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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.1B
AUM Growth
+$306M
Cap. Flow
-$1.05B
Cap. Flow %
-3.25%
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,158
Reduced
1,530
Closed
143

Top Buys

Rank Stock Value
1
FTV icon
Fortive
FTV
+$39.8M
2
COO icon
Cooper Companies
COO
+$29.5M
3
MTD icon
Mettler-Toledo International
MTD
+$29.1M
4
ALB icon
Albemarle
ALB
+$25M
5
LNT icon
Alliant Energy
LNT
+$23.9M

Top Sells

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$283M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$57.3M
3
EMC
EMC CORPORATION
EMC
+$36.4M
4
GAS
AGL Resources Inc
GAS
+$36.3M
5
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
+$34.7M

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Healthcare 11.67%
3 Financials 11.21%
4 Industrials 10.39%
5 Consumer Discretionary 10.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXJ
901
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$6.1M 0.02%
411,121
-49,338
-11% -$752K
AZN icon
902
AstraZeneca
AZN
$245B
$6.08M 0.02%
92,578
-5,322
-5% -$348K
MWA icon
903
Mueller Water Products
MWA
$4.04B
$6.08M 0.02%
484,770
+30,453
+7% +$365K
ZWS icon
904
Zurn Elkay Water Solutions
ZWS
$8.49B
$6.08M 0.02%
589,235
+40,033
+7% +$406K
CUZ icon
905
Cousins Properties
CUZ
$5.17B
$6.06M 0.02%
205,751
+29,957
+17% +$905K
FPF
906
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.07B
$6.05M 0.02%
259,115
+135,610
+110% +$3.17M
KEYS icon
907
Keysight
KEYS
$55B
$6.05M 0.02%
190,827
-20,786
-10% -$618K
KEX icon
908
Kirby Corp
KEX
$6.98B
$6.04M 0.02%
97,226
-698
-0.7% -$40.1K
GK
909
DELISTED
G&K Services Inc
GK
$6.02M 0.02%
63,027
+20,764
+49% +$1.84M
CENX icon
910
Century Aluminum
CENX
$4.47B
$6.01M 0.02%
865,308
+18,519
+2% +$127K
CCP
911
DELISTED
Care Capital Properties, Inc.
CCP
$5.98M 0.02%
209,684
+40,045
+24% +$1.16M
IT icon
912
Gartner
IT
$10.1B
$5.97M 0.02%
67,559
-8,688
-11% -$815K
NVS icon
913
Novartis
NVS
$292B
$5.97M 0.02%
84,423
+19,508
+30% +$1.42M
AMH icon
914
American Homes 4 Rent
AMH
$12.4B
$5.95M 0.02%
274,832
+182,041
+196% +$3.94M
CALM icon
915
Cal-Maine
CALM
$4.08B
$5.94M 0.02%
154,095
-14,512
-9% -$625K
SUM
916
DELISTED
Summit Materials, Inc. Class A Common Stock
SUM
$5.92M 0.02%
332,807
+299,590
+902% +$5.8M
VOD icon
917
Vodafone
VOD
$35.9B
$5.91M 0.02%
202,805
+3,659
+2% +$111K
TTEK icon
918
Tetra Tech
TTEK
$8.66B
$5.88M 0.02%
828,525
+35,670
+4% +$242K
DPZ icon
919
Domino's
DPZ
$12.1B
$5.87M 0.02%
38,631
-5,239
-12% -$765K
BSAC icon
920
Banco Santander Chile
BSAC
$16.4B
$5.85M 0.02%
282,749
+153,643
+119% +$3.21M
CBOE icon
921
Cboe Global Markets
CBOE
$31.2B
$5.84M 0.02%
90,075
-1,894
-2% -$129K
OA
922
DELISTED
Orbital ATK, Inc.
OA
$5.83M 0.02%
76,542
+68,850
+895% +$5.48M
RYAAY icon
923
Ryanair
RYAAY
$31.1B
$5.83M 0.02%
194,235
-16,218
-8% -$471K
CCEP icon
924
Coca-Cola Europacific Partners
CCEP
$47.8B
$5.83M 0.02%
145,981
-117,477
-45% -$4.48M
SNLN
925
DELISTED
Highland/iBoxx Senior Loan ETF
SNLN
$5.82M 0.02%
311,957
-32,670
-9% -$607K
35 36
37
38 39

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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Guggenheim Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.

Guggenheim Capital withdrew a net $1.05B in Q3 2016, closing 143 positions and reducing 1,530 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.

  • Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
  • Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
  • Guggenheim Capital's biggest Q3 2016 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $57.3M.
  • Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
  • Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
  • Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
  • Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.

Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.