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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.3B
AUM Growth
+$802M
Cap. Flow
-$35.2M
Cap. Flow %
-0.26%
Top 10 Hldgs %
12.63%
Holding
2,246
New
164
Increased
893
Reduced
982
Closed
190

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$251M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$91.6M
3
TFC icon
Truist Financial
TFC
+$10.3M
4
EXC icon
Exelon
EXC
+$9.3M
5
FCX icon
Freeport-McMoran
FCX
+$7.78M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$90.9M
2
AAPL icon
Apple
AAPL
+$35.8M
3
CELG
Celgene Corp
CELG
+$33.4M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$32.5M
5
MSFT icon
Microsoft
MSFT
+$32.3M

Sector Composition

Rank Sector Weight
1 Technology 15.39%
2 Financials 10.11%
3 Healthcare 10%
4 Consumer Discretionary 8.02%
5 Industrials 7.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DMF
901
DELISTED
BNY Mellon Municipal Income
DMF
$2.84M 0.02%
318,975
+124,528
+64% +$1.11M
PVG
902
DELISTED
PRETIUM RESOURCES INC.
PVG
$2.82M 0.02%
253,764
+55,032
+28% +$585K
JHI
903
John Hancock Investors Trust
JHI
$117M
$2.82M 0.02%
158,832
+21,793
+16% +$375K
SIX
904
DELISTED
Six Flags Entertainment Corp.
SIX
$2.82M 0.02%
62,553
+10,425
+20% +$480K
SBAC icon
905
SBA Communications
SBAC
$19.4B
$2.81M 0.02%
11,660
+2,304
+25% +$546K
ONC
906
BeOne Medicines Ltd
ONC
$36.7B
$2.81M 0.02%
+16,926
New +$2.81M
HSBC icon
907
HSBC
HSBC
$352B
$2.8M 0.02%
71,690
+5,409
+8% +$205K
ERC
908
Allspring Multi-Sector Income Fund
ERC
$258M
$2.79M 0.02%
216,906
-10,562
-5% -$133K
AGIO icon
909
Agios Pharmaceuticals
AGIO
$1.91B
$2.79M 0.02%
58,412
+5,610
+11% +$212K
PCI
910
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$2.79M 0.02%
110,599
-48,294
-30% -$1.21M
FCT
911
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$2.77M 0.02%
220,438
-118,484
-35% -$1.43M
NUW icon
912
Nuveen AMT-Free Municipal Value Fund
NUW
$250M
$2.75M 0.02%
169,875
+7,058
+4% +$118K
DE icon
913
Deere & Co
DE
$166B
$2.75M 0.02%
15,864
+4,983
+46% +$858K
AQN icon
914
Algonquin Power & Utilities
AQN
$4.43B
$2.73M 0.02%
193,086
+84,220
+77% +$1.17M
MOS icon
915
The Mosaic Company
MOS
$7.46B
$2.73M 0.02%
126,072
+62,946
+100% +$1.25M
LGND icon
916
Ligand Pharmaceuticals
LGND
$6.02B
$2.71M 0.02%
41,702
+7,138
+21% +$477K
POOL icon
917
Pool Corp
POOL
$7.31B
$2.7M 0.02%
12,727
+7,366
+137% +$1.52M
BFAM icon
918
Bright Horizons
BFAM
$3.89B
$2.7M 0.02%
17,951
+14,758
+462% +$2.21M
MRVL icon
919
Marvell Technology
MRVL
$189B
$2.7M 0.02%
101,552
+20,802
+26% +$527K
VMC icon
920
Vulcan Materials
VMC
$36.5B
$2.7M 0.02%
18,723
+6,245
+50% +$894K
MFM
921
Aberdeen Municipal Income Fund
MFM
$222M
$2.69M 0.02%
380,727
+6,002
+2% +$42.2K
WSBC icon
922
WesBanco
WSBC
$4B
$2.69M 0.02%
71,066
-492
-0.7% -$18.4K
OPTU
923
Optimum Communications Inc
OPTU
$315M
$2.67M 0.02%
97,730
+90,337
+1,222% +$2.5M
DSL
924
DoubleLine Income Solutions Fund
DSL
$1.23B
$2.67M 0.02%
135,140
+7,113
+6% +$141K
MFIC icon
925
MidCap Financial Investment
MFIC
$800M
$2.67M 0.02%
152,912
-25,261
-14% -$417K
35 36
37
38 39

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Guggenheim Capital held 2,246 positions worth $13.3B, up 6.4% from $12.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital's Q4 2019 filing shows 164 new, 893 increased, 982 reduced and 190 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $90.9M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2019 buy was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $251M increase.
  • Guggenheim Capital's biggest Q4 2019 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $90.9M.
  • Guggenheim Capital fully exited Celgene Corp in Q4 2019, selling an estimated $33.4M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $13.3B portfolio in Q4 2019.
  • Guggenheim Capital opened 164 new positions and closed 190 in Q4 2019.
  • Guggenheim Capital's portfolio value rose 6.4% quarter-over-quarter to $13.3B.

Based on Guggenheim Capital's 13F filing for Q4 2019, filed 14 Feb 2020.