5K
XRX icon
930
Xerox
XRX
$425M
$1.63M 0.01%
105,800
-7,485
-7% -$121K
UBER icon
931
Uber
UBER
$153B
$1.63M 0.01%
51,395
-12,523
-20% -$397K
SRC
932
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$1.63M 0.01%
40,880
+8,255
+25% +$342K
PFL
933
PIMCO Income Strategy Fund
PFL
$388M
$1.63M 0.01%
200,196
+137,291
+218% +$1.17M
PNF
934
DELISTED
PIMCO New York Municipal Income Fund
PNF
$1.62M 0.01%
180,711
+29,909
+20% +$276K
MUJ icon
935
BlackRock MuniHoldings New Jersey Quality Fund
MUJ
$654M
$1.62M 0.01%
141,537
+56,852
+67% +$650K
LAD icon
936
Lithia Motors
LAD
$8.26B
$1.62M 0.01%
7,064
+2,952
+72% +$718K
SHEL icon
937
Shell
SHEL
$245B
$1.61M 0.01%
28,018
+7,098
+34% +$418K
DISH
938
DELISTED
DISH Network Corp.
DISH
$1.61M 0.01%
172,422
-69,272
-29% -$873K
MLM icon
939
Martin Marietta Materials
MLM
$33B
$1.61M 0.01%
4,527
+118
+3% +$41.4K
BALL icon
940
Ball Corp
BALL
$16.8B
$1.61M 0.01%
29,124
+4,006
+16% +$223K
ETSY icon
941
Etsy
ETSY
$7.85B
$1.6M 0.01%
14,410
+3,323
+30% +$412K
MUB icon
942
iShares National Muni Bond ETF
MUB
$45.9B
$1.6M 0.01%
14,881
-6,455
-30% -$690K
BDC icon
943
Belden
BDC
$5.19B
$1.6M 0.01%
18,468
+4,996
+37% +$414K
XBI icon
944
State Street SPDR S&P Biotech ETF
XBI
$10.3B
$1.6M 0.01%
20,991
+4,099
+24% +$340K
WEA
945
Western Asset Premier Bond Fund
WEA
$124M
$1.6M 0.01%
156,769
+9,961
+7% +$106K
BR icon
946
Broadridge
BR
$19B
$1.59M 0.01%
10,866
-982
-8% -$141K
DCI icon
947
Donaldson
DCI
$11.4B
$1.59M 0.01%
24,344
-4,549
-16% -$286K
COO icon
948
Cooper Companies
COO
$14.5B
$1.58M 0.01%
16,976
-744
-4% -$64K
CCOI icon
949
Cogent Communications
CCOI
$508M
$1.58M 0.01%
24,819
+4,229
+21% +$272K
AN icon
950
AutoNation
AN
$6.92B
$1.58M 0.01%
11,755
-196
-2% -$25.2K
36 37
38
39 40

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TRSOTSOK
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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q1 2023 Portfolio in Review

As of Q1 2023, Guggenheim Capital held 2,070 positions worth $11.9B, up 4.4% from $11.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Guggenheim Capital's Q1 2023 filing shows 161 new, 956 increased, 764 reduced and 161 closed positions. Its largest new stake was Certara: 199,189 shares worth $4.8M. The largest sale was FIGS, an estimated $43.6M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q1 2023 buy was Certara: 199,189 shares worth $4.8M.
  • Guggenheim Capital added most to Apple in Q1 2023, an estimated $33.2M increase.
  • Guggenheim Capital's biggest Q1 2023 reduction was FIGS, cutting an estimated $43.6M.
  • Guggenheim Capital fully exited MSD Acquisition Corp. Class A Ordinary Shares in Q1 2023, selling an estimated $21.9M.
  • Guggenheim Capital's ten largest holdings make up 15% of its $11.9B portfolio in Q1 2023.
  • Guggenheim Capital opened 161 new positions and closed 161 in Q1 2023.
  • Guggenheim Capital's portfolio value rose 4.4% quarter-over-quarter to $11.9B.

Based on Guggenheim Capital's 13F filing for Q1 2023, filed 11 May 2023.