We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$591M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNN icon
901
Smith & Nephew
SNN
$12.8B
$9.57M 0.02%
284,290
-17,583
-6% -$614K
ETW
902
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.05B
$9.55M 0.02%
786,212
+172,097
+28% +$2.18M
JASO
903
DELISTED
JA Solar Holdings, Co., Ltd
JASO
$9.54M 0.02%
1,031,142
-405,679
-28% -$3.88M
IGD
904
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$513M
$9.54M 0.02%
1,017,850
+79,686
+8% +$762K
AFT
905
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$9.52M 0.02%
556,593
+15,605
+3% +$275K
INFY icon
906
Infosys
INFY
$51B
$9.48M 0.02%
1,253,896
+153,552
+14% +$1.11M
BCH icon
907
Banco de Chile
BCH
$20.9B
$9.46M 0.02%
420,704
-15,316
-4% -$351K
SWFT
908
DELISTED
Swift Transportation Company
SWFT
$9.43M 0.02%
449,392
+287,988
+178% +$6.33M
MDU icon
909
MDU Resources
MDU
$4.2B
$9.4M 0.02%
888,759
-83,528
-9% -$994K
BUI icon
910
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$720M
$9.33M 0.02%
466,410
+31,228
+7% +$637K
VEON icon
911
VEON
VEON
$3.76B
$9.31M 0.02%
51,578
+24,745
+92% +$5.2M
ANV
912
DELISTED
Allied Nevada Gold Corp
ANV
$9.25M 0.02%
2,793,658
-931,197
-25% -$3.21M
HPI
913
John Hancock Preferred Income Fund
HPI
$432M
$9.19M 0.02%
458,127
+66,054
+17% +$1.33M
TPZ
914
Tortoise Electrification Infrastructure ETF
TPZ
$126M
$9.14M 0.02%
324,506
+56,226
+21% +$1.6M
STK
915
Columbia Seligman Premium Technology Growth Fund
STK
$901M
$9.13M 0.02%
521,720
+187,459
+56% +$3.25M
GHY
916
PGIM Global High Yield Fund
GHY
$481M
$9.11M 0.02%
551,932
+105,858
+24% +$1.82M
BDC icon
917
Belden
BDC
$4.98B
$9.08M 0.02%
141,834
+94,986
+203% +$6.88M
CSQ icon
918
Calamos Strategic Total Return Fund
CSQ
$3.33B
$9.08M 0.02%
776,333
+94,790
+14% +$1.13M
WAFD icon
919
WaFd
WAFD
$2.79B
$9.07M 0.02%
445,571
-18,231
-4% -$390K
WFC.PRL icon
920
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.69B
$9.04M 0.02%
7,517
+562
+8% +$679K
EMES
921
DELISTED
Emerge Energy Services LP
EMES
$9.04M 0.02%
78,371
+57,685
+279% +$6.8M
MDVN
922
DELISTED
MEDIVATION, INC.
MDVN
$9.03M 0.02%
182,668
-13,420
-7% -$570K
GMED icon
923
Globus Medical
GMED
$11.1B
$8.99M 0.02%
+457,192
New +$9.41M
BC icon
924
Brunswick
BC
$5.41B
$8.98M 0.02%
213,208
+28,738
+16% +$1.22M
MSCI icon
925
MSCI
MSCI
$41.5B
$8.98M 0.02%
191,064
+13,645
+8% +$631K
35 36
37
38 39

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.