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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-12.27%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.8B
AUM Growth
-$3.54B
Cap. Flow
-$1.51B
Cap. Flow %
-12.8%
Top 10 Hldgs %
16.04%
Holding
2,504
New
115
Increased
632
Reduced
1,400
Closed
347

Top Buys

Rank Stock Value
1
LIN icon
Linde
LIN
+$32.8M
2
LKQ icon
LKQ Corp
LKQ
+$11.5M
3
CI icon
Cigna
CI
+$9.49M
4
AA icon
Alcoa
AA
+$8.61M
5
UNP icon
Union Pacific
UNP
+$8.52M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$54.2M
2
AMZN icon
Amazon
AMZN
+$48M
3
MSFT icon
Microsoft
MSFT
+$47.2M
4
PX
Praxair Inc
PX
+$35.7M
5
ESRX
Express Scripts Holding Company
ESRX
+$29.8M

Sector Composition

Rank Sector Weight
1 Technology 12.1%
2 Healthcare 10.84%
3 Financials 9.42%
4 Consumer Discretionary 7.51%
5 Consumer Staples 7.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTB icon
926
M&T Bank
MTB
$36.2B
$2.5M 0.02%
17,474
-3,357
-16% -$537K
IT icon
927
Gartner
IT
$11.5B
$2.48M 0.02%
19,423
-6,514
-25% -$940K
JTA
928
DELISTED
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
$2.47M 0.02%
243,637
-52,166
-18% -$609K
FTF
929
Franklin Limited Duration Income Trust
FTF
$231M
$2.46M 0.02%
273,066
-58,536
-18% -$550K
CAJ
930
DELISTED
Canon, Inc.
CAJ
$2.46M 0.02%
88,971
-6,402
-7% -$186K
MATV icon
931
Mativ Holdings
MATV
$639M
$2.45M 0.02%
97,658
+4,985
+5% +$153K
TIVO
932
DELISTED
Tivo Inc
TIVO
$2.44M 0.02%
259,876
+50,771
+24% +$548K
RJF icon
933
Raymond James Financial
RJF
$34.4B
$2.44M 0.02%
49,251
-81,455
-62% -$4.34M
BIO icon
934
Bio-Rad Laboratories Class A
BIO
$9.15B
$2.44M 0.02%
10,516
-12,129
-54% -$3.25M
ANAT
935
DELISTED
American National Group, Inc. Common Stock
ANAT
$2.44M 0.02%
19,189
+2,235
+13% +$278K
AIG icon
936
American International
AIG
$42.1B
$2.44M 0.02%
61,884
-9,557
-13% -$417K
SUPN icon
937
Supernus Pharmaceuticals
SUPN
$2.74B
$2.44M 0.02%
73,370
-13,710
-16% -$590K
ETG
938
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.84B
$2.43M 0.02%
179,761
-23,355
-11% -$361K
BTA
939
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
$2.43M 0.02%
227,608
-60,634
-21% -$663K
MIC
940
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$2.42M 0.02%
66,306
+9,815
+17% +$393K
WEN icon
941
Wendy's
WEN
$1.47B
$2.41M 0.02%
154,507
+73,742
+91% +$1.26M
IMMU
942
DELISTED
Immunomedics Inc
IMMU
$2.41M 0.02%
168,894
-4,999
-3% -$99.2K
NWE icon
943
NorthWestern Energy
NWE
$4.32B
$2.41M 0.02%
40,538
-1,207
-3% -$74.1K
PMF
944
DELISTED
PIMCO Municipal Income Fund
PMF
$2.4M 0.02%
191,255
+78,882
+70% +$985K
ROP icon
945
Roper Technologies
ROP
$38.8B
$2.39M 0.02%
8,966
-2,732
-23% -$773K
SPIP icon
946
State Street SPDR Portfolio TIPS ETF
SPIP
$999M
$2.39M 0.02%
88,714
+13,456
+18% +$362K
TXMD icon
947
TherapeuticsMD
TXMD
$24.1M
$2.39M 0.02%
12,535
+6,049
+93% +$1.48M
CXO
948
DELISTED
CONCHO RESOURCES INC.
CXO
$2.38M 0.02%
23,174
+2,512
+12% +$333K
TX icon
949
Ternium
TX
$10.3B
$2.38M 0.02%
87,759
-5,368
-6% -$160K
EPD icon
950
Enterprise Products Partners
EPD
$82.2B
$2.38M 0.02%
96,607
-1,577
-2% -$42.2K
36 37
38
39 40

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
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Guggenheim Capital's Q4 2018 Portfolio in Review

As of Q4 2018, Guggenheim Capital held 2,504 positions worth $11.8B, down 23% from $15.3B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.51B in Q4 2018, closing 347 positions and reducing 1,400 holdings. Its most notable exit was Praxair Inc, an estimated $35.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 14% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Linde worth $32.4M.

  • Guggenheim Capital's largest Q4 2018 buy was Linde: 207,477 shares worth $32.4M.
  • Guggenheim Capital added most to LKQ Corp in Q4 2018, an estimated $11.5M increase.
  • Guggenheim Capital's biggest Q4 2018 reduction was Apple, cutting an estimated $54.2M.
  • Guggenheim Capital fully exited Praxair Inc in Q4 2018, selling an estimated $35.7M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $11.8B portfolio in Q4 2018.
  • Guggenheim Capital opened 115 new positions and closed 347 in Q4 2018.
  • Guggenheim Capital's portfolio value fell 23% quarter-over-quarter to $11.8B.

Based on Guggenheim Capital's 13F filing for Q4 2018, filed 14 Feb 2019.