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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.7%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$36.9B
AUM Growth
+$1.94B
Cap. Flow
+$154M
Cap. Flow %
0.42%
Top 10 Hldgs %
4.62%
Holding
3,025
New
132
Increased
1,201
Reduced
1,478
Closed
188

Top Buys

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$57.1M
2
INCY icon
Incyte
INCY
+$53M
3
SD icon
SandRidge Energy
SD
+$46.7M
4
SNPS icon
Synopsys
SNPS
+$46.3M
5
AMD icon
Advanced Micro Devices
AMD
+$41.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$92.1M
2
LLTC
Linear Technology Corp
LLTC
+$72.6M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$63M
4
SE
Spectra Energy Corp Wi
SE
+$62.3M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$59.9M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Financials 13.13%
3 Healthcare 11.29%
4 Industrials 11.08%
5 Consumer Discretionary 10.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ENX
926
DELISTED
Eaton Vance New York Municipal Bond Fund
ENX
$5.9M 0.02%
477,774
+21,380
+5% +$264K
POOL icon
927
Pool Corp
POOL
$6.75B
$5.87M 0.02%
49,226
-13,582
-22% -$1.52M
KYN icon
928
Kayne Anderson Energy Infrastructure Fund
KYN
$2.47B
$5.87M 0.02%
279,600
-18,240
-6% -$376K
AZN icon
929
AstraZeneca
AZN
$263B
$5.87M 0.02%
94,268
+44,694
+90% +$2.6M
NCLH icon
930
Norwegian Cruise Line
NCLH
$8.51B
$5.85M 0.02%
115,296
-19,002
-14% -$922K
TSRO
931
DELISTED
TESARO, Inc.
TSRO
$5.82M 0.02%
37,842
-2,120
-5% -$345K
AOD
932
abrdn Total Dynamic Dividend Fund
AOD
$1.11B
$5.82M 0.02%
704,296
+39,224
+6% +$317K
MWA icon
933
Mueller Water Products
MWA
$3.95B
$5.8M 0.02%
491,068
+23,499
+5% +$298K
DERM
934
DELISTED
Dermira, Inc.
DERM
$5.73M 0.02%
+168,106
New +$5.42M
MLI icon
935
Mueller Industries
MLI
$14.7B
$5.73M 0.02%
669,320
+33,512
+5% +$326K
BIG
936
DELISTED
Big Lots, Inc.
BIG
$5.73M 0.02%
117,639
+28,417
+32% +$1.43M
SJNK icon
937
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.89B
$5.72M 0.02%
204,653
+153,595
+301% +$4.29M
CY
938
DELISTED
Cypress Semiconductor
CY
$5.71M 0.02%
415,297
+5,114
+1% +$65.3K
VCIT icon
939
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
$5.71M 0.02%
66,059
-9,885
-13% -$850K
BKCC
940
DELISTED
BlackRock Capital Investment Corporation
BKCC
$5.7M 0.02%
754,621
+122,079
+19% +$915K
BAK icon
941
Braskem
BAK
$928M
$5.69M 0.02%
279,791
-100,844
-26% -$2.12M
NKTR icon
942
Nektar Therapeutics
NKTR
$2.39B
$5.66M 0.02%
16,074
-1,596
-9% -$359K
NXPI icon
943
NXP Semiconductors
NXPI
$57.8B
$5.63M 0.02%
54,388
-57,015
-51% -$5.77M
FCPT icon
944
Four Corners Property Trust
FCPT
$2.81B
$5.61M 0.02%
245,962
-88,876
-27% -$1.91M
ATR icon
945
AptarGroup
ATR
$8.55B
$5.59M 0.02%
72,637
-18,651
-20% -$1.39M
MATV icon
946
Mativ Holdings
MATV
$481M
$5.59M 0.02%
135,005
+42,985
+47% +$1.86M
VGR
947
DELISTED
Vector Group Ltd.
VGR
$5.59M 0.02%
438,751
-86,535
-16% -$1.16M
CEQP
948
DELISTED
Crestwood Equity Partners LP
CEQP
$5.59M 0.02%
212,882
+176,983
+493% +$4.65M
BXMT icon
949
Blackstone Mortgage Trust
BXMT
$2.45B
$5.58M 0.02%
180,247
-57,389
-24% -$1.77M
ETO
950
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ETO
$507M
$5.58M 0.02%
242,013
+1,995
+0.8% +$44.7K
36 37
38
39 40

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AAMU
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NMIFOAC
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WANY
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Guggenheim Capital's Q1 2017 Portfolio in Review

As of Q1 2017, Guggenheim Capital held 3,025 positions worth $36.9B, up 5.5% from $35B the previous quarter. Its ten largest holdings account for 4.6% of the portfolio.

Guggenheim Capital's Q1 2017 filing shows 132 new, 1,201 increased, 1,478 reduced and 188 closed positions. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $92.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q1 2017 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M.
  • Guggenheim Capital added most to Idexx Laboratories in Q1 2017, an estimated $57.1M increase.
  • Guggenheim Capital's biggest Q1 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $92.1M.
  • Guggenheim Capital fully exited Linear Technology Corp in Q1 2017, selling an estimated $72.6M.
  • Guggenheim Capital's ten largest holdings make up 4.6% of its $36.9B portfolio in Q1 2017.
  • Guggenheim Capital opened 132 new positions and closed 188 in Q1 2017.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $36.9B.

Based on Guggenheim Capital's 13F filing for Q1 2017, filed 15 May 2017.