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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$591M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OHI icon
926
Omega Healthcare
OHI
$14.6B
$8.97M 0.02%
262,437
-35,251
-12% -$1.3M
YPF icon
927
YPF
YPF
$19.5B
$8.95M 0.02%
241,931
+6,791
+3% +$238K
DBL
928
DoubleLine Opportunistic Credit Fund
DBL
$279M
$8.95M 0.02%
379,075
+85,639
+29% +$1.99M
WMC
929
DELISTED
Western Asset Mortgage Capital Corporation
WMC
$8.91M 0.02%
60,318
+46,664
+342% +$6.77M
VOO icon
930
Vanguard S&P 500 ETF
VOO
$1.01T
$8.91M 0.02%
49,348
-1,544
-3% -$280K
KMP
931
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
$8.89M 0.02%
95,307
-115,879
-55% -$10.3M
DLX icon
932
Deluxe
DLX
$1.24B
$8.89M 0.02%
161,118
-1,412
-0.9% -$81.4K
NHS
933
Neuberger High Yield Strategies Fund Inc
NHS
$254M
$8.83M 0.02%
683,794
+11,053
+2% +$148K
CGNX icon
934
Cognex
CGNX
$11.9B
$8.82M 0.02%
437,962
+293,912
+204% +$6.07M
MXIM
935
DELISTED
Maxim Integrated Products
MXIM
$8.79M 0.02%
290,666
+30,002
+12% +$944K
THI
936
DELISTED
TIM HORTONS INC COM, CANADA
THI
$8.78M 0.02%
111,360
+87,207
+361% +$5.82M
ZWS icon
937
Zurn Elkay Water Solutions
ZWS
$8.82B
$8.76M 0.02%
639,238
+157,220
+33% +$2.16M
PRKS icon
938
United Parks & Resorts
PRKS
$2.18B
$8.75M 0.02%
455,172
+443,151
+3,686% +$10.6M
FFC
939
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$780M
$8.74M 0.02%
452,860
+73,761
+19% +$1.42M
SFG
940
DELISTED
STANCORP FINL GRP
SFG
$8.72M 0.02%
138,060
+104,045
+306% +$6.59M
IQI icon
941
Invesco Quality Municipal Securities
IQI
$528M
$8.7M 0.02%
717,722
+40,608
+6% +$493K
SBS icon
942
Sabesp
SBS
$19.1B
$8.66M 0.02%
5,506,563
+154,572
+3% +$280K
CVE icon
943
Cenovus Energy
CVE
$53B
$8.65M 0.02%
321,879
+1,021
+0.3% +$31.2K
GEO icon
944
The GEO Group
GEO
$4.18B
$8.64M 0.02%
339,128
+103,703
+44% +$2.53M
SEMG
945
DELISTED
SEMGROUP CORPORATION
SEMG
$8.63M 0.02%
103,615
+9,239
+10% +$761K
HDS
946
DELISTED
HD Supply Holdings, Inc.
HDS
$8.61M 0.02%
315,940
+307,657
+3,714% +$8.4M
APLP
947
DELISTED
Archrock Partners, L.P. Common Units representing Limited Partner Interests
APLP
$8.61M 0.02%
293,556
+117,855
+67% +$3.39M
EPR icon
948
EPR Properties
EPR
$4.69B
$8.61M 0.02%
169,779
+25,574
+18% +$1.41M
PTR
949
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
$8.6M 0.02%
66,894
+14,602
+28% +$1.98M
ABCO
950
DELISTED
Advisory Board Co
ABCO
$8.58M 0.02%
184,214
+81,537
+79% +$4.02M
36 37
38
39 40

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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.