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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+14.15%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.9B
AUM Growth
+$2.13B
Cap. Flow
+$466M
Cap. Flow %
2.92%
Top 10 Hldgs %
24.56%
Holding
2,169
New
258
Increased
811
Reduced
944
Closed
131

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$235M
2
GHVIU
Gores Holdings VI, Inc. Unit
GHVIU
+$42.3M
3
ARBGU
Aequi Acquisition Corp Unit
ARBGU
+$29.9M
4
TEAM icon
Atlassian
TEAM
+$10.8M
5
COST icon
Costco
COST
+$9.72M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$32.3M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.5M
3
AAPL icon
Apple
AAPL
+$13.1M
4
SMCI icon
Super Micro Computer
SMCI
+$10.2M
5
MSFT icon
Microsoft
MSFT
+$9.99M

Sector Composition

Rank Sector Weight
1 Technology 17.06%
2 Financials 11.7%
3 Healthcare 8.92%
4 Consumer Discretionary 8.64%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UAL icon
901
United Airlines
UAL
$42.1B
$2.35M 0.01%
54,243
+6,122
+13% +$248K
SNDR icon
902
Schneider National
SNDR
$6.25B
$2.35M 0.01%
113,296
-15,111
-12% -$338K
EOD
903
Allspring Global Dividend Opportunity Fund
EOD
$286M
$2.34M 0.01%
482,062
-70,088
-13% -$320K
AKAM icon
904
Akamai
AKAM
$15.9B
$2.34M 0.01%
22,244
+1,430
+7% +$150K
ULTA icon
905
Ulta Beauty
ULTA
$24.3B
$2.33M 0.01%
8,104
-9,723
-55% -$2.46M
COHR icon
906
Coherent
COHR
$74.2B
$2.33M 0.01%
+30,624
New +$1.81M
CSL icon
907
Carlisle Companies
CSL
$15.4B
$2.32M 0.01%
14,867
-8,016
-35% -$1.13M
ALLE icon
908
Allegion
ALLE
$14.4B
$2.32M 0.01%
19,918
-6,401
-24% -$696K
POST icon
909
Post Holdings
POST
$3.57B
$2.32M 0.01%
35,066
-541
-2% -$33.4K
XRX icon
910
Xerox
XRX
$425M
$2.32M 0.01%
99,971
+13,502
+16% +$286K
MOV icon
911
Movado Group
MOV
$841M
$2.31M 0.01%
+139,307
New +$1.99M
JBHT icon
912
JB Hunt Transport Services
JBHT
$25.2B
$2.31M 0.01%
16,933
+4,514
+36% +$598K
INFO
913
DELISTED
IHS Markit Ltd. Common Shares
INFO
$2.31M 0.01%
25,760
+12,394
+93% +$1.07M
SFM icon
914
Sprouts Farmers Market
SFM
$8.01B
$2.31M 0.01%
115,082
+71,105
+162% +$1.46M
FRME icon
915
First Merchants
FRME
$2.67B
$2.31M 0.01%
61,687
+9,782
+19% +$304K
DSL
916
DoubleLine Income Solutions Fund
DSL
$1.24B
$2.3M 0.01%
138,448
-6,654
-5% -$108K
VMC icon
917
Vulcan Materials
VMC
$36.9B
$2.29M 0.01%
15,450
-138
-0.9% -$19.7K
TCF
918
DELISTED
TCF Financial Corporation Common Stock
TCF
$2.29M 0.01%
61,814
+18,742
+44% +$596K
TT icon
919
Trane Technologies
TT
$106B
$2.29M 0.01%
15,744
-3,270
-17% -$452K
CNO icon
920
CNO Financial Group
CNO
$5.1B
$2.28M 0.01%
102,520
+43,798
+75% +$892K
NXQ
921
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$2.25M 0.01%
141,427
-5,934
-4% -$90.9K
NUV icon
922
Nuveen Municipal Value Fund
NUV
$1.91B
$2.23M 0.01%
201,293
-41,054
-17% -$449K
IEF icon
923
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$2.23M 0.01%
18,601
+1,251
+7% +$151K
PCTY icon
924
Paylocity
PCTY
$7.98B
$2.23M 0.01%
10,808
-3,942
-27% -$758K
ON icon
925
ON Semiconductor
ON
$31.6B
$2.22M 0.01%
67,820
-8,686
-11% -$242K
35 36
37
38 39

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2020 Portfolio in Review

As of Q4 2020, Guggenheim Capital held 2,169 positions worth $15.9B, up 15% from $13.8B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Guggenheim Capital's Q4 2020 filing shows 258 new, 811 increased, 944 reduced and 131 closed positions. Its largest new stake was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $32.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2020 buy was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2020, an estimated $235M increase.
  • Guggenheim Capital's biggest Q4 2020 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $32.3M.
  • Guggenheim Capital fully exited Super Micro Computer in Q4 2020, selling an estimated $10.2M.
  • Guggenheim Capital's ten largest holdings make up 25% of its $15.9B portfolio in Q4 2020.
  • Guggenheim Capital opened 258 new positions and closed 131 in Q4 2020.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $15.9B.

Based on Guggenheim Capital's 13F filing for Q4 2020, filed 16 Feb 2021.