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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+14.15%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.9B
AUM Growth
+$2.13B
Cap. Flow
+$466M
Cap. Flow %
2.92%
Top 10 Hldgs %
24.56%
Holding
2,169
New
258
Increased
811
Reduced
944
Closed
131

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$235M
2
GHVIU
Gores Holdings VI, Inc. Unit
GHVIU
+$42.3M
3
ARBGU
Aequi Acquisition Corp Unit
ARBGU
+$29.9M
4
TEAM icon
Atlassian
TEAM
+$10.8M
5
COST icon
Costco
COST
+$9.72M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$32.3M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.5M
3
AAPL icon
Apple
AAPL
+$13.1M
4
SMCI icon
Super Micro Computer
SMCI
+$10.2M
5
MSFT icon
Microsoft
MSFT
+$9.99M

Sector Composition

Rank Sector Weight
1 Technology 17.06%
2 Financials 11.7%
3 Healthcare 8.92%
4 Consumer Discretionary 8.64%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLO
926
Clough Global Opportunities Fund
GLO
$257M
$2.21M 0.01%
199,040
+45,664
+30% +$461K
MKSI icon
927
MKS Inc
MKSI
$20.6B
$2.21M 0.01%
14,690
-3,944
-21% -$516K
BHVN
928
DELISTED
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
$2.21M 0.01%
+25,783
New +$2.18M
IWD icon
929
iShares Russell 1000 Value ETF
IWD
$83.9B
$2.2M 0.01%
16,114
– –
MLM icon
930
Martin Marietta Materials
MLM
$33B
$2.2M 0.01%
7,758
-640
-8% -$170K
UNM icon
931
Unum
UNM
$14.3B
$2.2M 0.01%
96,030
-11,546
-11% -$239K
TRTN
932
DELISTED
Triton International Limited
TRTN
$2.19M 0.01%
45,205
-6,846
-13% -$290K
INFY icon
933
Infosys
INFY
$50.7B
$2.17M 0.01%
128,230
+26,798
+26% +$410K
SILV
934
DELISTED
SilverCrest Metals Inc. Common Shares
SILV
$2.17M 0.01%
194,352
+21,870
+13% +$205K
PEB icon
935
Pebblebrook Hotel Trust
PEB
$2.05B
$2.17M 0.01%
+115,545
New +$1.87M
ARW icon
936
Arrow Electronics
ARW
$10.4B
$2.17M 0.01%
22,295
+9,878
+80% +$874K
TDG icon
937
TransDigm Group
TDG
$67.7B
$2.15M 0.01%
3,479
-1,737
-33% -$955K
PAC icon
938
Grupo Aeroportuario del Pacifico
PAC
$13.3B
$2.13M 0.01%
19,144
-5,224
-21% -$517K
JGH icon
939
Nuveen Global High Income Fund
JGH
$356M
$2.13M 0.01%
136,811
+39,329
+40% +$566K
AGNC icon
940
AGNC Investment
AGNC
$12.9B
$2.12M 0.01%
136,106
-629,020
-82% -$9.3M
VALE icon
941
Vale
VALE
$62.6B
$2.12M 0.01%
126,206
+36,146
+40% +$482K
WEA
942
Western Asset Premier Bond Fund
WEA
$124M
$2.11M 0.01%
148,914
-16,077
-10% -$218K
DMB
943
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$196M
$2.11M 0.01%
150,514
+11,347
+8% +$156K
CCXI
944
DELISTED
ChemoCentryx, Inc.
CCXI
$2.11M 0.01%
+34,052
New +$1.95M
TREX icon
945
Trex
TREX
$5.01B
$2.11M 0.01%
25,156
-472
-2% -$36.1K
CC icon
946
Chemours
CC
$2.37B
$2.1M 0.01%
84,919
-27,922
-25% -$664K
AIF
947
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$2.1M 0.01%
145,342
+4,314
+3% +$57.8K
SA
948
Seabridge Gold
SA
$3.35B
$2.08M 0.01%
98,507
+9,890
+11% +$191K
WBD icon
949
Warner Bros
WBD
$67.1B
$2.08M 0.01%
68,937
+15,226
+28% +$373K
TDS icon
950
Telephone and Data Systems
TDS
$3.75B
$2.07M 0.01%
111,587
+83,359
+295% +$1.53M
36 37
38
39 40

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2020 Portfolio in Review

As of Q4 2020, Guggenheim Capital held 2,169 positions worth $15.9B, up 15% from $13.8B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Guggenheim Capital's Q4 2020 filing shows 258 new, 811 increased, 944 reduced and 131 closed positions. Its largest new stake was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $32.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2020 buy was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2020, an estimated $235M increase.
  • Guggenheim Capital's biggest Q4 2020 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $32.3M.
  • Guggenheim Capital fully exited Super Micro Computer in Q4 2020, selling an estimated $10.2M.
  • Guggenheim Capital's ten largest holdings make up 25% of its $15.9B portfolio in Q4 2020.
  • Guggenheim Capital opened 258 new positions and closed 131 in Q4 2020.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $15.9B.

Based on Guggenheim Capital's 13F filing for Q4 2020, filed 16 Feb 2021.