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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.8%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.2B
AUM Growth
-$360M
Cap. Flow
-$2.32B
Cap. Flow %
-5.5%
Top 10 Hldgs %
7.6%
Holding
2,945
New
147
Increased
1,226
Reduced
1,320
Closed
236

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$859M
2
AAPL icon
Apple
AAPL
+$61.2M
3
NCLH icon
Norwegian Cruise Line
NCLH
+$56M
4
VRTX icon
Vertex Pharmaceuticals
VRTX
+$55.7M
5
EVHC
Envision Healthcare Holdings Inc
EVHC
+$40.4M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$106M
2
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
3
BCR
CR Bard Inc.
BCR
+$53.6M
4
AMAT icon
Applied Materials
AMAT
+$37.5M
5
LVLT
Level 3 Communications Inc
LVLT
+$37.4M

Sector Composition

Rank Sector Weight
1 Technology 14.48%
2 Financials 12.95%
3 Healthcare 12.03%
4 Industrials 10.73%
5 Consumer Discretionary 10.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADNT icon
901
Adient
ADNT
$1.65B
$6.5M 0.02%
82,561
+10,653
+15% +$859K
MMS icon
902
Maximus
MMS
$3.17B
$6.49M 0.02%
90,715
-37,031
-29% -$2.49M
GNTX icon
903
Gentex
GNTX
$4.97B
$6.48M 0.02%
309,150
-314,290
-50% -$6.25M
EMO
904
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.03B
$6.46M 0.02%
109,411
+20,977
+24% +$1.17M
DMC
905
Del Monte Corp
DMC
$1.41B
$6.44M 0.02%
135,086
-2,494
-2% -$117K
BBBY
906
DELISTED
Bed Bath & Beyond Inc
BBBY
$6.44M 0.02%
292,728
+105,457
+56% +$2.29M
KIO
907
KKR Income Opportunities Fund
KIO
$451M
$6.43M 0.02%
400,769
+44,095
+12% +$728K
PAG icon
908
Penske Automotive Group
PAG
$14.3B
$6.43M 0.02%
134,368
+48,854
+57% +$2.3M
AREX
909
DELISTED
Approach Resources Inc.
AREX
$6.39M 0.02%
2,157,785
-3,154
-0.1% -$7.78K
MSA icon
910
Mine Safety
MSA
$7.35B
$6.37M 0.02%
82,191
+3,262
+4% +$260K
SON icon
911
Sonoco
SON
$5.57B
$6.33M 0.02%
119,120
-19,957
-14% -$1.04M
MLI icon
912
Mueller Industries
MLI
$14.7B
$6.32M 0.02%
713,060
-87,884
-11% -$768K
SMG icon
913
ScottsMiracle-Gro
SMG
$3.82B
$6.31M 0.02%
59,002
-1,377
-2% -$138K
DERM
914
DELISTED
Dermira, Inc.
DERM
$6.31M 0.01%
226,850
-25,253
-10% -$670K
FDS icon
915
Factset
FDS
$9.36B
$6.31M 0.01%
32,714
+25,586
+359% +$4.91M
SAGE
916
DELISTED
Sage Therapeutics
SAGE
$6.29M 0.01%
38,205
-45,883
-55% -$4.45M
MGU
917
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$6.28M 0.01%
243,675
-29,500
-11% -$745K
HIW icon
918
Highwoods Properties
HIW
$3.65B
$6.28M 0.01%
123,338
+6,013
+5% +$310K
HI
919
DELISTED
Hillenbrand
HI
$6.26M 0.01%
140,145
+11,268
+9% +$472K
DPZ icon
920
Domino's
DPZ
$11.5B
$6.25M 0.01%
33,094
-35,024
-51% -$6.49M
NEV
921
DELISTED
NUVEEN ENHANCED MUNICIPAL VALUE FUND
NEV
$6.23M 0.01%
438,984
-47,572
-10% -$686K
BUI icon
922
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$725M
$6.23M 0.01%
288,286
-50,963
-15% -$1.08M
SLAB icon
923
Silicon Laboratories
SLAB
$7.17B
$6.22M 0.01%
70,486
+56,747
+413% +$5.1M
HIX
924
Western Asset High Income Fund II
HIX
$349M
$6.2M 0.01%
888,794
+11,804
+1% +$83.2K
MKTX icon
925
MarketAxess Holdings
MKTX
$5.71B
$6.2M 0.01%
30,701
-59,868
-66% -$11.3M
35 36
37
38 39

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CII
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AAMU
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NMIFOAC
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WANY
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Guggenheim Capital's Q4 2017 Portfolio in Review

As of Q4 2017, Guggenheim Capital held 2,945 positions worth $42.2B, down 0.85% from $42.6B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Guggenheim Capital withdrew a net $2.32B in Q4 2017, closing 236 positions and reducing 1,320 holdings. Its most notable exit was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF, an estimated $84.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in iShares China Large-Cap ETF worth $18M.

  • Guggenheim Capital's largest Q4 2017 buy was iShares China Large-Cap ETF: 389,755 shares worth $18M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2017, an estimated $859M increase.
  • Guggenheim Capital's biggest Q4 2017 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $106M.
  • Guggenheim Capital fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q4 2017, selling an estimated $84.5M.
  • Guggenheim Capital's ten largest holdings make up 7.6% of its $42.2B portfolio in Q4 2017.
  • Guggenheim Capital opened 147 new positions and closed 236 in Q4 2017.
  • Guggenheim Capital's portfolio value fell 0.85% quarter-over-quarter to $42.2B.

Based on Guggenheim Capital's 13F filing for Q4 2017, filed 14 Feb 2018.