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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-4.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$10.9B
AUM Growth
-$1.75B
Cap. Flow
-$1.1B
Cap. Flow %
-10.04%
Top 10 Hldgs %
12.82%
Holding
2,117
New
74
Increased
714
Reduced
1,076
Closed
223

Top Buys

Rank Stock Value
1
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$13.4M
2
FOX icon
Fox Class B
FOX
+$8.16M
3
HR icon
Healthcare Realty
HR
+$7.59M
4
SYY icon
Sysco
SYY
+$6.97M
5
MDU icon
MDU Resources
MDU
+$6.67M

Top Sells

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$367M
2
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$36.5M
3
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$35.5M
4
GTPB
Gores Technology Partners II, Inc. Class A Common
GTPB
+$33.5M
5
GSEV
Gores Holdings VII, Inc. Class A Common Stock
GSEV
+$29.3M

Sector Composition

Rank Sector Weight
1 Technology 16.93%
2 Financials 11.3%
3 Healthcare 11.28%
4 Consumer Discretionary 7.69%
5 Industrials 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHT icon
926
Chunghwa Telecom
CHT
$33B
$1.6M 0.01%
45,092
+1,169
+3% +$46.5K
G icon
927
Genpact
G
$5.76B
$1.6M 0.01%
36,470
-28,300
-44% -$1.3M
JSD
928
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$1.59M 0.01%
134,789
-34,284
-20% -$425K
ARWR icon
929
Arrowhead Research
ARWR
$12.4B
$1.59M 0.01%
48,161
-8,602
-15% -$347K
CELH icon
930
Celsius Holdings
CELH
$7.03B
$1.59M 0.01%
52,659
-9,288
-15% -$291K
UNF icon
931
Unifirst Corp
UNF
$5.25B
$1.59M 0.01%
+9,425
New +$1.72M
NTRA icon
932
Natera
NTRA
$46.4B
$1.58M 0.01%
36,089
-8,876
-20% -$423K
SXI icon
933
Standex International
SXI
$4.12B
$1.58M 0.01%
19,347
-1,672
-8% -$149K
MFM
934
Aberdeen Municipal Income Fund
MFM
$224M
$1.57M 0.01%
324,947
+149,233
+85% +$825K
FMC icon
935
FMC
FMC
$1.33B
$1.57M 0.01%
14,872
+2,744
+23% +$296K
BKT icon
936
BlackRock Income Trust
BKT
$341M
$1.57M 0.01%
126,390
+8,654
+7% +$118K
TPL icon
937
Texas Pacific Land
TPL
$23.5B
$1.57M 0.01%
7,947
-585
-7% -$113K
ACHC icon
938
Acadia Healthcare
ACHC
$2.94B
$1.57M 0.01%
20,060
-519
-3% -$41.5K
BP icon
939
BP
BP
$107B
$1.56M 0.01%
54,591
-21,122
-28% -$629K
OSK icon
940
Oshkosh
OSK
$9.59B
$1.56M 0.01%
22,148
+18,351
+483% +$1.49M
HAPN
941
Happen Inc
HAPN
$2.24B
$1.56M 0.01%
140,844
-4,245
-3% -$57.1K
SQM icon
942
Sociedad Química y Minera de Chile
SQM
$20.6B
$1.56M 0.01%
17,147
+88
+0.5% +$8.54K
CTLT
943
DELISTED
CATALENT, INC.
CTLT
$1.55M 0.01%
21,440
+213
+1% +$21.2K
NATI
944
DELISTED
National Instruments Corp
NATI
$1.55M 0.01%
41,112
+1,611
+4% +$60.9K
LNC icon
945
Lincoln National
LNC
$8.81B
$1.55M 0.01%
35,275
-9,737
-22% -$469K
DNLI icon
946
Denali Therapeutics
DNLI
$3.97B
$1.55M 0.01%
50,435
-10,572
-17% -$344K
TCBK icon
947
TriCo Bancshares
TCBK
$1.83B
$1.54M 0.01%
34,545
-4,638
-12% -$218K
NVCR icon
948
NovoCure
NVCR
$1.91B
$1.53M 0.01%
20,175
+3,132
+18% +$244K
NXC
949
DELISTED
Nuveen CA Select Tax-Free Income Portfolio
NXC
$1.53M 0.01%
116,891
+17,539
+18% +$239K
CLF icon
950
Cleveland-Cliffs
CLF
$6.99B
$1.53M 0.01%
113,269
-8,675
-7% -$144K
36 37
38
39 40

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2022 Portfolio in Review

As of Q3 2022, Guggenheim Capital held 2,117 positions worth $10.9B, down 14% from $12.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital withdrew a net $1.1B in Q3 2022, closing 223 positions and reducing 1,076 holdings. Its most notable exit was Pershing Square Tontine Holdings, Ltd., an estimated $367M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust worth $11.6M.

  • Guggenheim Capital's largest Q3 2022 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 751,061 shares worth $11.6M.
  • Guggenheim Capital added most to Fox Class B in Q3 2022, an estimated $8.16M increase.
  • Guggenheim Capital's biggest Q3 2022 reduction was KKR Acquisition Holdings I Corp., cutting an estimated $36.5M.
  • Guggenheim Capital fully exited Pershing Square Tontine Holdings, Ltd. in Q3 2022, selling an estimated $367M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $10.9B portfolio in Q3 2022.
  • Guggenheim Capital opened 74 new positions and closed 223 in Q3 2022.
  • Guggenheim Capital's portfolio value fell 14% quarter-over-quarter to $10.9B.

Based on Guggenheim Capital's 13F filing for Q3 2022, filed 14 Nov 2022.