We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.2B
AUM Growth
-$714M
Cap. Flow
-$1.36B
Cap. Flow %
-8.94%
Top 10 Hldgs %
15.97%
Holding
2,218
New
180
Increased
888
Reduced
1,035
Closed
85

Top Buys

Rank Stock Value
1
KAHC.U
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
+$153M
2
GSEVU
Gores Holdings VII, Inc. Units
GSEVU
+$40.7M
3
GTPBU
Gores Technology Partners II, Inc. Units
GTPBU
+$40.4M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.7M
5
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$38.5M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.08B
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$278M
3
AAPL icon
Apple
AAPL
+$70.6M
4
MSFT icon
Microsoft
MSFT
+$51.8M
5
AMZN icon
Amazon
AMZN
+$45.8M

Sector Composition

Rank Sector Weight
1 Technology 17.35%
2 Financials 12.96%
3 Healthcare 9.44%
4 Consumer Discretionary 8.83%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HIO
926
Western Asset High Income Opportunity Fund
HIO
$340M
$2.47M 0.02%
485,664
+6,131
+1% +$30.5K
ROL icon
927
Rollins
ROL
$18.2B
$2.46M 0.02%
71,602
-153
-0.2% -$5.48K
ACP
928
abrdn Income Credit Strategies Fund
ACP
$637M
$2.46M 0.02%
214,631
-66,475
-24% -$739K
STE icon
929
Steris
STE
$23.1B
$2.46M 0.02%
12,922
+463
+4% +$85.9K
JKHY icon
930
Jack Henry & Associates
JKHY
$11.1B
$2.46M 0.02%
16,184
-768
-5% -$117K
AZPN
931
DELISTED
ASPEN TECHNOLOGY INC
AZPN
$2.45M 0.02%
16,982
+6,399
+60% +$924K
CEV
932
Eaton Vance California Municipal Income Trust
CEV
$73.6M
$2.45M 0.02%
184,917
-4,688
-2% -$62.9K
HMY icon
933
Harmony Gold Mining
HMY
$12.3B
$2.44M 0.02%
559,926
-60,210
-10% -$261K
ENB icon
934
Enbridge
ENB
$112B
$2.44M 0.02%
67,026
-7,083
-10% -$249K
ENTG icon
935
Entegris
ENTG
$23.2B
$2.44M 0.02%
21,788
+10,167
+87% +$1.05M
TPH
936
DELISTED
Tri Pointe Homes
TPH
$2.42M 0.02%
118,899
+49,906
+72% +$981K
CPK icon
937
Chesapeake Utilities
CPK
$3.21B
$2.41M 0.02%
20,779
+4,227
+26% +$456K
ALLE icon
938
Allegion
ALLE
$14.4B
$2.41M 0.02%
19,164
-754
-4% -$87.1K
OLED icon
939
Universal Display
OLED
$4.19B
$2.41M 0.02%
10,165
+3,909
+62% +$903K
VTA
940
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$2.39M 0.02%
209,865
+72,326
+53% +$799K
AAL icon
941
American Airlines Group
AAL
$10.6B
$2.38M 0.02%
99,516
-16,846
-14% -$325K
MOS icon
942
The Mosaic Company
MOS
$7.33B
$2.38M 0.02%
75,165
-5,410
-7% -$160K
VALE icon
943
Vale
VALE
$62.6B
$2.36M 0.02%
135,944
+9,738
+8% +$170K
GDO
944
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77.4M
$2.36M 0.02%
134,057
-33,639
-20% -$598K
CATY icon
945
Cathay General Bancorp
CATY
$4.24B
$2.35M 0.02%
57,729
+14,260
+33% +$550K
GPN icon
946
Global Payments
GPN
$22.8B
$2.35M 0.02%
11,640
-1,343
-10% -$268K
NIO icon
947
NIO
NIO
$11.9B
$2.34M 0.02%
60,126
+24,447
+69% +$1.25M
RHI icon
948
Robert Half
RHI
$4.37B
$2.33M 0.02%
29,829
-27,831
-48% -$2.02M
SSNC icon
949
SS&C Technologies
SSNC
$18.6B
$2.33M 0.02%
33,291
+4,833
+17% +$326K
MCY icon
950
Mercury Insurance
MCY
$6.07B
$2.33M 0.02%
38,245
+13,108
+52% +$750K
36 37
38
39 40

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2021 Portfolio in Review

As of Q1 2021, Guggenheim Capital held 2,218 positions worth $15.2B, down 4.5% from $15.9B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.36B in Q1 2021, closing 85 positions and reducing 1,035 holdings. Its most notable exit was Gores Holdings VI, Inc. Unit, an estimated $42.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant worth $153M.

  • Guggenheim Capital's largest Q1 2021 buy was KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant: 15,276,972 shares worth $153M.
  • Guggenheim Capital added most to Pioneer Natural Resource Co. in Q1 2021, an estimated $19.4M increase.
  • Guggenheim Capital's biggest Q1 2021 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $1.08B.
  • Guggenheim Capital fully exited Gores Holdings VI, Inc. Unit in Q1 2021, selling an estimated $42.4M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.2B portfolio in Q1 2021.
  • Guggenheim Capital opened 180 new positions and closed 85 in Q1 2021.
  • Guggenheim Capital's portfolio value fell 4.5% quarter-over-quarter to $15.2B.

Based on Guggenheim Capital's 13F filing for Q1 2021, filed 13 May 2021.