We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SFR
901
DELISTED
Starwood Waypoint Homes
SFR
$5.88M 0.02%
203,910
+16,542
+9% +$481K
CRL icon
902
Charles River Laboratories
CRL
$11.3B
$5.84M 0.02%
76,670
-57,177
-43% -$4.34M
MGU
903
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$5.84M 0.02%
296,113
-11,546
-4% -$230K
LHO
904
DELISTED
LaSalle Hotel Properties
LHO
$5.84M 0.02%
191,729
+49,937
+35% +$1.34M
SXCP
905
DELISTED
SunCoke Energy Partners, L.P.
SXCP
$5.84M 0.02%
303,218
-282,418
-48% -$5.23M
ABB
906
DELISTED
ABB Ltd
ABB
$5.83M 0.02%
276,943
-134,079
-33% -$2.86M
KYN icon
907
Kayne Anderson Energy Infrastructure Fund
KYN
$2.4B
$5.83M 0.02%
297,840
-62,924
-17% -$1.22M
RGA icon
908
Reinsurance Group of America
RGA
$15.5B
$5.83M 0.02%
46,335
+7,517
+19% +$881K
MQT
909
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$5.83M 0.02%
454,684
-50,001
-10% -$655K
TCOM icon
910
Trip.com Group
TCOM
$29.7B
$5.82M 0.02%
145,600
+11,191
+8% +$490K
DSM
911
BNY Mellon Strategic Municipal Bond Fund
DSM
$288M
$5.82M 0.02%
723,477
+150,634
+26% +$1.24M
BDJ icon
912
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.74B
$5.79M 0.02%
710,324
-157,066
-18% -$1.24M
TCPC icon
913
BlackRock TCP Capital
TCPC
$291M
$5.78M 0.02%
342,096
+63,462
+23% +$1.05M
GG
914
DELISTED
Goldcorp Inc
GG
$5.78M 0.02%
424,891
-141,893
-25% -$1.98M
PZC
915
DELISTED
PIMCO California Municipal Income Fund III
PZC
$5.77M 0.02%
508,896
-47,487
-9% -$553K
EVF
916
Eaton Vance Senior Income Trust
EVF
$90.5M
$5.75M 0.02%
860,675
+195,824
+29% +$1.27M
MYN icon
917
BlackRock MuniYield New York Quality Fund
MYN
$375M
$5.74M 0.02%
452,234
+51,804
+13% +$680K
PDT
918
John Hancock Premium Dividend Fund
PDT
$632M
$5.74M 0.02%
366,435
-90,427
-20% -$1.34M
UTG icon
919
Reaves Utility Income Fund
UTG
$3.58B
$5.73M 0.02%
186,673
-26,876
-13% -$799K
MHN
920
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
$5.72M 0.02%
426,592
+50,234
+13% +$693K
NRK icon
921
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$899M
$5.71M 0.02%
446,067
+53,472
+14% +$700K
NCLH icon
922
Norwegian Cruise Line
NCLH
$9.18B
$5.71M 0.02%
134,298
+84,383
+169% +$3.38M
MUC icon
923
BlackRock MuniHoldings California Quality Fund
MUC
$1B
$5.66M 0.02%
401,652
-29,668
-7% -$432K
VTN icon
924
Invesco Trust for Investment Grade New York Municipals
VTN
$162M
$5.64M 0.02%
424,736
+47,593
+13% +$656K
MSCI icon
925
MSCI
MSCI
$41.8B
$5.63M 0.02%
71,480
-25,924
-27% -$2.09M
35 36
37
38 39

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.