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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FELE icon
926
Franklin Electric
FELE
$4.63B
$6.28M 0.01%
139,941
+6,154
+5% +$250K
MSA icon
927
Mine Safety
MSA
$7.33B
$6.28M 0.01%
78,929
-5,198
-6% -$389K
EXAS
928
DELISTED
Exact Sciences
EXAS
$6.27M 0.01%
132,943
+4,293
+3% +$173K
FTNT icon
929
Fortinet
FTNT
$119B
$6.26M 0.01%
873,900
+199,440
+30% +$1.51M
AA icon
930
Alcoa
AA
$12B
$6.26M 0.01%
134,242
+14,242
+12% +$570K
EVR icon
931
Evercore
EVR
$12.4B
$6.26M 0.01%
77,952
-39,666
-34% -$2.98M
DMC
932
Del Monte Corp
DMC
$1.42B
$6.25M 0.01%
137,580
-4,170
-3% -$202K
ACC
933
DELISTED
American Campus Communities, Inc.
ACC
$6.25M 0.01%
141,646
+3,471
+3% +$164K
TKR icon
934
Timken Company
TKR
$9.57B
$6.25M 0.01%
128,657
-906
-0.7% -$41.8K
DSM
935
BNY Mellon Strategic Municipal Bond Fund
DSM
$288M
$6.22M 0.01%
734,700
-53,114
-7% -$459K
VKQ icon
936
Invesco Municipal Trust
VKQ
$537M
$6.21M 0.01%
485,968
-45,862
-9% -$591K
TEP
937
DELISTED
Tallgrass Energy Partners, LP
TEP
$6.19M 0.01%
129,309
+6,398
+5% +$310K
FN icon
938
Fabrinet
FN
$15.6B
$6.18M 0.01%
166,829
+3,398
+2% +$139K
INB
939
DELISTED
Cohen & Steers Global Income Builder, Inc.
INB
$6.16M 0.01%
634,173
-19,035
-3% -$184K
LAMR icon
940
Lamar Advertising Co
LAMR
$16.2B
$6.16M 0.01%
89,840
+5,025
+6% +$340K
QQQX icon
941
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.44B
$6.15M 0.01%
277,764
+7,547
+3% +$165K
VGR
942
DELISTED
Vector Group Ltd.
VGR
$6.14M 0.01%
466,061
-11,297
-2% -$147K
ACAD icon
943
Acadia Pharmaceuticals
ACAD
$4.43B
$6.11M 0.01%
162,263
-9,373
-5% -$305K
HIW icon
944
Highwoods Properties
HIW
$3.65B
$6.11M 0.01%
117,325
+12,255
+12% +$627K
ETO
945
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ETO
$507M
$6.09M 0.01%
248,411
+20,781
+9% +$506K
ACM icon
946
Aecom
ACM
$9.32B
$6.07M 0.01%
165,043
+15,496
+10% +$509K
CW icon
947
Curtiss-Wright
CW
$26.7B
$6.07M 0.01%
58,021
+1,605
+3% +$156K
FNV icon
948
Franco-Nevada
FNV
$41B
$6.05M 0.01%
78,058
+11,948
+18% +$918K
ALKS icon
949
Alkermes
ALKS
$8.22B
$6.04M 0.01%
118,873
+37,357
+46% +$2M
ADNT icon
950
Adient
ADNT
$1.65B
$6.04M 0.01%
71,908
+2,300
+3% +$163K
36 37
38
39 40

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.