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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.2B
AUM Growth
-$714M
Cap. Flow
-$1.36B
Cap. Flow %
-8.94%
Top 10 Hldgs %
15.97%
Holding
2,218
New
180
Increased
888
Reduced
1,035
Closed
85

Top Buys

Rank Stock Value
1
KAHC.U
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
+$153M
2
GSEVU
Gores Holdings VII, Inc. Units
GSEVU
+$40.7M
3
GTPBU
Gores Technology Partners II, Inc. Units
GTPBU
+$40.4M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.7M
5
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$38.5M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.08B
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$278M
3
AAPL icon
Apple
AAPL
+$70.6M
4
MSFT icon
Microsoft
MSFT
+$51.8M
5
AMZN icon
Amazon
AMZN
+$45.8M

Sector Composition

Rank Sector Weight
1 Technology 17.35%
2 Financials 12.96%
3 Healthcare 9.44%
4 Consumer Discretionary 8.83%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEN icon
901
Penumbra
PEN
$12.8B
$2.6M 0.02%
9,612
-131
-1% -$33.8K
WBS icon
902
Webster Financial
WBS
$12.8B
$2.58M 0.02%
46,851
+32,990
+238% +$1.76M
FICO icon
903
Fair Isaac
FICO
$22.5B
$2.58M 0.02%
5,306
-291
-5% -$138K
TYL icon
904
Tyler Technologies
TYL
$12.8B
$2.58M 0.02%
6,076
-84
-1% -$36.3K
HEQ
905
John Hancock Hedged Equity & Income Fund
HEQ
$140M
$2.57M 0.02%
213,050
+1,359
+0.6% +$15.9K
AM icon
906
Antero Midstream
AM
$10.1B
$2.56M 0.02%
283,275
-136,260
-32% -$1.17M
APTV icon
907
Aptiv
APTV
$10.3B
$2.55M 0.02%
18,515
-861
-4% -$125K
EFT
908
Eaton Vance Floating-Rate Income Trust
EFT
$288M
$2.55M 0.02%
180,694
+45,234
+33% +$626K
IWN icon
909
iShares Russell 2000 Value ETF
IWN
$14.6B
$2.54M 0.02%
15,946
-18,949
-54% -$2.86M
RGEN icon
910
Repligen
RGEN
$9.25B
$2.54M 0.02%
13,042
-1,686
-11% -$346K
RARE icon
911
Ultragenyx Pharmaceutical
RARE
$2.55B
$2.53M 0.02%
22,245
+3,866
+21% +$526K
NXQ
912
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$2.53M 0.02%
157,467
+16,040
+11% +$255K
COR icon
913
Cencora
COR
$61.2B
$2.52M 0.02%
21,339
-4,028
-16% -$436K
NG icon
914
NovaGold Resources
NG
$3.33B
$2.52M 0.02%
287,175
-21,230
-7% -$194K
FLG
915
Flagstar Bank National Association
FLG
$5.82B
$2.51M 0.02%
66,407
+32,095
+94% +$1.11M
MASI
916
DELISTED
Masimo
MASI
$2.51M 0.02%
10,941
+1,220
+13% +$306K
TGTX icon
917
TG Therapeutics
TGTX
$7.62B
$2.51M 0.02%
+52,036
New +$2.5M
PVG
918
DELISTED
PRETIUM RESOURCES INC.
PVG
$2.5M 0.02%
241,307
-28,924
-11% -$310K
NTLA icon
919
Intellia Therapeutics
NTLA
$1.67B
$2.5M 0.02%
+31,108
New +$2.09M
TWST icon
920
Twist Bioscience
TWST
$7.25B
$2.5M 0.02%
20,157
+2,327
+13% +$353K
THO icon
921
Thor Industries
THO
$4.14B
$2.5M 0.02%
18,524
+2,278
+14% +$276K
VER
922
DELISTED
VEREIT, Inc.
VER
$2.5M 0.02%
64,592
-36,628
-36% -$1.37M
CNX icon
923
CNX Resources
CNX
$5.2B
$2.48M 0.02%
168,861
-9,853
-6% -$132K
BIT icon
924
BlackRock Multi-Sector Income Trust
BIT
$702M
$2.48M 0.02%
137,500
-28,295
-17% -$499K
GHY
925
PGIM Global High Yield Fund
GHY
$483M
$2.47M 0.02%
165,725
+30,118
+22% +$444K
35 36
37
38 39

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AIM
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CII
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AAMU
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WANY
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ZIG
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Guggenheim Capital's Q1 2021 Portfolio in Review

As of Q1 2021, Guggenheim Capital held 2,218 positions worth $15.2B, down 4.5% from $15.9B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.36B in Q1 2021, closing 85 positions and reducing 1,035 holdings. Its most notable exit was Gores Holdings VI, Inc. Unit, an estimated $42.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant worth $153M.

  • Guggenheim Capital's largest Q1 2021 buy was KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant: 15,276,972 shares worth $153M.
  • Guggenheim Capital added most to Pioneer Natural Resource Co. in Q1 2021, an estimated $19.4M increase.
  • Guggenheim Capital's biggest Q1 2021 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $1.08B.
  • Guggenheim Capital fully exited Gores Holdings VI, Inc. Unit in Q1 2021, selling an estimated $42.4M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.2B portfolio in Q1 2021.
  • Guggenheim Capital opened 180 new positions and closed 85 in Q1 2021.
  • Guggenheim Capital's portfolio value fell 4.5% quarter-over-quarter to $15.2B.

Based on Guggenheim Capital's 13F filing for Q1 2021, filed 13 May 2021.