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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-7.31%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.5B
AUM Growth
-$8.01B
Cap. Flow
-$4.74B
Cap. Flow %
-14.6%
Top 10 Hldgs %
6.24%
Holding
3,152
New
114
Increased
850
Reduced
1,973
Closed
197

Top Buys

Rank Stock Value
1
KHC icon
Kraft Heinz
KHC
+$77.8M
2
WRK
WestRock Company
WRK
+$56.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$54.4M
4
ATVI
Activision Blizzard
ATVI
+$48.1M
5
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$46.9M

Top Sells

Rank Stock Value
1
DTV
DIRECTV COM STK (DE)
DTV
+$84M
2
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$81.1M
3
HSP
HOSPIRA INC
HSP
+$76.4M
4
GAS
AGL Resources Inc
GAS
+$58M
5
ZION icon
Zions Bancorporation
ZION
+$54.3M

Sector Composition

Rank Sector Weight
1 Healthcare 13.02%
2 Technology 11.49%
3 Consumer Discretionary 11.12%
4 Financials 10.82%
5 Industrials 8.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MPT
926
Medical Properties Trust
MPT
$2.78B
$6.46M 0.02%
584,506
+62,258
+12% +$772K
PTLA
927
DELISTED
Portola Pharmaceuticals, Inc.
PTLA
$6.4M 0.02%
150,128
-15,988
-10% -$771K
LCI
928
DELISTED
Lannett Company, Inc.
LCI
$6.36M 0.02%
38,314
-2,145
-5% -$471K
CAFD
929
DELISTED
8point3 Energy Partners LP
CAFD
$6.34M 0.02%
+598,055
New +$9.1M
CHD icon
930
Church & Dwight Co
CHD
$24.5B
$6.33M 0.02%
150,876
-56,626
-27% -$2.43M
MUJ icon
931
BlackRock MuniHoldings New Jersey Quality Fund
MUJ
$642M
$6.3M 0.02%
465,889
+5,514
+1% +$74.1K
NMO
932
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
$6.29M 0.02%
480,482
+14,470
+3% +$189K
TPZ
933
Tortoise Electrification Infrastructure ETF
TPZ
$125M
$6.27M 0.02%
333,668
-8,721
-3% -$193K
EXAS
934
DELISTED
Exact Sciences
EXAS
$6.26M 0.02%
348,243
+2,144
+0.6% +$49.2K
UNIT
935
Uniti Group
UNIT
$2.34B
$6.23M 0.02%
347,952
-106,008
-23% -$2.27M
AXON
936
Axon Enterprise
AXON
$47.2B
$6.19M 0.02%
281,247
+82,983
+42% +$2.19M
NXZ
937
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
$6.18M 0.02%
453,965
+21,021
+5% +$283K
RPM icon
938
RPM International
RPM
$14.9B
$6.16M 0.02%
147,000
+15,269
+12% +$695K
LXK
939
DELISTED
Lexmark Intl Inc
LXK
$6.13M 0.02%
211,580
+7,309
+4% +$247K
PF
940
DELISTED
Pinnacle Foods, Inc.
PF
$6.13M 0.02%
146,354
-7,847
-5% -$355K
BUD icon
941
AB InBev
BUD
$167B
$6.12M 0.02%
57,563
+6,515
+13% +$756K
EPR icon
942
EPR Properties
EPR
$4.71B
$6.12M 0.02%
118,625
-25,033
-17% -$1.36M
JSD
943
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$6.09M 0.02%
400,364
-45,730
-10% -$733K
IAE
944
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$92.1M
$6.09M 0.02%
711,034
-7,038
-1% -$69.4K
INSY
945
DELISTED
Insys Therapeutics, Inc.
INSY
$6.08M 0.02%
213,824
+11,737
+6% +$432K
SN
946
DELISTED
Sanchez Energy Corporation
SN
$6.07M 0.02%
987,346
-361,924
-27% -$2.43M
AWR icon
947
American States Water
AWR
$3.37B
$6.07M 0.02%
146,624
-1,792
-1% -$69.2K
PRE
948
DELISTED
PARTNERRE LTD
PRE
$6.05M 0.02%
43,575
+17,929
+70% +$2.45M
HCF
949
DELISTED
NEXPOINT CREDIT STRATEGIES FUND
HCF
$6.05M 0.02%
1,055,550
-424,330
-29% -$2.43M
INFY icon
950
Infosys
INFY
$48.8B
$6.04M 0.02%
632,830
-180,214
-22% -$1.54M
36 37
38
39 40

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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q3 2015 Portfolio in Review

As of Q3 2015, Guggenheim Capital held 3,152 positions worth $32.5B, down 20% from $40.5B the previous quarter. Its ten largest holdings account for 6.2% of the portfolio.

Guggenheim Capital withdrew a net $4.74B in Q3 2015, closing 197 positions and reducing 1,973 holdings. Its most notable exit was DIRECTV COM STK (DE), an estimated $84M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 13% of assets, down from 14% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Kraft Heinz worth $72.7M.

  • Guggenheim Capital's largest Q3 2015 buy was Kraft Heinz: 1,030,574 shares worth $72.7M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2015, an estimated $54.4M increase.
  • Guggenheim Capital's biggest Q3 2015 reduction was AGL Resources Inc, cutting an estimated $58M.
  • Guggenheim Capital fully exited DIRECTV COM STK (DE) in Q3 2015, selling an estimated $84M.
  • Guggenheim Capital's ten largest holdings make up 6.2% of its $32.5B portfolio in Q3 2015.
  • Guggenheim Capital opened 114 new positions and closed 197 in Q3 2015.
  • Guggenheim Capital's portfolio value fell 20% quarter-over-quarter to $32.5B.

Based on Guggenheim Capital's 13F filing for Q3 2015, filed 16 Nov 2015.