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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-7.31%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.5B
AUM Growth
-$8.01B
Cap. Flow
-$4.74B
Cap. Flow %
-14.6%
Top 10 Hldgs %
6.24%
Holding
3,152
New
114
Increased
850
Reduced
1,973
Closed
197

Top Buys

Rank Stock Value
1
KHC icon
Kraft Heinz
KHC
+$77.8M
2
WRK
WestRock Company
WRK
+$56.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$54.4M
4
ATVI
Activision Blizzard
ATVI
+$48.1M
5
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$46.9M

Top Sells

Rank Stock Value
1
DTV
DIRECTV COM STK (DE)
DTV
+$84M
2
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$81.1M
3
HSP
HOSPIRA INC
HSP
+$76.4M
4
GAS
AGL Resources Inc
GAS
+$58M
5
ZION icon
Zions Bancorporation
ZION
+$54.3M

Sector Composition

Rank Sector Weight
1 Healthcare 13.02%
2 Technology 11.49%
3 Consumer Discretionary 11.12%
4 Financials 10.82%
5 Industrials 8.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PANW icon
901
Palo Alto Networks
PANW
$291B
$7.02M 0.02%
244,788
-65,166
-21% -$1.92M
BLUE
902
DELISTED
bluebird bio
BLUE
$7M 0.02%
6,321
+245
+4% +$447K
COO icon
903
Cooper Companies
COO
$14.4B
$6.98M 0.02%
187,464
-88,676
-32% -$3.68M
ETP
904
DELISTED
Energy Transfer Partners L.p.
ETP
$6.9M 0.02%
167,993
-29,193
-15% -$1.42M
TSLA icon
905
Tesla
TSLA
$1.26T
$6.88M 0.02%
415,170
-107,550
-21% -$1.83M
ALGN icon
906
Align Technology
ALGN
$12.4B
$6.85M 0.02%
120,710
-17,570
-13% -$1.05M
JAZZ icon
907
Jazz Pharmaceuticals
JAZZ
$17B
$6.84M 0.02%
51,514
+7,299
+17% +$1.26M
GEF icon
908
Greif
GEF
$5.05B
$6.81M 0.02%
213,264
-3,481
-2% -$113K
NSL
909
DELISTED
NUVEEN SENIOR INCM FD
NSL
$6.8M 0.02%
1,150,691
-43,148
-4% -$267K
JD icon
910
JD.com
JD
$43.6B
$6.79M 0.02%
260,491
+169,679
+187% +$4.91M
RAX
911
DELISTED
Rackspace Hosting Inc
RAX
$6.76M 0.02%
273,841
-258,366
-49% -$8.32M
RY icon
912
Royal Bank of Canada
RY
$294B
$6.74M 0.02%
121,901
+89,723
+279% +$5.11M
TYL icon
913
Tyler Technologies
TYL
$12.4B
$6.65M 0.02%
44,513
-3,219
-7% -$452K
BSJG
914
DELISTED
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
$6.64M 0.02%
256,852
-41,516
-14% -$1.08M
MFA
915
MFA Financial
MFA
$914M
$6.6M 0.02%
242,228
-14,219
-6% -$417K
SFL icon
916
SFL Corp
SFL
$1.61B
$6.59M 0.02%
405,302
+9,751
+2% +$159K
EMB icon
917
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
$6.58M 0.02%
61,844
-6,650
-10% -$720K
GLO
918
Clough Global Opportunities Fund
GLO
$255M
$6.58M 0.02%
614,529
-98,396
-14% -$1.16M
BPT
919
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
$6.55M 0.02%
159,303
+21,846
+16% +$1.07M
FRT icon
920
Federal Realty Investment Trust
FRT
$10.5B
$6.54M 0.02%
47,913
+1,263
+3% +$169K
CYS
921
DELISTED
CYS Investments Inc.
CYS
$6.53M 0.02%
899,633
+396,849
+79% +$3.07M
VKQ icon
922
Invesco Municipal Trust
VKQ
$547M
$6.53M 0.02%
531,546
+21,596
+4% +$262K
UMPQ
923
DELISTED
Umpqua Holdings Corp
UMPQ
$6.53M 0.02%
400,324
-31,488
-7% -$542K
KYE
924
DELISTED
Kayne Anderson Energy
KYE
$6.52M 0.02%
498,158
-93,773
-16% -$1.57M
MBB icon
925
iShares MBS ETF
MBB
$39.1B
$6.5M 0.02%
59,254
+337
+0.6% +$36.8K
35 36
37
38 39

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2015 Portfolio in Review

As of Q3 2015, Guggenheim Capital held 3,152 positions worth $32.5B, down 20% from $40.5B the previous quarter. Its ten largest holdings account for 6.2% of the portfolio.

Guggenheim Capital withdrew a net $4.74B in Q3 2015, closing 197 positions and reducing 1,973 holdings. Its most notable exit was DIRECTV COM STK (DE), an estimated $84M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 13% of assets, down from 14% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Kraft Heinz worth $72.7M.

  • Guggenheim Capital's largest Q3 2015 buy was Kraft Heinz: 1,030,574 shares worth $72.7M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2015, an estimated $54.4M increase.
  • Guggenheim Capital's biggest Q3 2015 reduction was AGL Resources Inc, cutting an estimated $58M.
  • Guggenheim Capital fully exited DIRECTV COM STK (DE) in Q3 2015, selling an estimated $84M.
  • Guggenheim Capital's ten largest holdings make up 6.2% of its $32.5B portfolio in Q3 2015.
  • Guggenheim Capital opened 114 new positions and closed 197 in Q3 2015.
  • Guggenheim Capital's portfolio value fell 20% quarter-over-quarter to $32.5B.

Based on Guggenheim Capital's 13F filing for Q3 2015, filed 16 Nov 2015.