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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.88%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.9B
AUM Growth
-$1.85B
Cap. Flow
-$120M
Cap. Flow %
-0.3%
Top 10 Hldgs %
5.46%
Holding
3,261
New
279
Increased
1,342
Reduced
1,357
Closed
256

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$107M
2
ZION icon
Zions Bancorporation
ZION
+$69.8M
3
Y
Alleghany Corp
Y
+$49.5M
4
AAPL icon
Apple
AAPL
+$44.2M
5
CPT icon
Camden Property Trust
CPT
+$43.9M

Top Sells

Rank Stock Value
1
BG icon
Bunge Global
BG
+$67.6M
2
THG icon
Hanover Insurance
THG
+$63.6M
3
URS
URS CORP
URS
+$58.3M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$58.3M
5
NTRS icon
Northern Trust
NTRS
+$49.8M

Sector Composition

Rank Sector Weight
1 Technology 11.6%
2 Healthcare 11.32%
3 Consumer Discretionary 10.79%
4 Financials 10.35%
5 Industrials 9.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RYAAY icon
901
Ryanair
RYAAY
$31.1B
$8.4M 0.02%
287,311
-56,562
-16% -$1.41M
ALGN icon
902
Align Technology
ALGN
$12.4B
$8.38M 0.02%
149,809
-86,364
-37% -$4.57M
RESI
903
DELISTED
Front Yard Residential Corporation Common Stock
RESI
$8.34M 0.02%
429,876
-167,847
-28% -$3.58M
ULTI
904
DELISTED
Ultimate Software Group Inc
ULTI
$8.33M 0.02%
56,739
-40,552
-42% -$5.88M
BGH
905
Barings Global Short Duration High Yield Fund
BGH
$283M
$8.32M 0.02%
412,053
-16,493
-4% -$364K
ANDX
906
DELISTED
Andeavor Logistics LP
ANDX
$8.31M 0.02%
+141,146
New +$8.22M
IAE
907
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$92.3M
$8.27M 0.02%
723,409
+109,359
+18% +$1.32M
IPGP icon
908
IPG Photonics
IPGP
$3.7B
$8.25M 0.02%
110,079
-11,406
-9% -$811K
EDD
909
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$377M
$8.23M 0.02%
779,213
+745,027
+2,179% +$8.43M
FLG
910
Flagstar Bank National Association
FLG
$5.93B
$8.23M 0.02%
171,400
-54,489
-24% -$2.57M
FICO icon
911
Fair Isaac
FICO
$22.6B
$8.21M 0.02%
113,515
+4,468
+4% +$293K
BT
912
DELISTED
BT Group plc (ADR)
BT
$8.19M 0.02%
264,162
+135,942
+106% +$4.16M
AFT
913
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$8.19M 0.02%
492,201
-64,392
-12% -$1.09M
RCPT
914
DELISTED
RECEPTOS INC COM STK (DE)
RCPT
$8.17M 0.02%
66,720
+7,066
+12% +$715K
BOE icon
915
BlackRock Enhanced Global Dividend Trust
BOE
$676M
$8.17M 0.02%
622,220
+24,378
+4% +$334K
SIMO icon
916
Silicon Motion
SIMO
$8.53B
$8.15M 0.02%
344,798
+310,297
+899% +$7.45M
SNN icon
917
Smith & Nephew
SNN
$13.5B
$8.12M 0.02%
221,097
-63,193
-22% -$2.13M
ENPH icon
918
Enphase Energy
ENPH
$5.2B
$8.12M 0.02%
568,142
+16,914
+3% +$211K
EDF
919
Virtus Stone Harbor Emerging Markets Income Fund
EDF
$167M
$8.11M 0.02%
522,717
-137,816
-21% -$2.41M
EPD icon
920
Enterprise Products Partners
EPD
$81.9B
$8.1M 0.02%
224,129
+113,140
+102% +$4.18M
NPSP
921
DELISTED
NPS PHARMACEUTICALS INC
NPSP
$8.05M 0.02%
225,043
+2,118
+1% +$63.2K
JASO
922
DELISTED
JA Solar Holdings, Co., Ltd
JASO
$8.04M 0.02%
982,562
-48,580
-5% -$404K
AGIO icon
923
Agios Pharmaceuticals
AGIO
$1.82B
$8.03M 0.02%
71,647
-2,355
-3% -$210K
SPXX icon
924
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$338M
$8.03M 0.02%
561,097
-1,167
-0.2% -$16.6K
RVBD
925
DELISTED
RIVERBED TECHNOLOGY, INC COM
RVBD
$8.01M 0.02%
392,472
+340,536
+656% +$6.54M
35 36
37
38 39

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AIM
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2014 Portfolio in Review

As of Q4 2014, Guggenheim Capital held 3,261 positions worth $39.9B, down 4.4% from $41.7B the previous quarter. Its ten largest holdings account for 5.5% of the portfolio.

Guggenheim Capital's Q4 2014 filing shows 279 new, 1,342 increased, 1,357 reduced and 256 closed positions. Its largest new stake was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M. The largest sale was Bunge Global, an estimated $67.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2014 buy was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M.
  • Guggenheim Capital added most to Invesco QQQ Trust in Q4 2014, an estimated $107M increase.
  • Guggenheim Capital's biggest Q4 2014 reduction was Bunge Global, cutting an estimated $67.6M.
  • Guggenheim Capital fully exited URS CORP in Q4 2014, selling an estimated $58.3M.
  • Guggenheim Capital's ten largest holdings make up 5.5% of its $39.9B portfolio in Q4 2014.
  • Guggenheim Capital opened 279 new positions and closed 256 in Q4 2014.
  • Guggenheim Capital's portfolio value fell 4.4% quarter-over-quarter to $39.9B.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.