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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.53%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.4B
AUM Growth
+$466M
Cap. Flow
-$346M
Cap. Flow %
-3.04%
Top 10 Hldgs %
11.96%
Holding
2,051
New
157
Increased
773
Reduced
962
Closed
143

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$43.4M
2
MSFT icon
Microsoft
MSFT
+$25.6M
3
AMZN icon
Amazon
AMZN
+$11.7M
4
PLD icon
Prologis
PLD
+$11.3M
5
TSLA icon
Tesla
TSLA
+$8.57M

Top Sells

Rank Stock Value
1
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$109M
2
GHIX
Gores Holdings IX, Inc. Class A Common Stock
GHIX
+$48.7M
3
RXRA
RXR Acquisition Corp. Class A Common Stock
RXRA
+$24.5M
4
AAPL icon
Apple
AAPL
+$22.7M
5
GIIX
Gores Holdings VIII, Inc. Class A Common Stock
GIIX
+$19.9M

Sector Composition

Rank Sector Weight
1 Technology 16.57%
2 Healthcare 11.82%
3 Financials 9.9%
4 Industrials 8.01%
5 Consumer Discretionary 7.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMKR icon
901
Amkor Technology
AMKR
$13.7B
$1.76M 0.02%
73,218
-7,904
-10% -$183K
TTE icon
902
TotalEnergies
TTE
$190B
$1.75M 0.02%
28,232
+1,191
+4% +$68K
MHF
903
Western Asset Municipal High Income Fund
MHF
$153M
$1.75M 0.02%
274,701
+131,140
+91% +$838K
BKN
904
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
$1.75M 0.02%
150,289
-86,874
-37% -$1.03M
PK icon
905
Park Hotels & Resorts
PK
$2.97B
$1.75M 0.02%
148,336
-253,921
-63% -$3.09M
SWAV
906
DELISTED
Shockwave Medical, Inc. Common Stock
SWAV
$1.73M 0.02%
8,405
-5,288
-39% -$1.34M
HYG icon
907
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$1.73M 0.02%
23,451
+4,935
+27% +$364K
HAS icon
908
Hasbro
HAS
$13.2B
$1.72M 0.02%
28,249
-7,681
-21% -$480K
THO icon
909
Thor Industries
THO
$4.14B
$1.72M 0.02%
22,816
+5,076
+29% +$408K
TPL icon
910
Texas Pacific Land
TPL
$23.5B
$1.71M 0.02%
6,570
-1,377
-17% -$365K
BPMC
911
DELISTED
Blueprint Medicines
BPMC
$1.7M 0.01%
38,845
+5,975
+18% +$287K
DCI icon
912
Donaldson
DCI
$11.4B
$1.7M 0.01%
28,893
+11,816
+69% +$677K
SJNK icon
913
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.8B
$1.7M 0.01%
70,041
+2,058
+3% +$50K
IWN icon
914
iShares Russell 2000 Value ETF
IWN
$14.6B
$1.7M 0.01%
12,240
-549
-4% -$77.5K
MRVI icon
915
Maravai LifeSciences
MRVI
$919M
$1.7M 0.01%
+118,527
New +$1.87M
STM icon
916
STMicroelectronics
STM
$50B
$1.69M 0.01%
47,637
-8,942
-16% -$315K
SFNC icon
917
Simmons First National
SFNC
$3.39B
$1.69M 0.01%
78,451
-882
-1% -$20K
CIVI
918
DELISTED
Civitas Resources
CIVI
$1.69M 0.01%
29,119
+6,354
+28% +$410K
PDT
919
John Hancock Premium Dividend Fund
PDT
$626M
$1.69M 0.01%
130,315
-17,149
-12% -$233K
DPG
920
Duff & Phelps Utility and Infrastructure Fund
DPG
$524M
$1.68M 0.01%
124,264
-11,393
-8% -$151K
FMN
921
Federated Hermes Premier Municipal Income Fund
FMN
$87.5M
$1.67M 0.01%
159,384
-23,557
-13% -$244K
PNI
922
PIMCO New York Municipal Income Fund II
PNI
$77.7M
$1.67M 0.01%
210,391
+2,058
+1% +$16K
CTR
923
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$1.67M 0.01%
59,126
-2,605
-4% -$76.5K
PHD
924
DELISTED
Pioneer Floating Rate Fund
PHD
$1.66M 0.01%
189,168
-146,042
-44% -$1.27M
HEQ
925
John Hancock Hedged Equity & Income Fund
HEQ
$140M
$1.66M 0.01%
144,089
-32,050
-18% -$378K
35 36
37
38 39

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2022 Portfolio in Review

As of Q4 2022, Guggenheim Capital held 2,051 positions worth $11.4B, up 4.3% from $10.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital withdrew a net $346M in Q4 2022, closing 143 positions and reducing 962 holdings. Its most notable exit was KKR Acquisition Holdings I Corp., an estimated $109M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Guggenheim Active Allocation Fund worth $4.25M.

  • Guggenheim Capital's largest Q4 2022 buy was Guggenheim Active Allocation Fund: 315,680 shares worth $4.25M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2022, an estimated $43.4M increase.
  • Guggenheim Capital's biggest Q4 2022 reduction was Apple, cutting an estimated $22.7M.
  • Guggenheim Capital fully exited KKR Acquisition Holdings I Corp. in Q4 2022, selling an estimated $109M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $11.4B portfolio in Q4 2022.
  • Guggenheim Capital opened 157 new positions and closed 143 in Q4 2022.
  • Guggenheim Capital's portfolio value rose 4.3% quarter-over-quarter to $11.4B.

Based on Guggenheim Capital's 13F filing for Q4 2022, filed 14 Feb 2023.