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Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.53%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.4B
AUM Growth
+$466M
Cap. Flow
-$346M
Cap. Flow %
-3.04%
Top 10 Hldgs %
11.96%
Holding
2,051
New
157
Increased
773
Reduced
962
Closed
143

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$43.4M
2
MSFT icon
Microsoft
MSFT
+$25.6M
3
AMZN icon
Amazon
AMZN
+$11.7M
4
PLD icon
Prologis
PLD
+$11.3M
5
TSLA icon
Tesla
TSLA
+$8.57M

Top Sells

Rank Stock Value
1
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$109M
2
GHIX
Gores Holdings IX, Inc. Class A Common Stock
GHIX
+$48.7M
3
RXRA
RXR Acquisition Corp. Class A Common Stock
RXRA
+$24.5M
4
AAPL icon
Apple
AAPL
+$22.7M
5
GIIX
Gores Holdings VIII, Inc. Class A Common Stock
GIIX
+$19.9M

Sector Composition

Rank Sector Weight
1 Technology 16.57%
2 Healthcare 11.82%
3 Financials 9.9%
4 Industrials 8.01%
5 Consumer Discretionary 7.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WFRD icon
926
Weatherford International
WFRD
$6.22B
$1.66M 0.01%
32,520
-5,523
-15% -$228K
XRX icon
927
Xerox
XRX
$425M
$1.65M 0.01%
113,285
+21,258
+23% +$321K
BLDR icon
928
Builders FirstSource
BLDR
$8.04B
$1.64M 0.01%
25,296
+1,855
+8% +$116K
PGF icon
929
Invesco Financial Preferred ETF
PGF
$672M
$1.63M 0.01%
113,476
+22,037
+24% +$326K
TEI
930
Templeton Emerging Markets Income Fund
TEI
$321M
$1.63M 0.01%
297,210
-46,744
-14% -$225K
WHD icon
931
Cactus
WHD
$5.44B
$1.63M 0.01%
32,355
-16,076
-33% -$806K
ETO
932
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ETO
$520M
$1.63M 0.01%
77,639
+10,076
+15% +$216K
GLO
933
Clough Global Opportunities Fund
GLO
$257M
$1.62M 0.01%
320,160
+122,950
+62% +$691K
PHI icon
934
PLDT
PHI
$4.33B
$1.62M 0.01%
70,936
-10,041
-12% -$266K
NPCT icon
935
Nuveen Core Plus Impact Fund
NPCT
$282M
$1.61M 0.01%
155,589
+44,407
+40% +$466K
JSD
936
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$1.61M 0.01%
135,634
+845
+0.6% +$10.1K
LNC icon
937
Lincoln National
LNC
$8.81B
$1.6M 0.01%
52,146
+16,871
+48% +$670K
CHT icon
938
Chunghwa Telecom
CHT
$33B
$1.6M 0.01%
43,611
-1,481
-3% -$51.8K
FDS icon
939
Factset
FDS
$10.2B
$1.59M 0.01%
3,962
+731
+23% +$311K
BR icon
940
Broadridge
BR
$19B
$1.59M 0.01%
11,848
-4,014
-25% -$570K
BCRX icon
941
BioCryst Pharmaceuticals
BCRX
$2.4B
$1.59M 0.01%
138,324
+33,325
+32% +$416K
HRB icon
942
H&R Block
HRB
$5.86B
$1.59M 0.01%
43,462
-3,899
-8% -$158K
AMN icon
943
AMN Healthcare
AMN
$1.4B
$1.58M 0.01%
15,379
+1,310
+9% +$151K
UBER icon
944
Uber
UBER
$153B
$1.58M 0.01%
63,918
-6,747
-10% -$185K
ENB icon
945
Enbridge
ENB
$112B
$1.58M 0.01%
40,338
-46,959
-54% -$1.84M
NXP icon
946
Nuveen Select Tax-Free Income Portfolio
NXP
$900M
$1.57M 0.01%
112,724
-96,801
-46% -$1.3M
WEA
947
Western Asset Premier Bond Fund
WEA
$124M
$1.56M 0.01%
146,808
+12,965
+10% +$133K
VCSA
948
DELISTED
Vacasa, Inc. Class A Common Stock
VCSA
$1.56M 0.01%
61,802
+49,313
+395% +$2.3M
NWE icon
949
NorthWestern Energy
NWE
$4.43B
$1.56M 0.01%
26,229
+1,787
+7% +$97.5K
RVTY icon
950
Revvity
RVTY
$12.8B
$1.55M 0.01%
11,076
-4,582
-29% -$617K
36 37
38
39 40

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2022 Portfolio in Review

As of Q4 2022, Guggenheim Capital held 2,051 positions worth $11.4B, up 4.3% from $10.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital withdrew a net $346M in Q4 2022, closing 143 positions and reducing 962 holdings. Its most notable exit was KKR Acquisition Holdings I Corp., an estimated $109M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Guggenheim Active Allocation Fund worth $4.25M.

  • Guggenheim Capital's largest Q4 2022 buy was Guggenheim Active Allocation Fund: 315,680 shares worth $4.25M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2022, an estimated $43.4M increase.
  • Guggenheim Capital's biggest Q4 2022 reduction was Apple, cutting an estimated $22.7M.
  • Guggenheim Capital fully exited KKR Acquisition Holdings I Corp. in Q4 2022, selling an estimated $109M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $11.4B portfolio in Q4 2022.
  • Guggenheim Capital opened 157 new positions and closed 143 in Q4 2022.
  • Guggenheim Capital's portfolio value rose 4.3% quarter-over-quarter to $11.4B.

Based on Guggenheim Capital's 13F filing for Q4 2022, filed 14 Feb 2023.