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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INFN
926
DELISTED
Infinera Corporation Common Stock
INFN
$5.62M 0.02%
662,062
+351,339
+113% +$3.01M
ATW
927
DELISTED
Atwood Oceanics
ATW
$5.62M 0.02%
428,114
+74,113
+21% +$729K
ENX
928
DELISTED
Eaton Vance New York Municipal Bond Fund
ENX
$5.61M 0.02%
456,394
+62,894
+16% +$801K
STNG icon
929
Scorpio Tankers
STNG
$3.81B
$5.61M 0.02%
123,901
-179
-0.1% -$7.72K
ZWS icon
930
Zurn Elkay Water Solutions
ZWS
$8.75B
$5.6M 0.02%
593,643
+4,408
+0.7% +$42.6K
TECD
931
DELISTED
Tech Data Corp
TECD
$5.58M 0.02%
65,928
+5,829
+10% +$485K
ZBRA icon
932
Zebra Technologies
ZBRA
$17.2B
$5.57M 0.02%
64,932
-42,085
-39% -$3.12M
BLW icon
933
BlackRock Limited Duration Income Trust
BLW
$492M
$5.57M 0.02%
366,837
+19,322
+6% +$294K
MUJ icon
934
BlackRock MuniHoldings New Jersey Quality Fund
MUJ
$641M
$5.56M 0.02%
399,751
-16,849
-4% -$243K
EVM
935
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$5.56M 0.02%
488,209
-18,554
-4% -$219K
EVT icon
936
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.17B
$5.56M 0.02%
270,511
-53,069
-16% -$1.06M
LAMR icon
937
Lamar Advertising Co
LAMR
$16.2B
$5.55M 0.02%
82,610
-100,458
-55% -$6.51M
AFG icon
938
American Financial Group
AFG
$11.7B
$5.54M 0.02%
62,923
+21,406
+52% +$1.72M
CEN
939
DELISTED
Center Coast Brookfield MLP & Energy Infrastructure Fund
CEN
$5.54M 0.02%
46,257
+10,805
+30% +$1.22M
WPC icon
940
W.P. Carey
WPC
$16.5B
$5.51M 0.02%
95,244
-19,340
-17% -$1.13M
KELYA icon
941
Kelly Services Class A
KELYA
$524M
$5.51M 0.02%
240,285
+68,693
+40% +$1.4M
CHI
942
Calamos Convertible Opportunities and Income Fund
CHI
$1.05B
$5.5M 0.02%
544,854
-641
-0.1% -$6.38K
RWT
943
Redwood Trust
RWT
$582M
$5.49M 0.02%
361,090
+288,900
+400% +$4.24M
STK
944
Columbia Seligman Premium Technology Growth Fund
STK
$907M
$5.49M 0.02%
292,895
-185,338
-39% -$3.38M
SPTN
945
DELISTED
SpartanNash
SPTN
$5.49M 0.02%
138,798
+2,243
+2% +$75.3K
EMB icon
946
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
$5.49M 0.02%
49,760
+3,546
+8% +$398K
ENB icon
947
Enbridge
ENB
$117B
$5.47M 0.02%
129,786
+72,784
+128% +$3.11M
PCQ
948
Pimco California Municipal Income Fund
PCQ
$165M
$5.45M 0.02%
347,730
-31,263
-8% -$489K
NSL
949
DELISTED
NUVEEN SENIOR INCM FD
NSL
$5.44M 0.02%
801,720
+105,033
+15% +$687K
MYC
950
DELISTED
Blackrock Muni Yield California Fund, Inc.
MYC
$5.44M 0.02%
356,295
-24,407
-6% -$384K
36 37
38
39 40

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.