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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.3%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$31.7B
AUM Growth
-$2.67B
Cap. Flow
-$2.89B
Cap. Flow %
-9.1%
Top 10 Hldgs %
5.56%
Holding
3,128
New
137
Increased
922
Reduced
1,808
Closed
223

Top Buys

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$62.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$62.4M
3
HOLX
Hologic
HOLX
+$44.1M
4
CNC icon
Centene
CNC
+$39.3M
5
EXR icon
Extra Space Storage
EXR
+$35.6M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$47.1M
2
GMCR
KEURIG GREEN MTN INC
GMCR
+$41.7M
3
BRCM
BROADCOM CORP CL-A
BRCM
+$40.5M
4
CNX icon
CNX Resources
CNX
+$38.3M
5
BMR
BIOMED REALTY TRUST INC
BMR
+$37.3M

Sector Composition

Rank Sector Weight
1 Technology 12.05%
2 Healthcare 11.54%
3 Consumer Discretionary 10.85%
4 Financials 10.67%
5 Industrials 9.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BFZ
901
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$6.1M 0.02%
375,751
+25,863
+7% +$415K
ATO icon
902
Atmos Energy
ATO
$28.9B
$6.06M 0.02%
81,664
+17,720
+28% +$1.22M
HR
903
DELISTED
Healthcare Realty Trust Incorporated
HR
$6.05M 0.02%
195,768
-36,984
-16% -$1.08M
ERIC icon
904
Ericsson
ERIC
$33.1B
$6.05M 0.02%
602,820
-102,510
-15% -$944K
GLO
905
Clough Global Opportunities Fund
GLO
$252M
$6.03M 0.02%
630,151
-32,673
-5% -$306K
ARW icon
906
Arrow Electronics
ARW
$11.1B
$5.98M 0.02%
92,823
+8,859
+11% +$492K
AVT icon
907
Avnet
AVT
$7.29B
$5.97M 0.02%
134,714
+9,191
+7% +$377K
HQCL
908
DELISTED
Hanwha Q CELLS Co., Ltd.
HQCL
$5.96M 0.02%
386,188
-23,448
-6% -$396K
EAD
909
Allspring Income Opportunities Fund
EAD
$375M
$5.96M 0.02%
787,669
-203,083
-20% -$1.46M
NMA
910
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
$5.88M 0.02%
409,604
+108,963
+36% +$1.54M
SRLN icon
911
State Street Blackstone Senior Loan ETF
SRLN
$5.32B
$5.83M 0.02%
125,365
+8,073
+7% +$371K
MYGN icon
912
Myriad Genetics
MYGN
$289M
$5.81M 0.02%
155,313
-61,640
-28% -$2.32M
AXS icon
913
AXIS Capital
AXS
$7.72B
$5.77M 0.02%
104,089
+3,461
+3% +$187K
LFCR icon
914
Lifecore Biomedical
LFCR
$165M
$5.76M 0.02%
548,390
-41,263
-7% -$453K
QVCGA
915
DELISTED
QVC Group Inc Series A
QVCGA
$5.75M 0.02%
4,694
+1,107
+31% +$1.35M
JAZZ icon
916
Jazz Pharmaceuticals
JAZZ
$15.8B
$5.71M 0.02%
43,746
-19,261
-31% -$2.4M
BCH icon
917
Banco de Chile
BCH
$21B
$5.69M 0.02%
284,370
-97,773
-26% -$1.87M
TCOM icon
918
Trip.com Group
TCOM
$29.5B
$5.69M 0.02%
128,610
-7,249
-5% -$303K
ALNY icon
919
Alnylam Pharmaceuticals
ALNY
$29.5B
$5.69M 0.02%
90,662
-23,340
-20% -$1.55M
AFT
920
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$5.69M 0.02%
374,293
-8,722
-2% -$127K
TSM icon
921
TSMC
TSM
$2.16T
$5.68M 0.02%
217,005
+1,858
+0.9% +$43.5K
SLF icon
922
Sun Life Financial
SLF
$45.7B
$5.67M 0.02%
175,392
+8,630
+5% +$253K
MYC
923
DELISTED
Blackrock Muni Yield California Fund, Inc.
MYC
$5.65M 0.02%
334,006
+20,752
+7% +$339K
MZTI
924
The Marzetti Company
MZTI
$3.04B
$5.65M 0.02%
51,074
+8,858
+21% +$950K
MUC icon
925
BlackRock MuniHoldings California Quality Fund
MUC
$999M
$5.64M 0.02%
358,189
+21,577
+6% +$329K
35 36
37
38 39

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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q1 2016 Portfolio in Review

As of Q1 2016, Guggenheim Capital held 3,128 positions worth $31.7B, down 7.8% from $34.4B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital withdrew a net $2.89B in Q1 2016, closing 223 positions and reducing 1,808 holdings. Its most notable exit was KEURIG GREEN MTN INC, an estimated $41.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Enovis worth $6.52M.

  • Guggenheim Capital's largest Q1 2016 buy was Enovis: 132,562 shares worth $6.52M.
  • Guggenheim Capital added most to State Street SPDR Bloomberg High Yield Bond ETF in Q1 2016, an estimated $62.9M increase.
  • Guggenheim Capital's biggest Q1 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $47.1M.
  • Guggenheim Capital fully exited KEURIG GREEN MTN INC in Q1 2016, selling an estimated $41.7M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $31.7B portfolio in Q1 2016.
  • Guggenheim Capital opened 137 new positions and closed 223 in Q1 2016.
  • Guggenheim Capital's portfolio value fell 7.8% quarter-over-quarter to $31.7B.

Based on Guggenheim Capital's 13F filing for Q1 2016, filed 16 May 2016.