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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.89%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.5B
AUM Growth
+$4.37B
Cap. Flow
+$2.48B
Cap. Flow %
6.28%
Top 10 Hldgs %
5.86%
Holding
3,447
New
176
Increased
1,376
Reduced
1,602
Closed
253

Top Buys

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$223M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$99.8M
3
SWK icon
Stanley Black & Decker
SWK
+$62.1M
4
AN icon
AutoNation
AN
+$55M
5
QCOM icon
Qualcomm
QCOM
+$53.9M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$95.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$82.3M
3
RGA icon
Reinsurance Group of America
RGA
+$53.1M
4
BA icon
Boeing
BA
+$52.3M
5
AMCX icon
AMC Global Media
AMCX
+$51.9M

Sector Composition

Rank Sector Weight
1 Financials 10.78%
2 Consumer Discretionary 10.44%
3 Technology 10.24%
4 Industrials 10.05%
5 Energy 9.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGSB icon
901
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$8.93M 0.02%
169,090
-23,762
-12% -$1.25M
CNK icon
902
Cinemark Holdings
CNK
$4.24B
$8.91M 0.02%
252,012
-176,186
-41% -$5.39M
SLF icon
903
Sun Life Financial
SLF
$46B
$8.86M 0.02%
241,198
-248,017
-51% -$8.54M
AVA icon
904
Avista
AVA
$3.34B
$8.85M 0.02%
263,950
+118,595
+82% +$3.75M
BOE icon
905
BlackRock Enhanced Global Dividend Trust
BOE
$673M
$8.84M 0.02%
587,502
+53,589
+10% +$797K
FLC
906
Flaherty & Crumrine Total Return Fund
FLC
$174M
$8.83M 0.02%
440,594
-70,428
-14% -$1.43M
MXIM
907
DELISTED
Maxim Integrated Products
MXIM
$8.81M 0.02%
260,664
-84,209
-24% -$2.8M
AHD
908
DELISTED
ATLAS ENERGY L P COM UNITS REPSTG LTD PARTNER INT (DE)
AHD
$8.81M 0.02%
196,316
+182,828
+1,355% +$8.21M
HNI icon
909
HNI Corp
HNI
$3.24B
$8.81M 0.02%
225,221
-19,537
-8% -$714K
JCE icon
910
Nuveen Core Equity Alpha Fund
JCE
$279M
$8.78M 0.02%
484,611
-36,193
-7% -$639K
CNVR
911
DELISTED
CONVERSANT INC COM STK (DE)
CNVR
$8.76M 0.02%
344,710
-39,717
-10% -$991K
BR icon
912
Broadridge
BR
$17.8B
$8.75M 0.02%
210,253
-36,442
-15% -$1.43M
GOV
913
DELISTED
Government Properties Income Trust
GOV
$8.75M 0.02%
344,749
+56,615
+20% +$1.44M
CNQR
914
DELISTED
CONCUR TECHNOLOGIES INC
CNQR
$8.68M 0.02%
92,987
-12,813
-12% -$1.12M
NJR icon
915
New Jersey Resources
NJR
$5.84B
$8.64M 0.02%
302,382
+146,780
+94% +$3.82M
FIF
916
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$8.62M 0.02%
362,674
-42,845
-11% -$958K
BCX icon
917
BlackRock Resources & Commodities Strategy Trust
BCX
$919M
$8.6M 0.02%
693,364
-141,450
-17% -$1.71M
PL
918
DELISTED
PROTECTIVE LIFE CORP
PL
$8.6M 0.02%
123,962
+80,537
+185% +$4.58M
RRTS
919
DELISTED
RoadRunner Transportation Systems, Inc.
RRTS
$8.58M 0.02%
12,217
-2,150
-15% -$1.4M
HPS
920
John Hancock Preferred Income Fund III
HPS
$457M
$8.54M 0.02%
477,032
-87,664
-16% -$1.55M
QIHU
921
DELISTED
QIHOO 360 TECHNOLOGY CO LTD ADS RPSTG 3 CL A SHS
QIHU
$8.54M 0.02%
92,754
-20,776
-18% -$1.83M
PGH
922
DELISTED
Pengrowth Energy Corporation
PGH
$8.54M 0.02%
1,188,713
-530,821
-31% -$3.46M
HYG icon
923
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$8.49M 0.02%
89,151
+28,245
+46% +$2.67M
EVF
924
Eaton Vance Senior Income Trust
EVF
$90.3M
$8.45M 0.02%
1,240,851
-220,506
-15% -$1.5M
WFC.PRL icon
925
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.71B
$8.44M 0.02%
6,955
-3,248
-32% -$3.92M
35 36
37
38 39

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q2 2014 Portfolio in Review

As of Q2 2014, Guggenheim Capital held 3,447 positions worth $39.5B, up 12% from $35.2B the previous quarter. Its ten largest holdings account for 5.9% of the portfolio.

Guggenheim Capital deployed $2.48B of net new capital in Q2 2014, opening 176 new positions and adding to 1,376 existing holdings. Its largest new stake was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $95.8M trimmed.

  • Guggenheim Capital's largest Q2 2014 buy was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.
  • Guggenheim Capital added most to Stanley Black & Decker in Q2 2014, an estimated $62.1M increase.
  • Guggenheim Capital's biggest Q2 2014 reduction was iShares Russell 2000 ETF, cutting an estimated $95.8M.
  • Guggenheim Capital fully exited LSI CORPORATION in Q2 2014, selling an estimated $44.6M.
  • Guggenheim Capital's ten largest holdings make up 5.9% of its $39.5B portfolio in Q2 2014.
  • Guggenheim Capital opened 176 new positions and closed 253 in Q2 2014.
  • Guggenheim Capital's portfolio value rose 12% quarter-over-quarter to $39.5B.

Based on Guggenheim Capital's 13F filing for Q2 2014, filed 14 Aug 2014.