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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+4.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.1B
AUM Growth
+$306M
(+0.96%)
Cap. Flow
-$1.05B
Cap. Flow
% of AUM
-3.25%
Top 10 Holdings %
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,158
Reduced
1,530
Closed
143
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Fortive
FTV
|
+$39.8M |
| 2 |
Cooper Companies
COO
|
+$29.5M |
| 3 |
Mettler-Toledo International
MTD
|
+$29.1M |
| 4 |
Albemarle
ALB
|
+$25M |
| 5 |
Alliant Energy
LNT
|
+$23.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
DRII
DIAMOND RESORTS INTL, INC
DRII
|
+$283M |
| 2 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$57.3M |
| 3 |
EMC
EMC CORPORATION
EMC
|
+$36.4M |
| 4 |
GAS
AGL Resources Inc
GAS
|
+$36.3M |
| 5 |
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
|
+$34.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.43% |
| 2 | Healthcare | 11.67% |
| 3 | Financials | 11.21% |
| 4 | Industrials | 10.39% |
| 5 | Consumer Discretionary | 10.05% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
926
Invesco International Corporate Bond ETF
PICB
$360M
| $5.81M | 0.02% |
218,503
-88,293
| -29% | -$2.35M |
|
927
State Street Blackstone Senior Loan ETF
SRLN
$5.31B
| $5.81M | 0.02% |
122,938
-1,212
| -1% | -$57K |
|
|
GLO
928
Clough Global Opportunities Fund
GLO
$250M
| $5.81M | 0.02% |
600,766
-27,444
| -4% | -$265K |
|
929
Kinross Gold
KGC
$27.8B
| $5.81M | 0.02% |
1,379,550
+111,241
| +9% | +$536K |
|
930
Invesco Trust for Investment Grade New York Municipals
VTN
$161M
| $5.8M | 0.02% |
377,143
+50,749
| +16% | +$816K |
|
|
BKN
931
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
| $5.79M | 0.02% |
338,767
+5,353
| +2% | +$93.2K |
|
|
HTR
932
DELISTED
Brookfield Total Return Fund Inc
HTR
| $5.79M | 0.02% |
258,238
+38,605
| +18% | +$874K |
|
|
HQCL
933
DELISTED
Hanwha Q CELLS Co., Ltd.
HQCL
| $5.78M | 0.02% |
515,995
+22,399
| +5% | +$288K |
|
|
SIR
934
DELISTED
SELECT INCOME REIT
SIR
| $5.78M | 0.02% |
489,050
-54,957
| -10% | -$653K |
|
935
Coeur Mining
CDE
$16B
| $5.78M | 0.02% |
488,502
+6,504
| +1% | +$89K |
|
936
VanEck Junior Gold Miners ETF
GDXJ
$7.09B
| $5.78M | 0.02% |
130,384
-43,700
| -25% | -$2.07M |
|
937
Steel Dynamics
STLD
$37B
| $5.78M | 0.02% |
231,107
+39,569
| +21% | +$1.01M |
|
938
Acadia Realty Trust
AKR
$3.07B
| $5.76M | 0.02% |
158,904
-9,756
| -6% | -$356K |
|
939
Cognex
CGNX
$11.2B
| $5.75M | 0.02% |
217,670
-31,648
| -13% | -$759K |
|
940
Scorpio Tankers
STNG
$3.89B
| $5.75M | 0.02% |
124,080
-11,224
| -8% | -$540K |
|
941
Sarepta Therapeutics
SRPT
$1.68B
| $5.74M | 0.02% |
93,410
-30,459
| -25% | -$921K |
|
|
GPOR
942
DELISTED
Gulfport Energy Corp.
GPOR
| $5.69M | 0.02% |
201,465
+172,419
| +594% | +$4.92M |
|
943
Suburban Propane Partners
SPH
$1.25B
| $5.69M | 0.02% |
170,781
+102,166
| +149% | +$3.45M |
|
944
RH
RH
$3.29B
| $5.69M | 0.02% |
164,427
-24,236
| -13% | -$772K |
|
945
Mueller Industries
MLI
$14.7B
| $5.68M | 0.02% |
701,204
+43,772
| +7% | +$368K |
|
|
HR
946
DELISTED
Healthcare Realty Trust Incorporated
HR
| $5.68M | 0.02% |
166,680
-32,271
| -16% | -$1.13M |
|
|
BNY
947
DELISTED
BlackRock New York Municipal Income Trust
BNY
| $5.67M | 0.02% |
353,367
+52,322
| +17% | +$860K |
|
948
BlackRock MuniYield New York Quality Fund
MYN
$372M
| $5.65M | 0.02% |
400,430
+56,240
| +16% | +$806K |
|
|
CHI
949
Calamos Convertible Opportunities and Income Fund
CHI
$1.03B
| $5.63M | 0.02% |
545,495
+26,934
| +5% | +$280K |
|
|
ENX
950
DELISTED
Eaton Vance New York Municipal Bond Fund
ENX
| $5.63M | 0.02% |
393,500
+57,977
| +17% | +$828K |
|
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Guggenheim Capital's Q3 2016 Portfolio in Review
As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.
Guggenheim Capital withdrew a net $1.05B in Q3 2016, closing 143 positions and reducing 1,530 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.
Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.
- Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
- Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
- Guggenheim Capital's biggest Q3 2016 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $57.3M.
- Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
- Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
- Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
- Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.
Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.