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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.88%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.9B
AUM Growth
-$1.85B
Cap. Flow
-$120M
Cap. Flow %
-0.3%
Top 10 Hldgs %
5.46%
Holding
3,261
New
279
Increased
1,342
Reduced
1,357
Closed
256

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$107M
2
ZION icon
Zions Bancorporation
ZION
+$69.8M
3
Y
Alleghany Corp
Y
+$49.5M
4
AAPL icon
Apple
AAPL
+$44.2M
5
CPT icon
Camden Property Trust
CPT
+$43.9M

Top Sells

Rank Stock Value
1
BG icon
Bunge Global
BG
+$67.6M
2
THG icon
Hanover Insurance
THG
+$63.6M
3
URS
URS CORP
URS
+$58.3M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$58.3M
5
NTRS icon
Northern Trust
NTRS
+$49.8M

Sector Composition

Rank Sector Weight
1 Technology 11.6%
2 Healthcare 11.32%
3 Consumer Discretionary 10.79%
4 Financials 10.35%
5 Industrials 9.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SGEN
926
DELISTED
Seagen Inc. Common Stock
SGEN
$7.97M 0.02%
247,966
+61,668
+33% +$2.15M
VGR
927
DELISTED
Vector Group Ltd.
VGR
$7.95M 0.02%
671,114
+151,544
+29% +$1.81M
ICPT
928
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$7.92M 0.02%
50,782
+21,272
+72% +$3.93M
EC icon
929
Ecopetrol
EC
$33.2B
$7.88M 0.02%
460,211
-161,449
-26% -$3.84M
LBTYK icon
930
Liberty Global Class C
LBTYK
$3.56B
$7.87M 0.02%
201,312
+196,819
+4,381% +$7.19M
VAL
931
DELISTED
Valspar
VAL
$7.87M 0.02%
90,952
+75,269
+480% +$6.18M
EFR
932
Eaton Vance Senior Floating-Rate Fund
EFR
$315M
$7.83M 0.02%
571,757
-119,279
-17% -$1.67M
LOPE icon
933
Grand Canyon Education
LOPE
$3.9B
$7.83M 0.02%
167,737
-365
-0.2% -$16.3K
CHW
934
Calamos Global Dynamic Income Fund
CHW
$539M
$7.81M 0.02%
846,210
+96,720
+13% +$853K
COO icon
935
Cooper Companies
COO
$14.5B
$7.81M 0.02%
192,736
+139,064
+259% +$5.58M
BTZ icon
936
BlackRock Credit Allocation Income Trust
BTZ
$936M
$7.79M 0.02%
603,082
-122,318
-17% -$1.63M
ACIW icon
937
ACI Worldwide
ACIW
$5.77B
$7.78M 0.02%
385,853
-144,065
-27% -$2.75M
HPI
938
John Hancock Preferred Income Fund
HPI
$433M
$7.77M 0.02%
380,673
-77,454
-17% -$1.58M
PTR
939
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
$7.77M 0.02%
70,001
+3,107
+5% +$360K
LNT icon
940
Alliant Energy
LNT
$18.4B
$7.76M 0.02%
233,534
+812
+0.3% +$25.1K
LKQ icon
941
LKQ Corp
LKQ
$6.03B
$7.71M 0.02%
274,196
-148,735
-35% -$4.15M
JHI
942
John Hancock Investors Trust
JHI
$117M
$7.7M 0.02%
435,066
+29,262
+7% +$536K
EXAS
943
DELISTED
Exact Sciences
EXAS
$7.62M 0.02%
277,766
+20,765
+8% +$505K
UTG icon
944
Reaves Utility Income Fund
UTG
$3.57B
$7.62M 0.02%
237,087
+91,269
+63% +$2.76M
WBK
945
DELISTED
Westpac Banking Corporation
WBK
$7.62M 0.02%
283,305
+25,139
+10% +$711K
BAC.PRL icon
946
Bank of America Series L
BAC.PRL
$3.99B
$7.56M 0.02%
+6,502
New +$7.53M
WFC.PRL icon
947
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.71B
$7.55M 0.02%
6,216
-1,301
-17% -$1.57M
NMO
948
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
$7.49M 0.02%
549,666
-71,964
-12% -$969K
APLP
949
DELISTED
Archrock Partners, L.P. Common Units representing Limited Partner Interests
APLP
$7.47M 0.02%
345,642
+52,086
+18% +$1.33M
LNCO
950
DELISTED
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
$7.45M 0.02%
718,806
+305,091
+74% +$5.86M
36 37
38
39 40

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2014 Portfolio in Review

As of Q4 2014, Guggenheim Capital held 3,261 positions worth $39.9B, down 4.4% from $41.7B the previous quarter. Its ten largest holdings account for 5.5% of the portfolio.

Guggenheim Capital's Q4 2014 filing shows 279 new, 1,342 increased, 1,357 reduced and 256 closed positions. Its largest new stake was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M. The largest sale was Bunge Global, an estimated $67.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2014 buy was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M.
  • Guggenheim Capital added most to Invesco QQQ Trust in Q4 2014, an estimated $107M increase.
  • Guggenheim Capital's biggest Q4 2014 reduction was Bunge Global, cutting an estimated $67.6M.
  • Guggenheim Capital fully exited URS CORP in Q4 2014, selling an estimated $58.3M.
  • Guggenheim Capital's ten largest holdings make up 5.5% of its $39.9B portfolio in Q4 2014.
  • Guggenheim Capital opened 279 new positions and closed 256 in Q4 2014.
  • Guggenheim Capital's portfolio value fell 4.4% quarter-over-quarter to $39.9B.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.