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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-0.72%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$16.7B
AUM Growth
-$332M
Cap. Flow
-$57.8M
Cap. Flow %
-0.35%
Top 10 Hldgs %
17.41%
Holding
2,287
New
114
Increased
795
Reduced
1,162
Closed
171

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$50M
2
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$38.8M
3
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37M
4
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
5
HON icon
Honeywell
HON
+$32.1M

Top Sells

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$41.8M
2
LITTU
Logistics Innovation Technologies Corp. Units
LITTU
+$39.8M
3
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$32.4M
4
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$20M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 19.23%
2 Financials 13.81%
3 Healthcare 9.7%
4 Consumer Discretionary 8.79%
5 Communication Services 6.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIRT icon
901
Virtu Financial
VIRT
$4.93B
$2.69M 0.02%
+110,162
New +$2.8M
CBRE icon
902
CBRE Group
CBRE
$42.9B
$2.68M 0.02%
27,560
+1,226
+5% +$114K
ETO
903
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ETO
$520M
$2.68M 0.02%
89,016
+3,976
+5% +$124K
ZUMZ icon
904
Zumiez
ZUMZ
$339M
$2.68M 0.02%
67,405
-21,870
-24% -$933K
ARNA
905
DELISTED
Arena Pharmaceuticals Inc
ARNA
$2.67M 0.02%
44,881
+1,716
+4% +$101K
VER
906
DELISTED
VEREIT, Inc.
VER
$2.67M 0.02%
59,086
+7,499
+15% +$364K
IJH icon
907
iShares Core S&P Mid-Cap ETF
IJH
$127B
$2.67M 0.02%
50,735
– –
SEE
908
DELISTED
Sealed Air
SEE
$2.67M 0.02%
48,665
-9,322
-16% -$542K
JEF icon
909
Jefferies Financial Group
JEF
$13.1B
$2.66M 0.02%
74,979
-46,476
-38% -$1.56M
FICO icon
910
Fair Isaac
FICO
$22.5B
$2.65M 0.02%
6,659
+724
+12% +$344K
PHK
911
PIMCO High Income Fund
PHK
$880M
$2.64M 0.02%
421,074
+98,505
+31% +$666K
ONC
912
BeOne Medicines Ltd
ONC
$39.4B
$2.64M 0.02%
7,276
-1,327
-15% -$434K
AUB icon
913
Atlantic Union Bankshares
AUB
$5.97B
$2.63M 0.02%
71,426
-19,473
-21% -$701K
GDO
914
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77.4M
$2.63M 0.02%
145,864
+8,692
+6% +$160K
XRAY icon
915
Dentsply Sirona
XRAY
$2.43B
$2.63M 0.02%
45,315
+3,683
+9% +$227K
BHVN
916
DELISTED
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
$2.63M 0.02%
18,921
-5,131
-21% -$641K
MFM
917
Aberdeen Municipal Income Fund
MFM
$224M
$2.62M 0.02%
374,701
-11,788
-3% -$85K
QLTA icon
918
iShares AAA-A Rated Corporate Bond ETF
QLTA
$1.23B
$2.61M 0.02%
46,395
+10,007
+28% +$572K
PII icon
919
Polaris
PII
$4.07B
$2.61M 0.02%
21,831
+1,445
+7% +$184K
AZTA icon
920
Azenta
AZTA
$1.48B
$2.6M 0.02%
25,430
-598
-2% -$53.6K
HP icon
921
Helmerich & Payne
HP
$3.71B
$2.6M 0.02%
94,894
-10,944
-10% -$306K
NLY icon
922
Annaly Capital Management
NLY
$17.4B
$2.59M 0.02%
77,010
-8,006
-9% -$276K
HIO
923
Western Asset High Income Opportunity Fund
HIO
$340M
$2.59M 0.02%
499,280
+5,003
+1% +$26.3K
ALKS icon
924
Alkermes
ALKS
$8.25B
$2.59M 0.02%
+83,866
New +$2.37M
HEQ
925
John Hancock Hedged Equity & Income Fund
HEQ
$140M
$2.57M 0.02%
205,118
+83,526
+69% +$1.11M
35 36
37
38 39

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TRSOTSOK
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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Guggenheim Capital held 2,287 positions worth $16.7B, down 2% from $17B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q3 2021 filing shows 114 new, 795 increased, 1,162 reduced and 171 closed positions. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M. The largest sale was Alexion Pharmaceuticals, an estimated $41.8M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2021 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q3 2021, an estimated $50M increase.
  • Guggenheim Capital's biggest Q3 2021 reduction was Matterport, Inc. Class A Common Stock, cutting an estimated $32.4M.
  • Guggenheim Capital fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $41.8M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $16.7B portfolio in Q3 2021.
  • Guggenheim Capital opened 114 new positions and closed 171 in Q3 2021.
  • Guggenheim Capital's portfolio value fell 2% quarter-over-quarter to $16.7B.

Based on Guggenheim Capital's 13F filing for Q3 2021, filed 15 Nov 2021.