We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.3%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$31.7B
AUM Growth
-$2.67B
Cap. Flow
-$2.89B
Cap. Flow %
-9.1%
Top 10 Hldgs %
5.56%
Holding
3,128
New
137
Increased
922
Reduced
1,808
Closed
223

Top Buys

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$62.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$62.4M
3
HOLX
Hologic
HOLX
+$44.1M
4
CNC icon
Centene
CNC
+$39.3M
5
EXR icon
Extra Space Storage
EXR
+$35.6M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$47.1M
2
GMCR
KEURIG GREEN MTN INC
GMCR
+$41.7M
3
BRCM
BROADCOM CORP CL-A
BRCM
+$40.5M
4
CNX icon
CNX Resources
CNX
+$38.3M
5
BMR
BIOMED REALTY TRUST INC
BMR
+$37.3M

Sector Composition

Rank Sector Weight
1 Technology 12.05%
2 Healthcare 11.54%
3 Consumer Discretionary 10.85%
4 Financials 10.67%
5 Industrials 9.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MBB icon
926
iShares MBS ETF
MBB
$39.1B
$5.63M 0.02%
51,443
-4,333
-8% -$472K
CHKP icon
927
Check Point Software Technologies
CHKP
$12.6B
$5.62M 0.02%
64,221
-16,981
-21% -$1.37M
ALKS icon
928
Alkermes
ALKS
$8.46B
$5.61M 0.02%
164,189
+60,638
+59% +$2.39M
CENX icon
929
Century Aluminum
CENX
$4.66B
$5.61M 0.02%
796,113
+88,361
+12% +$489K
AVNS
930
DELISTED
Avanos Medical
AVNS
$5.6M 0.02%
194,916
-38,221
-16% -$1.02M
AFG icon
931
American Financial Group
AFG
$12.1B
$5.59M 0.02%
79,480
-1,127
-1% -$77.2K
ACH
932
Accendra Health
ACH
$233M
$5.59M 0.02%
138,237
+47,102
+52% +$1.75M
TEP
933
DELISTED
Tallgrass Energy Partners, LP
TEP
$5.57M 0.02%
145,262
+64,255
+79% +$2.25M
MUE
934
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$5.56M 0.02%
396,723
-38,802
-9% -$536K
HUN icon
935
Huntsman Corp
HUN
$1.79B
$5.55M 0.02%
417,561
-60,901
-13% -$629K
OII icon
936
Oceaneering
OII
$4.87B
$5.55M 0.02%
167,024
+97,243
+139% +$3.03M
X
937
DELISTED
US Steel
X
$5.55M 0.02%
345,721
+47,596
+16% +$474K
CADE
938
DELISTED
Cadence Bank
CADE
$5.54M 0.02%
259,823
+247,348
+1,983% +$5.14M
NRF
939
DELISTED
NorthStar Realty Finance Corp.
NRF
$5.54M 0.02%
422,006
+75,843
+22% +$930K
ANDX
940
DELISTED
Andeavor Logistics LP
ANDX
$5.53M 0.02%
121,174
+7,468
+7% +$326K
PCQ
941
Pimco California Municipal Income Fund
PCQ
$166M
$5.53M 0.02%
335,725
+21,527
+7% +$343K
PANW icon
942
Palo Alto Networks
PANW
$297B
$5.53M 0.02%
203,364
-50,352
-20% -$1.24M
NZH
943
DELISTED
Nuveen Calif Div
NZH
$5.52M 0.02%
366,493
+24,939
+7% +$362K
FBR
944
DELISTED
Fibria Celulose Sa
FBR
$5.52M 0.02%
651,134
-8,886
-1% -$89.9K
CSC
945
DELISTED
Computer Sciences
CSC
$5.5M 0.02%
159,970
-214,378
-57% -$6.47M
LZB icon
946
La-Z-Boy
LZB
$1.67B
$5.49M 0.02%
205,415
+146,113
+246% +$3.42M
NVS icon
947
Novartis
NVS
$293B
$5.49M 0.02%
84,556
-7,881
-9% -$536K
IM
948
DELISTED
Ingram Micro
IM
$5.46M 0.02%
152,192
-117,106
-43% -$3.75M
WNR
949
DELISTED
Western Refining Inc
WNR
$5.46M 0.02%
187,664
+46,875
+33% +$1.41M
TECD
950
DELISTED
Tech Data Corp
TECD
$5.45M 0.02%
70,938
+12,406
+21% +$851K
36 37
38
39 40

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2016 Portfolio in Review

As of Q1 2016, Guggenheim Capital held 3,128 positions worth $31.7B, down 7.8% from $34.4B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital withdrew a net $2.89B in Q1 2016, closing 223 positions and reducing 1,808 holdings. Its most notable exit was KEURIG GREEN MTN INC, an estimated $41.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Enovis worth $6.52M.

  • Guggenheim Capital's largest Q1 2016 buy was Enovis: 132,562 shares worth $6.52M.
  • Guggenheim Capital added most to State Street SPDR Bloomberg High Yield Bond ETF in Q1 2016, an estimated $62.9M increase.
  • Guggenheim Capital's biggest Q1 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $47.1M.
  • Guggenheim Capital fully exited KEURIG GREEN MTN INC in Q1 2016, selling an estimated $41.7M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $31.7B portfolio in Q1 2016.
  • Guggenheim Capital opened 137 new positions and closed 223 in Q1 2016.
  • Guggenheim Capital's portfolio value fell 7.8% quarter-over-quarter to $31.7B.

Based on Guggenheim Capital's 13F filing for Q1 2016, filed 16 May 2016.