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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-3.14%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.6B
AUM Growth
-$1.11B
Cap. Flow
-$652M
Cap. Flow %
-5.6%
Top 10 Hldgs %
16.9%
Holding
1,965
New
102
Increased
773
Reduced
939
Closed
132

Top Buys

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$9.73M
2
EVRG icon
Evergy
EVRG
+$8.77M
3
QCOM icon
Qualcomm
QCOM
+$8.61M
4
COST icon
Costco
COST
+$8.44M
5
ADBE icon
Adobe
ADBE
+$8.41M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$108M
2
NVDA icon
NVIDIA
NVDA
+$91.3M
3
AMZN icon
Amazon
AMZN
+$55.5M
4
AAPL icon
Apple
AAPL
+$48.8M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$36.9M

Sector Composition

Rank Sector Weight
1 Technology 23.26%
2 Healthcare 10.31%
3 Industrials 8.02%
4 Consumer Discretionary 8.02%
5 Financials 7.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RDY icon
901
Dr. Reddy's Laboratories
RDY
$10.2B
$1.55M 0.01%
116,075
+11,775
+11% +$159K
AYI icon
902
Acuity Brands
AYI
$10.8B
$1.55M 0.01%
9,108
+1,552
+21% +$253K
NVR icon
903
NVR
NVR
$17B
$1.55M 0.01%
260
-94
-27% -$584K
TS icon
904
Tenaris
TS
$26.8B
$1.55M 0.01%
49,014
-8,736
-15% -$282K
BANF icon
905
BancFirst
BANF
$3.8B
$1.55M 0.01%
17,851
+6,005
+51% +$568K
AIF
906
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$1.54M 0.01%
115,501
+23,077
+25% +$301K
PCVX icon
907
Vaxcyte
PCVX
$8.64B
$1.54M 0.01%
30,286
+1,225
+4% +$60.4K
WIP icon
908
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$476M
$1.54M 0.01%
39,520
+7,090
+22% +$290K
WEN icon
909
Wendy's
WEN
$1.46B
$1.54M 0.01%
75,219
-9,160
-11% -$191K
HMY icon
910
Harmony Gold Mining
HMY
$12.3B
$1.53M 0.01%
408,066
-143,727
-26% -$593K
NIM icon
911
Nuveen Select Maturities Municipal Fund
NIM
$117M
$1.53M 0.01%
181,101
-11,118
-6% -$98.5K
MKSI icon
912
MKS Inc
MKSI
$20.6B
$1.53M 0.01%
17,723
+933
+6% +$91K
WSM icon
913
Williams-Sonoma
WSM
$29.6B
$1.53M 0.01%
19,678
+208
+1% +$14.3K
BTG icon
914
B2Gold
BTG
$6.64B
$1.52M 0.01%
527,558
-258,846
-33% -$842K
OHI icon
915
Omega Healthcare
OHI
$14.7B
$1.52M 0.01%
45,734
-30,039
-40% -$959K
SCI icon
916
Service Corp International
SCI
$11.6B
$1.52M 0.01%
26,522
-127
-0.5% -$8.02K
PTC icon
917
PTC
PTC
$16B
$1.51M 0.01%
10,690
-510
-5% -$72.9K
OC icon
918
Owens Corning
OC
$12.4B
$1.51M 0.01%
11,073
+5,049
+84% +$694K
XBI icon
919
State Street SPDR S&P Biotech ETF
XBI
$10.3B
$1.51M 0.01%
20,658
-227
-1% -$18.1K
KRC icon
920
Kilroy Realty
KRC
$4.42B
$1.51M 0.01%
47,683
-15,083
-24% -$523K
RMBS icon
921
Rambus
RMBS
$11B
$1.5M 0.01%
26,957
+1,292
+5% +$73.3K
CYTK icon
922
Cytokinetics
CYTK
$10.4B
$1.5M 0.01%
51,002
-1,173
-2% -$39.1K
HRL icon
923
Hormel Foods
HRL
$13.8B
$1.49M 0.01%
39,301
-3,481
-8% -$137K
CPZ
924
Calamos Long/Short Equity & Dynamic Income Trust
CPZ
$268M
$1.49M 0.01%
101,051
+24,019
+31% +$368K
CNI icon
925
Canadian National Railway
CNI
$76.6B
$1.48M 0.01%
13,607
+28
+0.2% +$3.21K
35 36
37
38 39

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Guggenheim Capital held 1,965 positions worth $11.6B, down 8.7% from $12.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital withdrew a net $652M in Q3 2023, closing 132 positions and reducing 939 holdings. Its most notable exit was AfterNext HealthTech Acquisition Corp, an estimated $18.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Guggenheim Capital opened a new position in Trade Desk worth $7.67M.

  • Guggenheim Capital's largest Q3 2023 buy was Trade Desk: 98,090 shares worth $7.67M.
  • Guggenheim Capital added most to Nuveen Floating Rate Income Fund in Q3 2023, an estimated $9.73M increase.
  • Guggenheim Capital's biggest Q3 2023 reduction was Microsoft, cutting an estimated $108M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp in Q3 2023, selling an estimated $18.6M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $11.6B portfolio in Q3 2023.
  • Guggenheim Capital opened 102 new positions and closed 132 in Q3 2023.
  • Guggenheim Capital's portfolio value fell 8.7% quarter-over-quarter to $11.6B.

Based on Guggenheim Capital's 13F filing for Q3 2023, filed 14 Nov 2023.