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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.8B
AUM Growth
+$891M
Cap. Flow
+$96.2M
Cap. Flow %
0.7%
Top 10 Hldgs %
25.52%
Holding
1,986
New
118
Increased
754
Reduced
1,014
Closed
75

Top Buys

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$494M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$162M
3
PSTH.WS
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
+$17.7M
4
MUC icon
BlackRock MuniHoldings California Quality Fund
MUC
+$11.5M
5
MCA
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
+$9.38M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$151M
2
SLV icon
iShares Silver Trust
SLV
+$63.9M
3
AAPL icon
Apple
AAPL
+$30.4M
4
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$21.6M
5
FCX icon
Freeport-McMoran
FCX
+$17.2M

Sector Composition

Rank Sector Weight
1 Technology 16.87%
2 Financials 10.84%
3 Healthcare 8.84%
4 Consumer Discretionary 8.27%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DAN icon
926
Dana Inc
DAN
$3.06B
$1.85M 0.01%
150,539
+116,286
+339% +$1.51M
PACW
927
DELISTED
PacWest Bancorp
PACW
$1.85M 0.01%
108,607
-28,905
-21% -$536K
AQN icon
928
Algonquin Power & Utilities
AQN
$4.42B
$1.85M 0.01%
127,447
-60,004
-32% -$824K
IVZ icon
929
Invesco
IVZ
$13.9B
$1.85M 0.01%
162,122
-74,294
-31% -$787K
RNR icon
930
RenaissanceRe
RNR
$13.4B
$1.85M 0.01%
10,880
+2,715
+33% +$480K
TREX icon
931
Trex
TREX
$5.01B
$1.83M 0.01%
25,628
+6,754
+36% +$467K
VEEV icon
932
Veeva Systems
VEEV
$37.4B
$1.83M 0.01%
6,506
-1,059
-14% -$279K
LEN icon
933
Lennar Class A
LEN
$21.2B
$1.81M 0.01%
22,906
-18,112
-44% -$1.29M
UNM icon
934
Unum
UNM
$14.3B
$1.81M 0.01%
107,576
-19,985
-16% -$355K
AIF
935
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$1.79M 0.01%
141,028
-2,525
-2% -$31.9K
GHY
936
PGIM Global High Yield Fund
GHY
$483M
$1.79M 0.01%
134,878
+49,686
+58% +$661K
MAG
937
DELISTED
MAG Silver
MAG
$1.79M 0.01%
109,915
-21,793
-17% -$349K
HYI
938
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
$1.78M 0.01%
127,154
+21,349
+20% +$306K
VST icon
939
Vistra
VST
$47.4B
$1.78M 0.01%
94,611
-18,363
-16% -$346K
SNAP icon
940
Snap
SNAP
$9.01B
$1.78M 0.01%
68,203
+12,600
+23% +$293K
RNG icon
941
RingCentral
RNG
$5.28B
$1.77M 0.01%
6,433
+534
+9% +$148K
NTRS icon
942
Northern Trust
NTRS
$33.9B
$1.76M 0.01%
22,636
-801
-3% -$64.3K
EFF
943
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$1.76M 0.01%
125,860
-1,875
-1% -$26.6K
XYZ
944
Block Inc
XYZ
$47.5B
$1.76M 0.01%
10,819
+5,033
+87% +$711K
BFY
945
DELISTED
BlackRock New York Municipal Income Trust II
BFY
$1.76M 0.01%
129,181
+852
+0.7% +$12K
STT icon
946
State Street
STT
$50.7B
$1.75M 0.01%
29,571
-9,466
-24% -$615K
BYND icon
947
Beyond Meat
BYND
$277M
$1.75M 0.01%
10,526
-251
-2% -$34K
NATI
948
DELISTED
National Instruments Corp
NATI
$1.74M 0.01%
48,806
+13,138
+37% +$477K
LAD icon
949
Lithia Motors
LAD
$8.26B
$1.74M 0.01%
7,639
+5,123
+204% +$1.15M
AGIO icon
950
Agios Pharmaceuticals
AGIO
$1.93B
$1.73M 0.01%
49,530
-5,610
-10% -$246K
36 37
38
39 40

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2020 Portfolio in Review

As of Q3 2020, Guggenheim Capital held 1,986 positions worth $13.8B, up 6.9% from $12.9B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Guggenheim Capital's Q3 2020 filing shows 118 new, 754 increased, 1,014 reduced and 75 closed positions. Its largest new stake was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M. The largest sale was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $151M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2020 buy was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2020, an estimated $162M increase.
  • Guggenheim Capital's biggest Q3 2020 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $151M.
  • Guggenheim Capital fully exited IBERIABANK Corp in Q3 2020, selling an estimated $4.51M.
  • Guggenheim Capital's ten largest holdings make up 26% of its $13.8B portfolio in Q3 2020.
  • Guggenheim Capital opened 118 new positions and closed 75 in Q3 2020.
  • Guggenheim Capital's portfolio value rose 6.9% quarter-over-quarter to $13.8B.

Based on Guggenheim Capital's 13F filing for Q3 2020, filed 13 Nov 2020.