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Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.99%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$19.2B
AUM Growth
+$2.52B
Cap. Flow
+$1.25B
Cap. Flow %
6.54%
Top 10 Hldgs %
17.34%
Holding
2,313
New
197
Increased
1,021
Reduced
855
Closed
212

Top Buys

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$173M
2
JPM icon
JPMorgan Chase
JPM
+$113M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$102M
4
AXP icon
American Express
AXP
+$90.1M
5
META icon
Meta Platforms (Facebook)
META
+$58.1M

Top Sells

Rank Stock Value
1
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37.1M
2
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
3
TSLA icon
Tesla
TSLA
+$28.7M
4
WAVC.U
Waverley Capital Acquisition Corp. 1 Units, each consisting of one Class A Ordinary Share and one-third of one redeemable warrant
WAVC.U
+$24.7M
5
TPGS
TPG Pace Solutions Corp.
TPGS
+$23.7M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 15.67%
3 Healthcare 9.34%
4 Consumer Discretionary 9.15%
5 Real Estate 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FCT
926
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$2.67M 0.01%
221,057
+63,359
+40% +$761K
FIRY
927
Firy Inc
FIRY
$163M
$2.65M 0.01%
17,791
+2,731
+18% +$525K
SYNA icon
928
Synaptics
SYNA
$4.15B
$2.64M 0.01%
9,119
+3,051
+50% +$729K
APA icon
929
APA Corp
APA
$13.2B
$2.64M 0.01%
98,091
+2,289
+2% +$60.8K
TDG icon
930
TransDigm Group
TDG
$67.7B
$2.62M 0.01%
4,119
+517
+14% +$324K
TRGP icon
931
Targa Resources
TRGP
$55.1B
$2.6M 0.01%
49,817
+24,085
+94% +$1.29M
NAVI icon
932
Navient
NAVI
$853M
$2.6M 0.01%
122,398
+32,117
+36% +$649K
AZTA icon
933
Azenta
AZTA
$1.48B
$2.6M 0.01%
25,170
-260
-1% -$28.2K
WTW icon
934
Willis Towers Watson
WTW
$32B
$2.6M 0.01%
10,925
+2,603
+31% +$616K
SSNC icon
935
SS&C Technologies
SSNC
$18.6B
$2.59M 0.01%
31,562
+25,167
+394% +$1.94M
HLT icon
936
Hilton Worldwide
HLT
$71.5B
$2.58M 0.01%
16,572
+944
+6% +$136K
SGI
937
Somnigroup International
SGI
$13.7B
$2.58M 0.01%
54,835
+22,152
+68% +$1M
BLW icon
938
BlackRock Limited Duration Income Trust
BLW
$493M
$2.58M 0.01%
152,813
-71,733
-32% -$1.22M
DMB
939
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$196M
$2.58M 0.01%
179,080
-684
-0.4% -$10.2K
TDC icon
940
Teradata
TDC
$2.55B
$2.57M 0.01%
60,604
+49,240
+433% +$2.43M
MHK icon
941
Mohawk Industries
MHK
$9.22B
$2.57M 0.01%
14,119
+5,532
+64% +$987K
JBHT icon
942
JB Hunt Transport Services
JBHT
$25.2B
$2.57M 0.01%
12,555
+216
+2% +$41.5K
TDY icon
943
Teledyne Technologies
TDY
$32B
$2.57M 0.01%
5,874
+687
+13% +$299K
BTG icon
944
B2Gold
BTG
$6.64B
$2.56M 0.01%
652,256
-362,498
-36% -$1.45M
CUBE icon
945
CubeSmart
CUBE
$9.41B
$2.56M 0.01%
45,013
+9,542
+27% +$513K
MIME
946
DELISTED
Mimecast Limited
MIME
$2.56M 0.01%
32,179
+20,115
+167% +$1.52M
HYI
947
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
$2.53M 0.01%
160,378
+11,041
+7% +$172K
PFGC icon
948
Performance Food Group
PFGC
$18B
$2.52M 0.01%
54,976
-9,240
-14% -$420K
NTRS icon
949
Northern Trust
NTRS
$33.9B
$2.52M 0.01%
21,033
-2,105
-9% -$252K
WEN icon
950
Wendy's
WEN
$1.46B
$2.52M 0.01%
105,479
+1,874
+2% +$41.7K
36 37
38
39 40

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2021 Portfolio in Review

As of Q4 2021, Guggenheim Capital held 2,313 positions worth $19.2B, up 15% from $16.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital deployed $1.25B of net new capital in Q4 2021, opening 197 new positions and adding to 1,021 existing holdings. Its largest new stake was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Tesla, an estimated $28.7M trimmed.

  • Guggenheim Capital's largest Q4 2021 buy was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.
  • Guggenheim Capital added most to FIGS in Q4 2021, an estimated $173M increase.
  • Guggenheim Capital's biggest Q4 2021 reduction was Tesla, cutting an estimated $28.7M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp Units in Q4 2021, selling an estimated $37.1M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $19.2B portfolio in Q4 2021.
  • Guggenheim Capital opened 197 new positions and closed 212 in Q4 2021.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $19.2B.

Based on Guggenheim Capital's 13F filing for Q4 2021, filed 14 Feb 2022.