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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.3B
AUM Growth
+$802M
Cap. Flow
-$35.2M
Cap. Flow %
-0.26%
Top 10 Hldgs %
12.63%
Holding
2,246
New
164
Increased
893
Reduced
982
Closed
190

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$251M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$91.6M
3
TFC icon
Truist Financial
TFC
+$10.3M
4
EXC icon
Exelon
EXC
+$9.3M
5
FCX icon
Freeport-McMoran
FCX
+$7.78M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$90.9M
2
AAPL icon
Apple
AAPL
+$35.8M
3
CELG
Celgene Corp
CELG
+$33.4M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$32.5M
5
MSFT icon
Microsoft
MSFT
+$32.3M

Sector Composition

Rank Sector Weight
1 Technology 15.39%
2 Financials 10.11%
3 Healthcare 10%
4 Consumer Discretionary 8.02%
5 Industrials 7.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HIE
926
DELISTED
Miller/Howard High Income Equity Fund
HIE
$2.67M 0.02%
237,021
-13,476
-5% -$154K
PTCT icon
927
PTC Therapeutics
PTCT
$5.83B
$2.66M 0.02%
55,419
-1,531
-3% -$65.1K
AMCX icon
928
AMC Global Media
AMCX
$503M
$2.66M 0.02%
67,357
+4,497
+7% +$189K
BANF icon
929
BancFirst
BANF
$3.83B
$2.65M 0.02%
42,506
-343
-0.8% -$20.2K
CWEN icon
930
Clearway Energy Class C
CWEN
$5.09B
$2.62M 0.02%
131,120
-10,418
-7% -$202K
RMD icon
931
ResMed
RMD
$32.6B
$2.6M 0.02%
16,806
+5,277
+46% +$761K
CCEP icon
932
Coca-Cola Europacific Partners
CCEP
$47.7B
$2.6M 0.02%
51,179
-3,579
-7% -$189K
DSM
933
BNY Mellon Strategic Municipal Bond Fund
DSM
$290M
$2.6M 0.02%
325,909
-7,970
-2% -$66.3K
BRX icon
934
Brixmor Property Group
BRX
$9.35B
$2.58M 0.02%
119,593
+51,670
+76% +$1.1M
IAG icon
935
IAMGOLD
IAG
$9.13B
$2.58M 0.02%
692,919
+137,966
+25% +$488K
AGI icon
936
Alamos Gold
AGI
$13B
$2.58M 0.02%
428,963
+123,366
+40% +$674K
FTI icon
937
TechnipFMC
FTI
$27.6B
$2.58M 0.02%
161,488
-147,687
-48% -$2.29M
NLSN
938
DELISTED
Nielsen Holdings plc
NLSN
$2.58M 0.02%
126,793
+11,473
+10% +$233K
PMX
939
DELISTED
PIMCO Municipal Income Fund III
PMX
$2.56M 0.02%
203,851
+107,926
+113% +$1.36M
TTE icon
940
TotalEnergies
TTE
$191B
$2.56M 0.02%
46,263
-3,447
-7% -$182K
CBOE icon
941
Cboe Global Markets
CBOE
$29.9B
$2.55M 0.02%
21,261
+2,011
+10% +$236K
BBWI icon
942
Bath & Body Works
BBWI
$4.15B
$2.54M 0.02%
173,467
+21,651
+14% +$313K
NVR icon
943
NVR
NVR
$16.8B
$2.54M 0.02%
667
+142
+27% +$526K
RITM icon
944
Rithm Capital
RITM
$5.56B
$2.54M 0.02%
157,617
-23,020
-13% -$361K
TNL icon
945
Travel + Leisure Co
TNL
$4.77B
$2.53M 0.02%
49,016
+23,704
+94% +$1.13M
DSE
946
DELISTED
Duff & Phelps Select MLP and Midstream Energy Fund Inc.
DSE
$2.52M 0.02%
65,806
-8,821
-12% -$336K
WEA
947
Western Asset Premier Bond Fund
WEA
$124M
$2.52M 0.02%
171,967
+28,722
+20% +$410K
IJH icon
948
iShares Core S&P Mid-Cap ETF
IJH
$125B
$2.52M 0.02%
61,130
-2,560
-4% -$101K
DPZ icon
949
Domino's
DPZ
$11.8B
$2.51M 0.02%
8,530
-197
-2% -$54.3K
VOD icon
950
Vodafone
VOD
$37B
$2.51M 0.02%
129,626
-4,709
-4% -$93.8K
36 37
38
39 40

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Guggenheim Capital held 2,246 positions worth $13.3B, up 6.4% from $12.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital's Q4 2019 filing shows 164 new, 893 increased, 982 reduced and 190 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $90.9M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2019 buy was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $251M increase.
  • Guggenheim Capital's biggest Q4 2019 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $90.9M.
  • Guggenheim Capital fully exited Celgene Corp in Q4 2019, selling an estimated $33.4M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $13.3B portfolio in Q4 2019.
  • Guggenheim Capital opened 164 new positions and closed 190 in Q4 2019.
  • Guggenheim Capital's portfolio value rose 6.4% quarter-over-quarter to $13.3B.

Based on Guggenheim Capital's 13F filing for Q4 2019, filed 14 Feb 2020.